Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Capital Southwest Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 162
- +1 vs. Q3 2025
- Shares held
- 15.0M
- −1.74M (−10.4%) vs. Q3 2025
- Total value
- $332.6M
- −$30.8M (−8.5%) vs. Q3 2025
- New holders
- 26
- 46 more added
- Sold out
- 25
- 60 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 3 | $66 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $111 | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 22 | $707 | 0.00% | 00.0% | Unchanged |
| Weiss Asset Management LP | 44 | $975 | 0.00% | +44 | New |
| Delta Asset Management LLC | 70 | $1.55K | 0.00% | 00.0% | Unchanged |
| Essential Partners LLC | 82 | $1.82K | 0.00% | +82 | New |
| CX Institutional | 100 | $2.00K | 0.00% | +100 | New |
| Caitong International Asset Management Co., Ltd | 97 | $2.15K | 0.00% | −36−27.1% | Reduced |
| Flagship Harbor Advisors, LLC | 109 | $2.42K | 0.00% | +109 | New |
| Archer Investment Corp | 138 | $3.05K | 0.00% | +138 | New |
| First Horizon Corp | 200 | $4.43K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 225 | $4.98K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 250 | $5.54K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 280 | $6.20K | 0.00% | +280 | New |
| Nisa Investment Advisors, LLC | 291 | $6.45K | 0.00% | −209−41.8% | Reduced |
| Redmont Wealth Advisors LLC | 335 | $7.42K | 0.01% | −67,541−99.5% | Reduced |
| Dunhill Financial, LLC | 400 | $8.86K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 447 | $9.90K | 0.00% | −1,688−79.1% | Reduced |
| Russell Investments Group, Ltd. | 474 | $10.5K | 0.00% | +154+48.1% | Added |
| Avion Wealth | 500 | $11.0K | 0.00% | +500 | New |
| 1620 Investment Advisors, Inc. | 500 | $11.1K | 0.01% | −150−23.1% | Reduced |
| Hager Investment Management Services, LLC | 500 | $11.1K | 0.01% | 00.0% | Unchanged |
| Key Capital Management, INC | 514 | $11.4K | 0.01% | +514 | New |
| Toth Financial Advisory Corp | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 700 | $15.5K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 804 | $17.8K | 0.00% | +804 | New |
| Newbridge Financial Services Group, Inc. | 1,000 | $22.1K | 0.00% | −37,439−97.4% | Reduced |
| Larson Financial Group LLC | 1,000 | $22.1K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,025 | $22.7K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1,053 | $23.3K | 0.00% | −1,595−60.2% | Reduced |
| CIBC Private Wealth Group, LLC | 1,340 | $29.7K | 0.00% | −211−13.6% | Reduced |
| Triumph Capital Management | 1,400 | $31.0K | 0.01% | +1,400 | New |
| SageView Advisory Group, LLC | 1,551 | $34.4K | 0.00% | +1,551 | New |
| The PNC Financial Services Group, Inc. | 1,566 | $34.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,930 | $42.8K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $47.3K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 2,237 | $49.0K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 2,500 | $55.4K | 0.00% | −1,800−41.9% | Reduced |
| Osbon Capital Management LLC | 2,500 | $55.4K | 0.05% | +2,500 | New |
| Signaturefd, LLC | 2,663 | $59.0K | 0.00% | +180+7.2% | Added |
| Chilton Capital Management LLC | 2,700 | $59.8K | 0.00% | −800−22.9% | Reduced |
| EverSource Wealth Advisors, LLC | 2,797 | $62.0K | 0.00% | −258−8.4% | Reduced |
| Capital Analysts, LLC | 2,830 | $63.0K | 0.00% | +76+2.8% | Added |
| MAI Capital Management | 3,051 | $67.6K | 0.00% | −473−13.4% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 3,677 | $81.0K | 0.00% | +3,677 | New |
| Northwestern Mutual Wealth Management Co | 4,000 | $88.6K | 0.00% | −80−2.0% | Reduced |
| Parallel Advisors, LLC | 4,185 | $92.7K | 0.00% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 4,809 | $106.5K | 0.03% | 00.0% | Unchanged |
| Allworth Financial LP | 4,845 | $107.3K | 0.00% | +219+4.7% | Added |
