Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Capital Southwest Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- −8 vs. Q2 2021
- Shares held
- 5.69M
- −321.4K (−5.3%) vs. Q2 2021
- Total value
- $144.7M
- +$5.06M (+3.6%) vs. Q2 2021
- New holders
- 10
- 27 more added
- Sold out
- 18
- 24 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 196 | $5.00K | 0.00% | +63+47.4% | Added |
| Tradition Wealth Management, LLC | 308 | $8.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 471 | $12.0K | 0.00% | +471 | New |
| Patriot Financial Group Insurance Agency, LLC | 900 | $23.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 900 | $23.0K | 0.00% | +100+12.5% | Added |
| Rockbridge Investment Management, LCC | 1,072 | $27.0K | 0.00% | +22+2.1% | Added |
| Tower Research Capital LLC (TRC) | 1,128 | $28.0K | 0.00% | +220+24.2% | Added |
| D'Orazio & Associates, Inc. | 1,308 | $33.0K | 0.01% | +308+30.8% | Added |
| TCI Wealth Advisors, Inc. | 2,000 | $50.0K | 0.01% | +2,000 | New |
| TCTC Holdings, LLC | 2,136 | $54.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,500 | $62.0K | 0.03% | −1,500−37.5% | Reduced |
| Deutsche Bank AG | 2,616 | $66.0K | 0.00% | +1,611+160.3% | Added |
| Allworth Financial LP | 2,672 | $67.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 2,750 | $69.0K | 0.03% | +2,750 | New |
| PEAK6 Investments LLC | 2,801 | $71.0K | 0.00% | +2,801 | New |
| Wells Fargo & Company | 4,835 | $122.0K | 0.00% | −65−1.3% | Reduced |
| Geneos Wealth Management Inc. | 4,917 | $126.0K | 0.00% | +1,673+51.6% | Added |
| Washington Trust Co | 5,676 | $143.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 7,281 | $185.0K | 0.00% | +831+12.9% | Added |
| Simplex Trading, LLC | 7,799 | $193.0K | 0.01% | −500−6.0% | Reduced |
| Colony Group LLC | 7,979 | $201.0K | 0.00% | +7,979 | New |
| Weather Gauge Advisory, LLC | 9,016 | $227.0K | 0.29% | −515−5.4% | Reduced |
| Walter & Keenan Financial Consulting Co | 9,000 | $227.0K | 0.08% | 00.0% | Unchanged |
| State Farm Mutual Automobile Insurance Co | 10,000 | $268.0K | 0.00% | +10,000 | New |
| Brown Advisory Inc | 10,700 | $269.0K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $269.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $283.0K | 0.00% | +11,251 | New |
| Oppenheimer & Co Inc | 11,915 | $300.0K | 0.01% | +2,456+26.0% | Added |
| Mariner, LLC | 12,000 | $302.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,438 | $338.0K | 0.00% | −1,540−10.3% | Reduced |
| US Bancorp | 13,700 | $345.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,908 | $350.0K | 0.00% | +252+1.8% | Added |
| Alliancebernstein L.P. | 14,222 | $358.0K | 0.00% | −6,699−32.0% | Reduced |
| HRT Financial LP | 14,980 | $377.0K | 0.00% | −10,885−42.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 15,385 | $387.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 15,441 | $389.0K | 0.00% | −64,555−80.7% | Reduced |
| Horizon Kinetics Asset Management LLC | 17,000 | $428.0K | 0.01% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $460.0K | 0.04% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 19,972 | $503.0K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 19,985 | $503.0K | 0.17% | 00.0% | Unchanged |
| Csenge Advisory Group | 20,027 | $517.0K | 0.04% | +1,440+7.7% | Added |
| Millennium Management LLC | 22,708 | $572.0K | 0.00% | −93,124−80.4% | Reduced |
| Virtus ETF Advisers LLC | 23,861 | $601.0K | 0.26% | −2,953−11.0% | Reduced |
| Marshall Wace, LLP | 24,932 | $628.0K | 0.00% | +24,932 | New |
| Cambridge Investment Research Advisors, Inc. | 25,028 | $630.0K | 0.00% | −3,855−13.3% | Reduced |
| Roosevelt Investment Group LLC | 26,314 | $663.0K | 0.04% | 00.0% | Unchanged |
