Capital Southwest Corp

CSWC

Exchange: Nasdaq
SEC CIK: 0000017313

SEC filings (opens in a new tab)

No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.

Q4 2023 vs. Q3 2023

How the institutions holding Capital Southwest Corp changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of CSWC: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Of which not filed for Q4 2023	Q4 2023	Change
Holders	114	4	136	+26
Shares	8.56M	178.4K	10.2M	+1.80M (+21.5%)
Value	$196.1M	$4.09M	$241.5M	+$49.5M (+25.8%)

4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (38)

Institutions that held Capital Southwest Corp at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to CSWC in Q4 2023
Institution	Shares	Value	% of portfolio
Melia Wealth LLC	682,337	$16.2M	8.50%
Hudson Bay Capital Management LP	130,741	$3.10M	0.03%
Millennium Management LLC	98,831	$2.34M	0.00%
Total Clarity Wealth Management, Inc.	94,060	$2.23M	0.91%
Marshall Wace, LLP	93,744	$2.22M	0.00%
Goldman Sachs Group Inc	68,682	$1.63M	0.00%
Argent Trust Co	68,555	$1.62M	0.08%
Foundations Investment Advisors, LLC	54,558	$1.33M	0.04%
First Dallas Securities Inc.	49,827	$1.18M	0.61%
Jump Financial, LLC	49,700	$1.18M	0.04%
Tudor Investment Corp Et Al	38,298	$907.7K	0.01%
ExodusPoint Capital Management, LP	22,591	$535.0K	0.01%
D. E. Shaw & Co., Inc.	17,638	$418.0K	0.00%
HRT Financial LP	15,989	$378.0K	0.00%
Virtu Financial LLC	12,547	$297.0K	0.02%
Squarepoint Ops LLC	11,539	$273.5K	0.00%
Campbell & CO Investment Adviser LLC	10,447	$247.6K	0.02%
Creative Planning	9,895	$234.5K	0.00%
Private Advisor Group, LLC	9,870	$233.9K	0.00%
Evergreen Capital Management LLC	9,866	$233.8K	0.01%
Avantax Advisory Services, Inc.	9,470	$224.4K	0.00%
Colony Group, LLC	9,129	$216.0K	0.00%
Precision Wealth Strategies, LLC	8,615	$204.2K	0.20%
Inspire Advisors, LLC	8,560	$202.9K	0.03%
Mutual Advisors, LLC	8,471	$200.8K	0.01%
USA Financial Portformulas Corp	1,991	$47.2K	0.01%
Morton Brown Family Wealth, LLC	1,439	$34.1K	0.01%
Cape Investment Advisory, Inc.	1,328	$31.5K	0.02%
Global Retirement Partners, LLC	1,041	$26.3K	0.00%
Larson Financial Group LLC	1,000	$23.7K	0.00%
Advisory Services Network, LLC	955	$22.6K	0.00%
Barclays PLC	643	$15.2K	0.00%
Nomura Asset Management Co Ltd	304	$7.21K	0.00%
Spectrum Wealth Counsel, LLC	230	$5.45K	0.00%
Abound Wealth Management	57	$1.35K	0.00%
NBT Bank N A	26	$607	0.00%
FMR LLC	2	$47	0.00%
Ronald Blue Trust, Inc.	4	$0	0.00%

Sold out (12)

Institutions that held Capital Southwest Corp at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of CSWC in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Sanders Morris Harris LLC	669,189	$15.3M
GraniteShares Advisors LLC	85,178	$1.95M
Advisory Research Inc	32,716	$749.2K
Northern Trust Corp	13,975	$320.0K
Change Path, LLC	11,347	$260.0K
Segall Bryant & Hamill, LLC	10,664	$244.2K
Wealth Enhancement Advisory Services, LLC	10,573	$242.1K
PEAK6 Investments LLC	9,124	$208.9K
Susquehanna Fundamental Investments, LLC	8,804	$201.6K
DecisionPoint Financial, LLC	375	$8.59K
Beacon Capital Management, LLC	140	$2.76K
Lindbrook Capital, LLC	26	$595

Not filed for Q4 2023 yet (4)

Institutions that held Capital Southwest Corp at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CSWC in Q3 2023 that haven't filed for Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Golden Green, Inc.	122,481	$2.80M
First Republic Investment Management, Inc.	45,990	$1.05M
Colony Group LLC	9,679	$222.0K
Johnson Midwest Financial, LLC	250	$5.72K