| Group One Trading, L.P. | 5,073 | $112.4K | 0.00% | −90−1.7% | Reduced |
| Farther Finance Advisors, LLC | 5,318 | $117.8K | 0.00% | +43+0.8% | Added |
| Wells Fargo & Company | 5,753 | $127.4K | 0.00% | −1,253−17.9% | Reduced |
| Leonteq Securities AG | 6,300 | $139.5K | 0.01% | +300+5.0% | Added |
| Hollencrest Capital Management | 7,436 | $164.7K | 0.01% | +199+2.7% | Added |
| VPR Management LLC | 8,500 | $188.3K | 0.08% | +3,000+54.5% | Added |
| Grimes & Company, Inc. | 9,261 | $205.1K | 0.00% | −3,372−26.7% | Reduced |
| HighTower Advisors, LLC | 9,638 | $213.5K | 0.00% | −937−8.9% | Reduced |
| ProShare Advisors LLC | 10,944 | $242.4K | 0.00% | −645−5.6% | Reduced |
| Geode Capital Management, LLC | 11,251 | $249.2K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $255.2K | 0.11% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 11,587 | $256.7K | 0.00% | −773−6.3% | Reduced |
| Vident Advisory, LLC | 11,719 | $259.6K | 0.00% | −4,118−26.0% | Reduced |
| CWM, LLC | 11,767 | $261.0K | 0.00% | +115+1.0% | Added |
| Catalina Capital Group, LLC | 11,897 | $263.5K | 0.16% | +11,897 | New |
| SageGuard Financial Group, LLC | 12,113 | $268.3K | 0.04% | +12,113 | New |
| Accel Wealth Management | 12,495 | $276.8K | 0.08% | +12,495 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $282.6K | 0.02% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 13,410 | $297.0K | 0.00% | −14,433−51.8% | Reduced |
| US Bancorp | 13,700 | $303.5K | 0.00% | −56−0.4% | Reduced |
| Point72 Asset Management, L.P. | 13,784 | $305.3K | 0.00% | −56,116−80.3% | Reduced |
| Wedbush Securities Inc | 16,378 | $363.0K | 0.01% | +3,335+25.6% | Added |
| LBMC Investment Advisors, LLC | 18,250 | $404.2K | 0.02% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $404.7K | 0.03% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 18,518 | $410.2K | 0.00% | −6,791−26.8% | Reduced |
| Quantbot Technologies LP | 19,278 | $427.0K | 0.01% | −44,038−69.6% | Reduced |
| Vantage Financial Partners, LLC | 19,918 | $441.2K | 0.09% | 00.0% | Unchanged |
| Dearborn Partners LLC | 19,999 | $443.0K | 0.02% | +864+4.5% | Added |
| Mariner, LLC | 20,056 | $444.2K | 0.00% | −10,779−35.0% | Reduced |
| Ameriprise Financial Inc | 20,106 | $445.3K | 0.00% | +20,106 | New |
| Fund Advisors of America Inc | 20,620 | $456.7K | 0.42% | +20,620 | New |
| Brevan Howard Capital Management LP | 21,314 | $472.1K | 0.01% | +8,222+62.8% | Added |
| Trexquant Investment LP | 22,122 | $490.0K | 0.00% | −199,567−90.0% | Reduced |
| Gsa Capital Partners LLP | 22,564 | $500.0K | 0.04% | −5,745−20.3% | Reduced |
| Belpointe Asset Management LLC | 23,582 | $522.3K | 0.02% | +23,582 | New |
| Apollon Wealth Management, LLC | 24,668 | $546.4K | 0.01% | +117+0.5% | Added |
| Caxton Associates LLP | 26,267 | $581.8K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 27,461 | $608.3K | 0.00% | +1,914+7.5% | Added |
| Simplex Trading, LLC | 27,754 | $614.8K | 0.02% | +12,177+78.2% | Added |
| Advisor Group Holdings, Inc. | 28,190 | $624.4K | 0.00% | −4,062−12.6% | Reduced |
| Samalin Investment Counsel, LLC | 28,343 | $627.8K | 0.22% | +2,157+8.2% | Added |
| Mraz, Amerine & Associates, Inc. | 28,910 | $640.4K | 0.10% | −10,814−27.2% | Reduced |
| Virtus Investment Advisers, Inc. | 32,682 | $723.9K | 0.20% | −7,479−18.6% | Reduced |
| Invesco Ltd. | 34,576 | $765.9K | 0.00% | −2,216−6.0% | Reduced |
| Sunbelt Securities, Inc. | 35,500 | $786.3K | 0.05% | −9,600−21.3% | Reduced |
| Aquatic Capital Management LLC | 35,950 | $796.3K | 0.02% | +2,209+6.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,079 | $843.0K | 0.00% | +4,317+12.8% | Added |
| Caldwell Sutter Capital, Inc. | 38,084 | $843.6K | 0.36% | −2,968−7.2% | Reduced |
| Symphony Financial, Ltd. Co. | 39,441 | $870.5K | 0.12% | +39,441 | New |