| Advisory Research Inc | 27,320 | $688.0K | 0.04% | −93−0.3% | Reduced |
| All Season Financial Advisors, Inc. | 27,951 | $704.0K | 0.57% | +3,377+13.7% | Added |
| Quadrature Capital Ltd | 28,790 | $725.0K | 0.03% | +455+1.6% | Added |
| Ameriprise Financial Inc | 29,069 | $734.0K | 0.00% | −29,651−50.5% | Reduced |
| Kestra Advisory Services, LLC | 31,661 | $797.0K | 0.01% | +16,372+107.1% | Added |
| Raymond James & Associates | 33,629 | $847.0K | 0.00% | +11,461+51.7% | Added |
| Tectonic Advisors LLC | 34,831 | $877.0K | 0.17% | −9,423−21.3% | Reduced |
| LPL Financial LLC | 35,707 | $899.0K | 0.00% | −6,063−14.5% | Reduced |
| Advisor Group Holdings, Inc. | 36,726 | $926.0K | 0.00% | +3,915+11.9% | Added |
| Susquehanna International Group, LLP | 38,764 | $976.0K | 0.00% | +15,658+67.8% | Added |
| UBS Group AG | 42,410 | $1.07M | 0.00% | +8,774+26.1% | Added |
| Bank of America Corp | 53,688 | $1.35M | 0.00% | +3,047+6.0% | Added |
| National Asset Management, Inc. | 56,309 | $1.42M | 0.05% | −222−0.4% | Reduced |
| McKinley Capital Management LLC /Delaware | 57,959 | $1.46M | 0.14% | +57,959 | New |
| Ares Management LLC | 63,104 | $1.59M | 0.05% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 65,175 | $1.64M | 0.00% | +16,690+34.4% | Added |
| Royal Bank of Canada | 65,343 | $1.65M | 0.00% | +4,675+7.7% | Added |
| Morgan Stanley | 84,307 | $2.12M | 0.00% | −37,327−30.7% | Reduced |
| Legacy Capital Wealth Partners, LLC | 48,053 | $2.64M | 1.03% | +48,053 | New |
| Confluence Investment Management LLC | 106,898 | $2.69M | 0.04% | +488+0.5% | Added |
| Grace & White Inc | 120,600 | $3.04M | 0.58% | 00.0% | Unchanged |
| Legal & General Group Plc | 123,503 | $3.11M | 0.00% | −10,278−7.7% | Reduced |
| Moerus Capital Management LLC | 135,074 | $3.40M | 1.58% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 149,148 | $3.76M | 0.20% | +12,690+9.3% | Added |
| BlackRock Inc. | 149,306 | $3.76M | 0.00% | +21,730+17.0% | Added |
| Advisors Asset Management, Inc. | 175,212 | $4.41M | 0.07% | +20,991+13.6% | Added |
| Two Sigma Investments, LP | 190,508 | $4.80M | 0.01% | +84,817+80.2% | Added |
| Two Sigma Advisers, LP | 203,900 | $5.13M | 0.01% | +9,000+4.6% | Added |
| Van Eck Associates Corp | 334,632 | $8.43M | 0.02% | −1,642−0.5% | Reduced |
| Sound Income Strategies, LLC | 370,810 | $9.34M | 1.21% | −1,651−0.4% | Reduced |
| First Manhattan Co | 452,994 | $11.4M | 0.04% | −1040.0% | Reduced |
| Punch & Associates Investment Management, Inc. | 491,334 | $12.4M | 0.71% | −15,905−3.1% | Reduced |
| Zuckerman Investment Group, LLC | 611,982 | $15.4M | 2.55% | −8,723−1.4% | Reduced |
| Sanders Morris Harris LLC | 744,804 | $18.8M | 3.41% | −7,953−1.1% | Reduced |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −113,439−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −56,934−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −44,272−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −36,589−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −28,789−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −26,572−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −25,436−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −22,465−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −17,659−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,150−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −11,144−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −9,097−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −8,700−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −182−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −61−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −16−100.0% | Sold out |