Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Capital Southwest Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +17 vs. Q4 2024
- Shares held
- 17.3M
- +2.51M (+17.0%) vs. Q4 2024
- Total value
- $385.1M
- +$63.3M (+19.7%) vs. Q4 2024
- New holders
- 36
- 64 more added
- Sold out
- 19
- 44 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $45 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $112 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 11 | $246 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 14 | $312 | 0.00% | −50−78.1% | Reduced |
| NBT Bank N A | 30 | $659 | 0.00% | +30 | New |
| Archer Investment Corp | 56 | $1.24K | 0.00% | +2+3.7% | Added |
| Delta Asset Management LLC | 70 | $1.56K | 0.00% | 00.0% | Unchanged |
| Atlantic Edge Private Wealth Management, LLC | 200 | $4.46K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 200 | $4.46K | 0.00% | +200 | New |
| Hexagon Capital Partners LLC | 202 | $4.51K | 0.00% | +202 | New |
| Runnymede Capital Advisors, Inc. | 216 | $4.82K | 0.00% | +216 | New |
| Spectrum Wealth Counsel, LLC | 230 | $5.13K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 250 | $5.58K | 0.00% | +250 | New |
| Farther Finance Advisors, LLC | 417 | $9.36K | 0.00% | +398+2,094.7% | Added |
| Nisa Investment Advisors, LLC | 500 | $11.2K | 0.00% | −2,200−81.5% | Reduced |
| Ridgewood Investments LLC | 500 | $11.2K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 500 | $11.2K | 0.00% | 00.0% | Unchanged |
| Hager Investment Management Services, LLC | 500 | $11.2K | 0.01% | +500 | New |
| North Star Investment Management Corp. | 528 | $11.8K | 0.00% | +528 | New |
| Spire Wealth Management | 600 | $13.4K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 608 | $13.6K | 0.00% | +608 | New |
| Toth Financial Advisory Corp | 670 | $15.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,000 | $22.3K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,552 | $27.9K | 0.00% | −338−17.9% | Reduced |
| Nomura Asset Management Co Ltd | 1,347 | $30.1K | 0.00% | −870−39.2% | Reduced |
| Quarry LP | 1,351 | $30.2K | 0.01% | −775−36.5% | Reduced |
| Promus Capital, LLC | 1,384 | $30.9K | 0.02% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 1,462 | $32.6K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,496 | $33.4K | 0.00% | +1,496 | New |
| The PNC Financial Services Group, Inc. | 1,566 | $35.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,634 | $36.5K | 0.00% | −151−8.5% | Reduced |
| Geneos Wealth Management Inc. | 1,930 | $43.1K | 0.00% | −160−7.7% | Reduced |
| TCTC Holdings, LLC | 2,136 | $47.7K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,315 | $52.0K | 0.00% | +250+12.1% | Added |
| EverSource Wealth Advisors, LLC | 2,359 | $52.7K | 0.00% | −6−0.3% | Reduced |
| Garde Capital, Inc. | 2,401 | $53.6K | 0.00% | +2,401 | New |
| Capital Analysts, LLC | 2,616 | $58.0K | 0.00% | +66+2.6% | Added |
| MAI Capital Management | 2,659 | $59.3K | 0.00% | −17−0.6% | Reduced |
| Ronald Blue Trust, Inc. | 2,963 | $66.1K | 0.00% | +289+10.8% | Added |
| Citigroup Inc | 2,994 | $66.8K | 0.00% | +407+15.7% | Added |
| Northwestern Mutual Wealth Management Co | 4,000 | $89.3K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,402 | $98.3K | 0.00% | −212−4.6% | Reduced |
| Rialto Wealth Management, LLC | 4,809 | $107.3K | 0.03% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 5,000 | $111.6K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 6,875 | $153.5K | 0.01% | +174+2.6% | Added |
| Wells Fargo & Company | 7,880 | $175.9K | 0.00% | −20,142−71.9% | Reduced |
| PFG Investments, LLC | 9,264 | $206.8K | 0.01% | +9,264 | New |
| Wolverine Trading, LLC | 9,339 | $208.9K | 0.01% | +74+0.8% | Added |
| HighTower Advisors, LLC | 9,388 | $209.6K | 0.00% | +73+0.8% | Added |
| Colony Group, LLC | 9,442 | $210.7K | 0.00% | −22−0.2% | Reduced |
