Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Capital Southwest Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +17 vs. Q4 2024
- Shares held
- 17.3M
- +2.51M (+17.0%) vs. Q4 2024
- Total value
- $385.1M
- +$63.3M (+19.7%) vs. Q4 2024
- New holders
- 36
- 64 more added
- Sold out
- 19
- 44 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Independent Financial Group, LLC | 14,735 | $328.9K | 0.01% | +950+6.9% | Added |
| State Street Corp | 14,335 | $320.0K | 0.00% | +14,335 | New |
| Caxton Associates LLP | 14,257 | $318.2K | 0.01% | +14,257 | New |
| Mirae Asset Global Investments Co., Ltd. | 14,000 | $313.2K | 0.00% | +3,118+28.7% | Added |
| US Bancorp | 13,756 | $307.0K | 0.00% | +56+0.4% | Added |
| Union Bancaire Privee, UBP SA | 13,655 | $304.8K | 0.01% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 13,240 | $295.5K | 0.20% | 00.0% | Unchanged |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,628 | $281.9K | 0.03% | +12,628 | New |
| Simplex Trading, LLC | 11,898 | $265.0K | 0.01% | +11,898 | New |
| Northern Trust Corp | 11,832 | $264.1K | 0.00% | −17,550−59.7% | Reduced |
| Squarepoint Ops LLC | 11,821 | $263.8K | 0.00% | +11,821 | New |
| Sciencast Management LP | 11,696 | $261.1K | 0.06% | +11,696 | New |
| Janney Montgomery Scott LLC | 11,603 | $259.0K | 0.00% | +11,603 | New |
| Core Wealth Partners LLC | 11,520 | $257.1K | 0.15% | 00.0% | Unchanged |
| Oxford Asset Management LLP | 11,392 | $254.3K | 0.12% | +11,392 | New |
| Geode Capital Management, LLC | 11,251 | $251.1K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 11,157 | $249.0K | 0.00% | −4,963−30.8% | Reduced |
| CI Private Wealth, LLC | 10,957 | $244.6K | 0.00% | −5,624−33.9% | Reduced |
| Palisade Capital Management LLC | 10,747 | $239.9K | 0.01% | −4,900−31.3% | Reduced |
| Jane Street Group, LLC | 10,133 | $226.2K | 0.00% | −11,615−53.4% | Reduced |
| DRW Securities, LLC | 10,070 | $224.8K | 0.02% | +10,070 | New |
| TownSquare Capital, LLC | 9,912 | $221.2K | 0.00% | +9,912 | New |
| ProShare Advisors LLC | 9,859 | $220.1K | 0.00% | +9,859 | New |
| TCFG Wealth Management, LLC | 9,800 | $218.7K | 0.11% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 9,750 | $217.6K | 0.01% | 00.0% | Unchanged |
| Colony Group, LLC | 9,442 | $210.7K | 0.00% | −22−0.2% | Reduced |
| HighTower Advisors, LLC | 9,388 | $209.6K | 0.00% | +73+0.8% | Added |
| Wolverine Trading, LLC | 9,339 | $208.9K | 0.01% | +74+0.8% | Added |
| PFG Investments, LLC | 9,264 | $206.8K | 0.01% | +9,264 | New |
| Wells Fargo & Company | 7,880 | $175.9K | 0.00% | −20,142−71.9% | Reduced |
| Hollencrest Capital Management | 6,875 | $153.5K | 0.01% | +174+2.6% | Added |
| Washington Trust Advisors, Inc. | 5,000 | $111.6K | 0.01% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 4,809 | $107.3K | 0.03% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,402 | $98.3K | 0.00% | −212−4.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,000 | $89.3K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,994 | $66.8K | 0.00% | +407+15.7% | Added |
| Ronald Blue Trust, Inc. | 2,963 | $66.1K | 0.00% | +289+10.8% | Added |
| MAI Capital Management | 2,659 | $59.3K | 0.00% | −17−0.6% | Reduced |
| Capital Analysts, LLC | 2,616 | $58.0K | 0.00% | +66+2.6% | Added |
| Garde Capital, Inc. | 2,401 | $53.6K | 0.00% | +2,401 | New |
| EverSource Wealth Advisors, LLC | 2,359 | $52.7K | 0.00% | −6−0.3% | Reduced |
| CWM, LLC | 2,315 | $52.0K | 0.00% | +250+12.1% | Added |
| TCTC Holdings, LLC | 2,136 | $47.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,930 | $43.1K | 0.00% | −160−7.7% | Reduced |
| Signaturefd, LLC | 1,634 | $36.5K | 0.00% | −151−8.5% | Reduced |
| The PNC Financial Services Group, Inc. | 1,566 | $35.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,496 | $33.4K | 0.00% | +1,496 | New |
| Ameriflex Group, Inc. | 1,462 | $32.6K | 0.01% | 00.0% | Unchanged |
| Promus Capital, LLC | 1,384 | $30.9K | 0.02% | 00.0% | Unchanged |
| Quarry LP | 1,351 | $30.2K | 0.01% | −775−36.5% | Reduced |
| Nomura Asset Management Co Ltd | 1,347 | $30.1K | 0.00% | −870−39.2% | Reduced |
| CIBC Private Wealth Group, LLC | 1,552 | $27.9K | 0.00% | −338−17.9% | Reduced |
| Larson Financial Group LLC | 1,000 | $22.3K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 670 | $15.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 608 | $13.6K | 0.00% | +608 | New |
| Spire Wealth Management | 600 | $13.4K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 528 | $11.8K | 0.00% | +528 | New |
| Nisa Investment Advisors, LLC | 500 | $11.2K | 0.00% | −2,200−81.5% | Reduced |
| Ridgewood Investments LLC | 500 | $11.2K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 500 | $11.2K | 0.00% | 00.0% | Unchanged |
| Hager Investment Management Services, LLC | 500 | $11.2K | 0.01% | +500 | New |
| Farther Finance Advisors, LLC | 417 | $9.36K | 0.00% | +398+2,094.7% | Added |
| LRI Investments, LLC | 250 | $5.58K | 0.00% | +250 | New |
| Spectrum Wealth Counsel, LLC | 230 | $5.13K | 0.00% | 00.0% | Unchanged |
| Runnymede Capital Advisors, Inc. | 216 | $4.82K | 0.00% | +216 | New |
| Hexagon Capital Partners LLC | 202 | $4.51K | 0.00% | +202 | New |
| Atlantic Edge Private Wealth Management, LLC | 200 | $4.46K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 200 | $4.46K | 0.00% | +200 | New |
| Delta Asset Management LLC | 70 | $1.56K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 56 | $1.24K | 0.00% | +2+3.7% | Added |
| NBT Bank N A | 30 | $659 | 0.00% | +30 | New |
| Tower Research Capital LLC (TRC) | 14 | $312 | 0.00% | −50−78.1% | Reduced |
| SOA Wealth Advisors, LLC. | 11 | $246 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $112 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2 | $45 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −119,721−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −35,931−100.0% | Sold out |
| Concurrent Investment Advisors, LLC | 0 | $0 | 0.00% | −13,842−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −13,559−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −10,880−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −9,244−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −5,556−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −2,683−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −425−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Wingate Wealth Advisors, Inc. | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| Caitong International Asset Management Co., Ltd | 0 | $0 | 0.00% | −99−100.0% | Sold out |
| Mainstream Capital Management LLC | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| WR Wealth Planners, LLC | – | – | – | – | Not filed |