Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Capital Southwest Corp changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 83 | 1 | 91 | +9 |
| Shares | 5.69M | 9.02K | 5.87M | +188.6K (+3.3%) |
| Value | $144.7M | $227.0K | $148.3M | +$3.86M (+2.7%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (19)
Institutions that held Capital Southwest Corp at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Jump Financial, LLC | 20,200 | $511.0K | 0.03% |
| Virtu Financial LLC | 15,505 | $392.0K | 0.04% |
| Highland Capital Management Fund Advisors, L.P. | 12,096 | $306.0K | 0.04% |
| Raymond James Financial Services Advisors, Inc. | 11,411 | $288.0K | 0.00% |
| Private Advisor Group, LLC | 11,394 | $288.0K | 0.00% |
| Trexquant Investment LP | 10,600 | $268.0K | 0.02% |
| Capital Asset Advisory Services LLC | 9,654 | $244.0K | 0.03% |
| Sunbelt Securities, Inc. | 9,057 | $233.0K | 0.04% |
| D. E. Shaw & Co., Inc. | 9,144 | $231.0K | 0.00% |
| Guggenheim Capital LLC | 8,328 | $211.0K | 0.00% |
| Washington Trust Advisors, Inc. | 5,676 | $143.0K | 0.01% |
| BNP Paribas Arbitrage, SA | 3,500 | $88.5K | 0.00% |
| Cambridge Trust Co | 600 | $15.0K | 0.00% |
| Elmwood Wealth Management, Inc. | 597 | $15.0K | 0.01% |
| Ahrens Investment Partners LLC | 500 | $13.0K | 0.01% |
| Northwestern Mutual Wealth Management Co | 212 | $5.00K | 0.00% |
| Bivin & Associates, Inc. | 100 | $3.00K | 0.00% |
| Quantbot Technologies LP | 100 | $2.00K | 0.00% |
| FMR LLC | 1 | $0 | 0.00% |
Sold out (10)
Institutions that held Capital Southwest Corp at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Millennium Management LLC | 22,708 | $572.0K |
| Alliancebernstein L.P. | 14,222 | $358.0K |
| Oppenheimer & Co Inc | 11,915 | $300.0K |
| Washington Trust Co | 5,676 | $143.0K |
| PEAK6 Investments LLC | 2,801 | $71.0K |
| Deutsche Bank AG | 2,616 | $66.0K |
| FNY Investment Advisers, LLC | 2,500 | $62.0K |
| D'Orazio & Associates, Inc. | 1,308 | $33.0K |
| Tower Research Capital LLC (TRC) | 1,128 | $28.0K |
| Lake Point Wealth Management | 100 | $3.00K |
Not filed for Q4 2021 yet (1)
Institutions that held Capital Southwest Corp at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Weather Gauge Advisory, LLC | 9,016 | $227.0K |