Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Capital Southwest Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- −10 vs. Q2 2025
- Shares held
- 16.7M
- −1.09M (−6.1%) vs. Q2 2025
- Total value
- $363.9M
- −$28.5M (−7.3%) vs. Q2 2025
- New holders
- 23
- 70 more added
- Sold out
- 33
- 42 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 12,360 | $270.2K | 0.01% | −335−2.6% | Reduced |
| CWM, LLC | 11,652 | $255.0K | 0.00% | +8,722+297.7% | Added |
| ProShare Advisors LLC | 11,589 | $253.3K | 0.00% | +1,680+17.0% | Added |
| Core Wealth Partners LLC | 11,520 | $251.8K | 0.12% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $245.9K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 11,154 | $244.0K | 0.01% | +11,154 | New |
| XTX Topco Ltd | 10,798 | $236.0K | 0.01% | +10,798 | New |
| Colony Group, LLC | 10,772 | $235.5K | 0.00% | +1,500+16.2% | Added |
| Quadrature Capital Ltd | 10,605 | $231.5K | 0.00% | +10,605 | New |
| HighTower Advisors, LLC | 10,575 | $231.2K | 0.00% | +385+3.8% | Added |
| Centiva Capital, LP | 10,358 | $226.4K | 0.02% | +10,358 | New |
| Kingstone Capital Partners Texas, LLC | 9,678 | $212.0K | 0.12% | +9,678 | New |
| Argent Trust Co | 9,294 | $203.2K | 0.01% | −114,054−92.5% | Reduced |
| Hollencrest Capital Management | 7,237 | $158.2K | 0.01% | +182+2.6% | Added |
| Wells Fargo & Company | 7,006 | $153.2K | 0.00% | −5,194−42.6% | Reduced |
| Leonteq Securities AG | 6,000 | $131.2K | 0.01% | +500+9.1% | Added |
| BNP Paribas Arbitrage, SA | 5,763 | $126.0K | 0.00% | +5,763 | New |
| VPR Management LLC | 5,500 | $120.2K | 0.05% | +3,000+120.0% | Added |
| Farther Finance Advisors, LLC | 5,275 | $115.3K | 0.00% | +1,577+42.6% | Added |
| Group One Trading, L.P. | 5,163 | $112.9K | 0.00% | +5,163 | New |
| Rialto Wealth Management, LLC | 4,809 | $105.1K | 0.03% | 00.0% | Unchanged |
| Allworth Financial LP | 4,626 | $101.1K | 0.00% | +26+0.6% | Added |
| Washington Trust Advisors, Inc. | 4,300 | $94.0K | 0.01% | −700−14.0% | Reduced |
| Parallel Advisors, LLC | 4,185 | $91.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,080 | $89.2K | 0.00% | +80+2.0% | Added |
| MAI Capital Management | 3,524 | $77.0K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 3,500 | $76.5K | 0.00% | +3,500 | New |
| EverSource Wealth Advisors, LLC | 3,055 | $66.8K | 0.00% | +268+9.6% | Added |
| Capital Analysts, LLC | 2,754 | $60.0K | 0.00% | +69+2.6% | Added |
| Ronald Blue Trust, Inc. | 2,648 | $57.9K | 0.00% | −500−15.9% | Reduced |
| Signaturefd, LLC | 2,483 | $54.3K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 2,312 | $50.5K | 0.00% | −104,889−97.8% | Reduced |
| State of Alaska, Department of Revenue | 2,237 | $48.0K | 0.00% | +2,237 | New |
| TCTC Holdings, LLC | 2,136 | $46.7K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,135 | $46.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,930 | $42.2K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,566 | $34.2K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,551 | $33.9K | 0.00% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 1,418 | $31.0K | 0.00% | +1,418 | New |
| Promus Capital, LLC | 1,384 | $30.3K | 0.02% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,025 | $22.4K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,000 | $21.9K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 700 | $15.3K | 0.00% | +200+40.0% | Added |
| 1620 Investment Advisors, Inc. | 650 | $14.2K | 0.01% | +650 | New |
| Toth Financial Advisory Corp | 600 | $13.1K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $13.1K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 500 | $10.9K | 0.00% | −3,000−85.7% | Reduced |
| Hager Investment Management Services, LLC | 500 | $10.9K | 0.01% | 00.0% | Unchanged |
| Principal Securities, Inc. | 462 | $10.1K | 0.00% | +462 | New |
| Dunhill Financial, LLC | 400 | $8.74K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 320 | $7.00K | 0.00% | +320 | New |
| AdvisorNet Financial, Inc | 300 | $6.56K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 250 | $5.46K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 225 | $4.92K | 0.00% | +225 | New |
| First Horizon Corp | 200 | $4.37K | 0.00% | +200 | New |
| JFS Wealth Advisors, LLC | 200 | $4.37K | 0.00% | +200 | New |
| Caitong International Asset Management Co., Ltd | 133 | $2.91K | 0.00% | +114+600.0% | Added |
| Delta Asset Management LLC | 70 | $1.53K | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 22 | $679 | 0.00% | −8−26.7% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5 | $110 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 3 | $66 | 0.00% | +3 | New |
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1 | $22 | 0.00% | +1 | New |
| Union Bancaire Privee, UBP SA | 9,349 | – | – | −5,000−34.8% | Reduced |
| Tectonic Advisors LLC | 0 | $0 | 0.00% | −521,686−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −69,501−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −66,243−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −48,215−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −35,219−100.0% | Sold out |
| FJ Capital Management LLC | 0 | $0 | 0.00% | −35,067−100.0% | Sold out |
| Omers Administration Corp | 0 | $0 | 0.00% | −34,900−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −26,960−100.0% | Sold out |
| Autumn Glory Partners, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −25,907−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −24,975−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −24,717−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −21,139−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −19,751−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −11,822−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,613−100.0% | Sold out |
| PharVision Advisers, LLC | 0 | $0 | 0.00% | −11,249−100.0% | Sold out |
| Quantinno Capital Management LP | 0 | $0 | 0.00% | −10,893−100.0% | Sold out |
| Palisade Capital Management LLC | 0 | $0 | 0.00% | −10,747−100.0% | Sold out |
| Summit Trail Advisors, LLC | 0 | $0 | 0.00% | −10,630−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −10,485−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −9,244−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −9,114−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −3,715−100.0% | Sold out |
| Garde Capital, Inc. | 0 | $0 | 0.00% | −2,401−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,189−100.0% | Sold out |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | $0 | 0.00% | −1,894−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,877−100.0% | Sold out |
| Fortitude Family Office, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −639−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −475−100.0% | Sold out |
| Atlantic Edge Private Wealth Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |
| Atria Wealth Solutions, Inc. | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |