Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Capital Southwest Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +15 vs. Q3 2024
- Shares held
- 14.8M
- +3.55M (+31.7%) vs. Q3 2024
- Total value
- $322.4M
- +$38.3M (+13.5%) vs. Q3 2024
- New holders
- 35
- 60 more added
- Sold out
- 20
- 41 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $110 | 0.00% | +5 | New |
| SOA Wealth Advisors, LLC. | 11 | $240 | 0.00% | +11 | New |
| Lindbrook Capital, LLC | 13 | $284 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 19 | $415 | 0.00% | 00.0% | Unchanged |
| Mainstream Capital Management LLC | 35 | $764 | 0.00% | +35 | New |
| Archer Investment Corp | 54 | $1.18K | 0.00% | +2+3.8% | Added |
| Tower Research Capital LLC (TRC) | 64 | $1.40K | 0.00% | −1,252−95.1% | Reduced |
| Delta Asset Management LLC | 70 | $1.53K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 99 | $2.16K | 0.00% | +99 | New |
| Quadrant Capital Group LLC | 105 | $2.29K | 0.00% | −216−67.3% | Reduced |
| FMR LLC | 150 | $3.27K | 0.00% | +150 | New |
| Atlantic Edge Private Wealth Management, LLC | 200 | $4.36K | 0.00% | 00.0% | Unchanged |
| Wingate Wealth Advisors, Inc. | 210 | $4.58K | 0.00% | +210 | New |
| Spectrum Wealth Counsel, LLC | 230 | $5.02K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 325 | $7.09K | 0.00% | +325 | New |
| Raleigh Capital Management Inc. | 425 | $9.27K | 0.00% | −125−22.7% | Reduced |
| Ridgewood Investments LLC | 500 | $10.9K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 500 | $10.9K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 500 | $11.2K | 0.00% | −1,550−75.6% | Reduced |
| Spire Wealth Management | 600 | $13.1K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 650 | $14.2K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 670 | $14.6K | 0.00% | +70+11.7% | Added |
| Larson Financial Group LLC | 1,000 | $21.8K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 1,000 | $21.8K | 0.01% | +1,000 | New |
| Promus Capital, LLC | 1,384 | $30.2K | 0.02% | +1,384 | New |
| Ameriflex Group, Inc. | 1,462 | $32.9K | 0.02% | +1,462 | New |
| The PNC Financial Services Group, Inc. | 1,566 | $34.2K | 0.00% | −8,228−84.0% | Reduced |
| Signaturefd, LLC | 1,785 | $38.9K | 0.00% | −945−34.6% | Reduced |
| CIBC Private Wealth Group, LLC | 1,890 | $41.5K | 0.00% | +427+29.2% | Added |
| CWM, LLC | 2,065 | $45.0K | 0.00% | +1,040+101.5% | Added |
| Geneos Wealth Management Inc. | 2,090 | $45.6K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 2,126 | $46.4K | 0.01% | +732+52.5% | Added |
| TCTC Holdings, LLC | 2,136 | $46.6K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,217 | $48.4K | 0.00% | +1,571+243.2% | Added |
| EverSource Wealth Advisors, LLC | 2,365 | $51.6K | 0.00% | +25+1.1% | Added |
| Capital Analysts, LLC | 2,550 | $56.0K | 0.00% | +669+35.6% | Added |
| Citigroup Inc | 2,587 | $56.4K | 0.00% | +492+23.5% | Added |
| Ronald Blue Trust, Inc. | 2,674 | $58.3K | 0.00% | −4,473−62.6% | Reduced |
| MAI Capital Management | 2,676 | $58.4K | 0.00% | +2,676 | New |
| Brown Brothers Harriman & Co | 2,683 | $58.5K | 0.00% | +2,683 | New |
| Nisa Investment Advisors, LLC | 2,700 | $58.9K | 0.00% | −1,500−35.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,000 | $87.3K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,614 | $100.7K | 0.00% | −239−4.9% | Reduced |
| Rialto Wealth Management, LLC | 4,809 | $104.9K | 0.03% | +4,809 | New |
| Creative Planning | 5,000 | $109.1K | 0.00% | −6,161−55.2% | Reduced |
| Washington Trust Advisors, Inc. | 5,000 | $109.1K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 5,556 | $121.2K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 6,701 | $146.2K | 0.01% | +174+2.7% | Added |
| Lido Advisors, LLC | 9,244 | $201.7K | 0.00% | −5,208−36.0% | Reduced |
