Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Capital Southwest Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +10 vs. Q4 2025
- Shares held
- 16.7M
- +1.79M (+12.0%) vs. Q4 2025
- Total value
- $369.5M
- +$37.7M (+11.3%) vs. Q4 2025
- New holders
- 32
- 54 more added
- Sold out
- 22
- 47 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DRW Securities, LLC | 11,165 | $247.0K | 0.01% | +11,165 | New |
| Colony Group, LLC | 10,960 | $242.4K | 0.00% | +10,960 | New |
| FCG Investment Co | 10,669 | $236.0K | 0.10% | +10,669 | New |
| Creative Planning | 9,938 | $219.8K | 0.00% | +9,938 | New |
| HighTower Advisors, LLC | 9,747 | $215.6K | 0.00% | +109+1.1% | Added |
| SageGuard Financial Group, LLC | 9,690 | $214.3K | 0.03% | −2,423−20.0% | Reduced |
| Squarepoint Ops LLC | 9,637 | $213.2K | 0.00% | +9,637 | New |
| Trexquant Investment LP | 9,613 | $212.6K | 0.00% | −12,509−56.5% | Reduced |
| Eagle Global Advisors LLC | 9,350 | $206.8K | 0.01% | +9,350 | New |
| Vident Advisory, LLC | 9,293 | $205.6K | 0.00% | −2,426−20.7% | Reduced |
| VPR Management LLC | 8,500 | $188.0K | 0.08% | 00.0% | Unchanged |
| Simplex Trading, LLC | 7,233 | $160.0K | 0.00% | −20,521−73.9% | Reduced |
| Leonteq Securities AG | 7,000 | $154.8K | 0.01% | +700+11.1% | Added |
| Allworth Financial LP | 5,588 | $123.6K | 0.00% | +743+15.3% | Added |
| Rialto Wealth Management, LLC | 4,809 | $106.4K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,654 | $102.9K | 0.00% | +3,088+197.2% | Added |
| Northwestern Mutual Wealth Management Co | 4,409 | $97.5K | 0.00% | +409+10.2% | Added |
| Parallel Advisors, LLC | 4,185 | $92.6K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,998 | $88.4K | 0.00% | −3,438−46.2% | Reduced |
| Wells Fargo & Company | 3,986 | $88.2K | 0.00% | −1,767−30.7% | Reduced |
| Signaturefd, LLC | 3,409 | $75.4K | 0.00% | +746+28.0% | Added |
| Burk Holdings LLC | 3,068 | $67.9K | 0.03% | +3,068 | New |
| MAI Capital Management | 3,051 | $67.5K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,903 | $64.0K | 0.00% | +73+2.6% | Added |
| Weiss Asset Management LP | 2,852 | $63.1K | 0.00% | +2,808+6,381.8% | Added |
| Central Trust Co | 2,700 | $59.7K | 0.00% | +2,700 | New |
| Farther Finance Advisors, LLC | 2,702 | $59.3K | 0.00% | −2,616−49.2% | Reduced |
| Osbon Capital Management LLC | 2,650 | $58.6K | 0.05% | +150+6.0% | Added |
| Group One Trading, L.P. | 2,606 | $57.6K | 0.00% | −2,467−48.6% | Reduced |
| Washington Trust Advisors, Inc. | 2,500 | $55.3K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,329 | $51.5K | 0.00% | −468−16.7% | Reduced |
| State of Alaska, Department of Revenue | 2,237 | $49.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,930 | $42.7K | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 1,685 | $36.2K | 0.00% | −5,580−76.8% | Reduced |
| Bryn Mawr Trust Co | 1,600 | $35.4K | 0.00% | +1,600 | New |
| Triumph Capital Management | 1,400 | $31.0K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 1,177 | $26.0K | 0.00% | +1,177 | New |
| Jones Financial Companies LLLP | 1,156 | $24.8K | 0.00% | +352+43.8% | Added |
| Ronald Blue Trust, Inc. | 1,053 | $23.3K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 1,030 | $22.8K | 0.00% | +750+267.9% | Added |
| North Star Investment Management Corp. | 1,025 | $22.7K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,000 | $22.1K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,000 | $22.1K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 802 | $17.7K | 0.00% | +802 | New |
| Key Capital Management, INC | 782 | $17.3K | 0.01% | +268+52.1% | Added |
| HHM Wealth Advisors, LLC | 700 | $15.5K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| Hager Investment Management Services, LLC | 500 | $11.1K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 450 | $9.95K | 0.00% | −2,250−83.3% | Reduced |
| Dunhill Financial, LLC | 400 | $8.85K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 348 | $7.70K | 0.00% | −126−26.6% | Reduced |
| Nisa Investment Advisors, LLC | 291 | $6.44K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 250 | $5.53K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 225 | $4.98K | 0.00% | 00.0% | Unchanged |
| First Horizon Corp | 200 | $4.42K | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 197 | $4.36K | 0.00% | +197 | New |
| Archer Investment Corp | 142 | $3.13K | 0.00% | +4+2.9% | Added |
| Caitong International Asset Management Co., Ltd | 62 | $1.37K | 0.00% | −35−36.1% | Reduced |
| Delta Asset Management LLC | 60 | $1.33K | 0.00% | −10−14.3% | Reduced |
| NBT Bank N A | 33 | $725 | 0.00% | +11+50.0% | Added |
| Hilton Head Capital Partners, LLC | 30 | $664 | 0.00% | +30 | New |
| Assetmark, Inc | 27 | $597 | 0.00% | +24+800.0% | Added |
| DHJJ Financial Advisors, Ltd. | 5 | $111 | 0.00% | 00.0% | Unchanged |
| PMV Capital Advisers, LLC | 2 | $45 | 0.00% | +2 | New |
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1 | $22 | 0.00% | +1 | New |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −1,062,917−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −229,086−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −188,921−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −97,739−100.0% | Sold out |
| FJ Capital Management LLC | 0 | $0 | 0.00% | −92,685−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −88,378−100.0% | Sold out |
| Sovereign's Capital Management, LLC | 0 | $0 | 0.00% | −76,522−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −65,809−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −35,950−100.0% | Sold out |
| Caxton Associates LLP | 0 | $0 | 0.00% | −26,267−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −22,564−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −13,784−100.0% | Sold out |
| Catalina Capital Group, LLC | 0 | $0 | 0.00% | −11,897−100.0% | Sold out |
| Grimes & Company, Inc. | 0 | $0 | 0.00% | −9,261−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −3,677−100.0% | Sold out |
| TCTC Holdings, LLC | 0 | $0 | 0.00% | −2,136−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −1,551−100.0% | Sold out |
| 1620 Investment Advisors, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −447−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −109−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Essential Partners LLC | 0 | $0 | 0.00% | −82−100.0% | Sold out |
| Vantage Financial Partners, LLC | – | – | – | – | Not filed |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |
| Redmont Wealth Advisors LLC | – | – | – | – | Not filed |