Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Capital Southwest Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- +8 vs. Q2 2024
- Shares held
- 11.5M
- +707.8K (+6.6%) vs. Q2 2024
- Total value
- $290.1M
- +$9.66M (+3.4%) vs. Q2 2024
- New holders
- 23
- 54 more added
- Sold out
- 15
- 44 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $51 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 13 | $329 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 19 | $481 | 0.00% | +19 | New |
| Smartleaf Asset Management LLC | 20 | $510 | 0.00% | +20 | New |
| NBT Bank N A | 28 | $709 | 0.00% | +1+3.7% | Added |
| CoreCap Advisors, LLC | 29 | $740 | 0.00% | +29 | New |
| Archer Investment Corp | 52 | $1.33K | 0.00% | +1+2.0% | Added |
| Delta Asset Management LLC | 70 | $1.77K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 152 | $3.85K | 0.00% | −57−27.3% | Reduced |
| Gen-Wealth Partners Inc | 190 | $4.64K | 0.00% | 00.0% | Unchanged |
| Atlantic Edge Private Wealth Management, LLC | 200 | $5.06K | 0.00% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 200 | $5.06K | 0.00% | +200 | New |
| Spectrum Wealth Counsel, LLC | 230 | $5.82K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 321 | $8.12K | 0.00% | −182−36.2% | Reduced |
| Darwin Advisors, LLC | 400 | $10.1K | 0.00% | +400 | New |
| Ridgewood Investments LLC | 500 | $12.6K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 500 | $12.6K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 550 | $13.9K | 0.01% | +50+10.0% | Added |
| Toth Financial Advisory Corp | 600 | $15.2K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $15.2K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 646 | $16.3K | 0.00% | +342+112.5% | Added |
| IFP Advisors, Inc | 650 | $16.4K | 0.00% | +650 | New |
| Larson Financial Group LLC | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,025 | $26.0K | 0.00% | +1+0.1% | Added |
| Tower Research Capital LLC (TRC) | 1,316 | $33.3K | 0.00% | −1,300−49.7% | Reduced |
| Quarry LP | 1,394 | $35.3K | 0.01% | +1,394 | New |
| CIBC Private Wealth Group, LLC | 1,463 | $37.0K | 0.00% | +913+166.0% | Added |
| Capital Analysts, LLC | 1,881 | $48.0K | 0.00% | −603−24.3% | Reduced |
| Proequities, Inc. | 2,050 | $51.8K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,090 | $52.9K | 0.00% | +760+57.1% | Added |
| Citigroup Inc | 2,095 | $53.0K | 0.00% | +2,095 | New |
| TCTC Holdings, LLC | 2,136 | $54.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,340 | $59.2K | 0.00% | +90+4.0% | Added |
| Signaturefd, LLC | 2,730 | $69.0K | 0.00% | −77−2.7% | Reduced |
| JPMorgan Chase & Co | 3,794 | $96.0K | 0.00% | −1,041−21.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,000 | $101.2K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 4,200 | $106.2K | 0.00% | +4,200 | New |
| Parallel Advisors, LLC | 4,853 | $122.7K | 0.00% | −129−2.6% | Reduced |
| Wintrust Investments LLC | 4,955 | $125.0K | 0.09% | −44,595−90.0% | Reduced |
| Washington Trust Advisors, Inc. | 5,000 | $126.5K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 5,556 | $140.5K | 0.00% | −1,559−21.9% | Reduced |
| Hollencrest Capital Management | 6,527 | $165.1K | 0.01% | +518+8.6% | Added |
| Delphi Management Inc | 7,220 | $183.0K | 0.17% | +7,220 | New |
| Ronald Blue Trust, Inc. | 7,147 | $186.5K | 0.00% | +6,711+1,539.2% | Added |
| Bank of America Corp | 7,528 | $190.4K | 0.00% | +1,756+30.4% | Added |
| Walter & Keenan Financial Consulting Co | 8,000 | $202.3K | 0.06% | 00.0% | Unchanged |
| Greenland Capital Management LP | 8,200 | $207.4K | 0.04% | +8,200 | New |
| Colony Group, LLC | 8,879 | $224.6K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 9,402 | $237.8K | 0.00% | −31,962−77.3% | Reduced |
| The PNC Financial Services Group, Inc. | 9,794 | $247.7K | 0.00% | −5,622−36.5% | Reduced |