| Wolverine Trading, LLC | 9,265 | $202.0K | 0.00% | +9,265 | New |
| HighTower Advisors, LLC | 9,315 | $203.3K | 0.00% | −2,461−20.9% | Reduced |
| Colony Group, LLC | 9,464 | $206.5K | 0.00% | +585+6.6% | Added |
| Evergreen Capital Management LLC | 9,750 | $212.7K | 0.01% | −116−1.2% | Reduced |
| TCFG Wealth Management, LLC | 9,800 | $213.8K | 0.11% | 00.0% | Unchanged |
| Vident Advisory, LLC | 10,421 | $227.4K | 0.00% | −4,145−28.5% | Reduced |
| Gsa Capital Partners LLP | 10,880 | $237.0K | 0.02% | +10,880 | New |
| Mirae Asset Global Investments Co., Ltd. | 10,882 | $237.3K | 0.00% | −1,798−14.2% | Reduced |
| Geode Capital Management, LLC | 11,251 | $245.5K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $251.4K | 0.14% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 13,240 | $288.9K | 0.10% | +13,240 | New |
| Y-Intercept (Hong Kong) Ltd | 13,559 | $295.9K | 0.02% | +13,559 | New |
| Union Bancaire Privee, UBP SA | 13,655 | $298.0K | 0.01% | +13,655 | New |
| US Bancorp | 13,700 | $298.9K | 0.00% | −45−0.3% | Reduced |
| Independent Financial Group, LLC | 13,785 | $300.8K | 0.01% | +650+4.9% | Added |
| Concurrent Investment Advisors, LLC | 13,842 | $302.0K | 0.01% | −1,990−12.6% | Reduced |
| Mariner, LLC | 14,914 | $325.4K | 0.00% | −573−3.7% | Reduced |
| Oppenheimer & Co Inc | 14,955 | $326.3K | 0.00% | +14,955 | New |
| Palisade Capital Management LLC | 15,647 | $341.4K | 0.01% | +15,647 | New |
| U.S. Capital Wealth Advisors, LLC | 16,000 | $349.1K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 16,120 | $351.7K | 0.00% | −457−2.8% | Reduced |
| BNP Paribas Arbitrage, SA | 16,407 | $358.0K | 0.00% | +16,407 | New |
| CI Private Wealth, LLC | 16,581 | $361.8K | 0.00% | +5,494+49.6% | Added |
| Susquehanna International Group, LLP | 17,223 | $375.8K | 0.00% | +17,223 | New |
| Bard Associates Inc | 17,256 | $376.5K | 0.13% | −924−5.1% | Reduced |
| Bank of America Corp | 17,710 | $386.4K | 0.00% | +10,182+135.3% | Added |
| LBMC Investment Advisors, LLC | 18,250 | $398.2K | 0.03% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $398.7K | 0.03% | 00.0% | Unchanged |
| Dearborn Partners LLC | 18,955 | $413.6K | 0.02% | −726−3.7% | Reduced |
| GWM Advisors LLC | 19,129 | $417.4K | 0.00% | +19,129 | New |
| Autumn Glory Partners, LLC | 20,000 | $436.4K | 0.21% | +7,000+53.8% | Added |
| Catalyst Capital Advisors LLC | 20,000 | $436.4K | 0.01% | +20,000 | New |
| Apollon Wealth Management, LLC | 20,681 | $451.3K | 0.01% | +127+0.6% | Added |
| Jane Street Group, LLC | 21,748 | $474.5K | 0.00% | +21,748 | New |
| Samalin Investment Counsel, LLC | 22,704 | $495.4K | 0.21% | +2,228+10.9% | Added |
| Guggenheim Capital LLC | 23,612 | $515.2K | 0.00% | +1,246+5.6% | Added |
| Global Retirement Partners, LLC | 25,581 | $558.2K | 0.02% | −10,948−30.0% | Reduced |
| Advisor Group Holdings, Inc. | 26,415 | $576.4K | 0.00% | +3,349+14.5% | Added |
| Wells Fargo & Company | 28,022 | $611.4K | 0.00% | +48+0.2% | Added |
| Northern Trust Corp | 29,382 | $641.1K | 0.00% | +5,055+20.8% | Added |
| Invesco Ltd. | 31,493 | $687.2K | 0.00% | −367,856−92.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 33,307 | $727.0K | 0.00% | +2,007+6.4% | Added |
| Great West Life Assurance Co | 34,994 | $763.0K | 0.00% | −2,618−7.0% | Reduced |
| Campbell & CO Investment Adviser LLC | 35,100 | $765.9K | 0.06% | +35,100 | New |
| Virtus ETF Advisers LLC | 35,931 | $784.0K | 0.32% | +9,578+36.3% | Added |
| Quantbot Technologies LP | 36,631 | $799.3K | 0.03% | +24,006+190.1% | Added |
| Sunbelt Securities, Inc. | 37,215 | $811.5K | 0.07% | +12,802+52.4% | Added |
| Cornerstone Wealth Management, LLC | 39,166 | $854.6K | 0.06% | +1,557+4.1% | Added |
| JPMorgan Chase & Co | 39,259 | $856.6K | 0.00% | +35,465+934.8% | Added |
| Cozad Asset Management Inc | 41,834 | $912.8K | 0.09% | −19,038−31.3% | Reduced |