| Evergreen Capital Management LLC | 9,750 | $217.6K | 0.01% | 00.0% | Unchanged |
| TCFG Wealth Management, LLC | 9,800 | $218.7K | 0.11% | 00.0% | Unchanged |
| ProShare Advisors LLC | 9,859 | $220.1K | 0.00% | +9,859 | New |
| TownSquare Capital, LLC | 9,912 | $221.2K | 0.00% | +9,912 | New |
| DRW Securities, LLC | 10,070 | $224.8K | 0.02% | +10,070 | New |
| Jane Street Group, LLC | 10,133 | $226.2K | 0.00% | −11,615−53.4% | Reduced |
| Palisade Capital Management LLC | 10,747 | $239.9K | 0.01% | −4,900−31.3% | Reduced |
| CI Private Wealth, LLC | 10,957 | $244.6K | 0.00% | −5,624−33.9% | Reduced |
| Avantax Advisory Services, Inc. | 11,157 | $249.0K | 0.00% | −4,963−30.8% | Reduced |
| Geode Capital Management, LLC | 11,251 | $251.1K | 0.00% | 00.0% | Unchanged |
| Oxford Asset Management LLP | 11,392 | $254.3K | 0.12% | +11,392 | New |
| Core Wealth Partners LLC | 11,520 | $257.1K | 0.15% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 11,603 | $259.0K | 0.00% | +11,603 | New |
| Sciencast Management LP | 11,696 | $261.1K | 0.06% | +11,696 | New |
| Squarepoint Ops LLC | 11,821 | $263.8K | 0.00% | +11,821 | New |
| Northern Trust Corp | 11,832 | $264.1K | 0.00% | −17,550−59.7% | Reduced |
| Simplex Trading, LLC | 11,898 | $265.0K | 0.01% | +11,898 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,628 | $281.9K | 0.03% | +12,628 | New |
| Catalina Capital Group, LLC | 13,240 | $295.5K | 0.20% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 13,655 | $304.8K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 13,756 | $307.0K | 0.00% | +56+0.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 14,000 | $313.2K | 0.00% | +3,118+28.7% | Added |
| Caxton Associates LLP | 14,257 | $318.2K | 0.01% | +14,257 | New |
| State Street Corp | 14,335 | $320.0K | 0.00% | +14,335 | New |
| Independent Financial Group, LLC | 14,735 | $328.9K | 0.01% | +950+6.9% | Added |
| Oppenheimer & Co Inc | 14,943 | $333.5K | 0.01% | −12−0.1% | Reduced |
| Mutual Advisors, LLC | 17,379 | $351.8K | 0.01% | +17,379 | New |
| U.S. Capital Wealth Advisors, LLC | 16,015 | $357.5K | 0.01% | +15+0.1% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 16,133 | $360.1K | 0.00% | +16,133 | New |
| Bard Associates Inc | 17,256 | $385.2K | 0.14% | 00.0% | Unchanged |
| Vident Advisory, LLC | 17,997 | $401.7K | 0.01% | +7,576+72.7% | Added |
| GWM Advisors LLC | 18,158 | $405.3K | 0.00% | −971−5.1% | Reduced |
| LBMC Investment Advisors, LLC | 18,250 | $407.3K | 0.03% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $407.8K | 0.03% | 00.0% | Unchanged |
| Dearborn Partners LLC | 18,424 | $411.2K | 0.02% | −531−2.8% | Reduced |
| Grimes & Company, Inc. | 18,599 | $415.1K | 0.01% | +18,599 | New |
| Engineers Gate Manager LP | 19,587 | $437.2K | 0.01% | +19,587 | New |
| Mariner, LLC | 19,697 | $439.6K | 0.00% | +4,783+32.1% | Added |
| Catalyst Capital Advisors LLC | 20,000 | $446.4K | 0.01% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 21,362 | $476.8K | 0.04% | −13,738−39.1% | Reduced |
| Apollon Wealth Management, LLC | 21,498 | $479.8K | 0.01% | +817+4.0% | Added |
| Northeast Financial Consultants Inc | 21,867 | $488.1K | 0.02% | +21,867 | New |
| Guggenheim Capital LLC | 23,104 | $515.7K | 0.00% | −508−2.2% | Reduced |
| Aquatic Capital Management LLC | 23,177 | $517.3K | 0.01% | −35,687−60.6% | Reduced |
| Samalin Investment Counsel, LLC | 23,955 | $534.7K | 0.22% | +1,251+5.5% | Added |
| D. E. Shaw & Co., Inc. | 25,574 | $570.8K | 0.00% | −76,064−74.8% | Reduced |
| Autumn Glory Partners, LLC | 26,000 | $580.3K | 0.29% | +6,000+30.0% | Added |
| Advisor Group Holdings, Inc. | 26,255 | $586.0K | 0.00% | −160−0.6% | Reduced |
| AlphaCore Capital LLC | 27,810 | $620.7K | 0.05% | +27,810 | New |
| Invesco Ltd. | 27,909 | $622.9K | 0.00% | −3,584−11.4% | Reduced |