| TCFG Wealth Management, LLC | 9,800 | $247.8K | 0.12% | +9,800 | New |
| Evergreen Capital Management LLC | 9,866 | $249.5K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 10,000 | $252.9K | 0.01% | −12,400−55.4% | Reduced |
| Summit Financial, LLC | 10,801 | $273.2K | 0.01% | +10,801 | New |
| CI Private Wealth, LLC | 11,087 | $280.4K | 0.00% | −5,764−34.2% | Reduced |
| HFG Advisors, Inc. | 11,100 | $280.7K | 0.25% | +11,100 | New |
| Creative Planning | 11,161 | $282.3K | 0.00% | +452+4.2% | Added |
| Geode Capital Management, LLC | 11,251 | $284.5K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $291.3K | 0.18% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,776 | $297.0K | 0.00% | −449−3.7% | Reduced |
| Private Advisor Group, LLC | 12,273 | $310.4K | 0.00% | −2,427−16.5% | Reduced |
| Envestnet Asset Management Inc | 12,615 | $319.0K | 0.00% | −1,993−13.6% | Reduced |
| Quantbot Technologies LP | 12,625 | $319.3K | 0.01% | −18,255−59.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 12,680 | $323.3K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 12,813 | $324.0K | 0.00% | +2,425+23.3% | Added |
| Autumn Glory Partners, LLC | 13,000 | $328.8K | 0.13% | +5,000+62.5% | Added |
| Independent Financial Group, LLC | 13,135 | $332.2K | 0.01% | +1,500+12.9% | Added |
| US Bancorp | 13,745 | $347.6K | 0.00% | −757−5.2% | Reduced |
| Good Life Advisors, LLC | 14,400 | $364.2K | 0.02% | +14,400 | New |
| Lido Advisors, LLC | 14,452 | $365.5K | 0.00% | +14,452 | New |
| Vident Advisory, LLC | 14,566 | $368.4K | 0.01% | +4,178+40.2% | Added |
| Mariner, LLC | 15,487 | $391.7K | 0.00% | −1,115−6.7% | Reduced |
| Concurrent Investment Advisors, LLC | 15,832 | $400.4K | 0.01% | −1,545−8.9% | Reduced |
| Trexquant Investment LP | 15,857 | $401.0K | 0.01% | +15,857 | New |
| SMH Capital Advisors Inc | 15,946 | $403.3K | 1.25% | −197−1.2% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 16,000 | $404.6K | 0.01% | +16,000 | New |
| Avantax Advisory Services, Inc. | 16,577 | $419.2K | 0.00% | +369+2.3% | Added |
| Pinkerton Retirement Specialists, LLC | 16,649 | $421.1K | 0.06% | 00.0% | Unchanged |
| Bard Associates Inc | 18,180 | $459.8K | 0.16% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $461.5K | 0.04% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $462.1K | 0.04% | 00.0% | Unchanged |
| Citadel Advisors LLC | 19,225 | $486.2K | 0.00% | +19,225 | New |
| Dearborn Partners LLC | 19,681 | $497.7K | 0.02% | +1,457+8.0% | Added |
| Samalin Investment Counsel, LLC | 20,476 | $517.8K | 0.23% | +2,185+11.9% | Added |
| Apollon Wealth Management, LLC | 20,554 | $519.8K | 0.01% | +44+0.2% | Added |
| All Season Financial Advisors, Inc. | 21,608 | $546.5K | 0.47% | +166+0.8% | Added |
| Guggenheim Capital LLC | 22,366 | $565.6K | 0.00% | +5,303+31.1% | Added |
| Raymond James Trust N.A. | 22,441 | $567.5K | 0.01% | −46−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 23,066 | $583.4K | 0.00% | +692+3.1% | Added |
| Northern Trust Corp | 24,327 | $615.2K | 0.00% | +24,327 | New |
| Sunbelt Securities, Inc. | 24,413 | $617.4K | 0.06% | +120.0% | Added |
| Virtus ETF Advisers LLC | 26,353 | $666.5K | 0.31% | −3,472−11.6% | Reduced |
| Group One Trading, L.P. | 26,593 | $672.5K | 0.03% | +25,763+3,104.0% | Added |
| Cubist Systematic Strategies, LLC | 26,598 | $672.7K | 0.01% | +8,137+44.1% | Added |
| Wells Fargo & Company | 27,974 | $707.5K | 0.00% | −5,907−17.4% | Reduced |
| Beacon Pointe Advisors, LLC | 31,000 | $784.0K | 0.01% | −62−0.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 31,300 | $792.0K | 0.00% | +2,185+7.5% | Added |
| Cetera Investment Advisers | 34,201 | $864.9K | 0.00% | −1,671−4.7% | Reduced |
| Global Retirement Partners, LLC | 36,529 | $923.8K | 0.03% | −2,584−6.6% | Reduced |
| Cornerstone Wealth Management, LLC | 37,609 | $951.1K | 0.07% | −146−0.4% | Reduced |