Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Capital Southwest Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +9 vs. Q3 2021
- Shares held
- 5.87M
- +188.6K (+3.3%) vs. Q3 2021
- Total value
- $148.3M
- +$3.86M (+2.7%) vs. Q3 2021
- New holders
- 19
- 24 more added
- Sold out
- 10
- 26 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 100 | $2.00K | 0.00% | +100 | New |
| Bivin & Associates, Inc. | 100 | $3.00K | 0.00% | +100 | New |
| Signaturefd, LLC | 196 | $5.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 212 | $5.00K | 0.00% | +212 | New |
| Tradition Wealth Management, LLC | 308 | $8.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 500 | $13.0K | 0.00% | −2,172−81.3% | Reduced |
| Ahrens Investment Partners LLC | 500 | $13.0K | 0.01% | +500 | New |
| Cambridge Trust Co | 600 | $15.0K | 0.00% | +600 | New |
| Elmwood Wealth Management, Inc. | 597 | $15.0K | 0.01% | +597 | New |
| Group One Trading, L.P. | 900 | $23.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 900 | $23.0K | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 1,072 | $27.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $51.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 2,002 | $51.0K | 0.00% | +2,001+200,100.0% | Added |
| TCTC Holdings, LLC | 2,136 | $54.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 3,136 | $79.0K | 0.04% | +386+14.0% | Added |
| BNP Paribas Arbitrage, SA | 3,500 | $88.5K | 0.00% | +3,500 | New |
| Simplex Trading, LLC | 3,748 | $94.0K | 0.00% | −4,051−51.9% | Reduced |
| Geneos Wealth Management Inc. | 4,017 | $101.0K | 0.00% | −900−18.3% | Reduced |
| Wells Fargo & Company | 5,229 | $132.0K | 0.00% | +394+8.1% | Added |
| Washington Trust Advisors, Inc. | 5,676 | $143.0K | 0.01% | +5,676 | New |
| JPMorgan Chase & Co | 6,422 | $162.0K | 0.00% | +5,951+1,263.5% | Added |
| Great West Life Assurance Co | 7,039 | $177.0K | 0.00% | −242−3.3% | Reduced |
| Colony Group LLC | 7,979 | $202.0K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 8,328 | $211.0K | 0.00% | +8,328 | New |
| Walter & Keenan Financial Consulting Co | 9,000 | $228.0K | 0.07% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 9,144 | $231.0K | 0.00% | +9,144 | New |
| Sunbelt Securities, Inc. | 9,057 | $233.0K | 0.04% | +9,057 | New |
| Capital Asset Advisory Services LLC | 9,654 | $244.0K | 0.03% | +9,654 | New |
| State Farm Mutual Automobile Insurance Co | 10,000 | $253.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,469 | $265.0K | 0.00% | −2,969−22.1% | Reduced |
| Trexquant Investment LP | 10,600 | $268.0K | 0.02% | +10,600 | New |
| Segall Bryant & Hamill, LLC | 10,664 | $270.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $270.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $284.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,411 | $288.0K | 0.00% | +11,411 | New |
| Private Advisor Group, LLC | 11,394 | $288.0K | 0.00% | +11,394 | New |
| Mariner, LLC | 11,819 | $299.0K | 0.00% | −181−1.5% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 12,096 | $306.0K | 0.04% | +12,096 | New |
| US Bancorp | 13,700 | $346.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 14,369 | $363.0K | 0.00% | +461+3.3% | Added |
| Virtus ETF Advisers LLC | 14,519 | $367.0K | 0.14% | −9,342−39.2% | Reduced |
| Virtu Financial LLC | 15,505 | $392.0K | 0.04% | +15,505 | New |
| Horizon Kinetics Asset Management LLC | 17,000 | $430.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 17,746 | $449.0K | 0.00% | −21,018−54.2% | Reduced |
| Csenge Advisory Group | 18,587 | $462.0K | 0.04% | −1,440−7.2% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $462.0K | 0.04% | 00.0% | Unchanged |
| Bard Associates Inc | 19,985 | $505.0K | 0.17% | 00.0% | Unchanged |
| Citadel Advisors LLC | 19,986 | $505.0K | 0.00% | +4,545+29.4% | Added |
| The PNC Financial Services Group, Inc. | 19,972 | $506.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 20,200 | $511.0K | 0.03% | +20,200 | New |
| Mirae Asset Global Investments Co., Ltd. | 23,681 | $599.0K | 0.00% | +8,296+53.9% | Added |
| Advisor Group Holdings, Inc. | 24,559 | $620.0K | 0.00% | −12,167−33.1% | Reduced |
| Advisory Research Inc | 24,654 | $623.0K | 0.05% | −2,666−9.8% | Reduced |
| All Season Financial Advisors, Inc. | 24,927 | $630.0K | 0.44% | −3,024−10.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 25,049 | $633.0K | 0.00% | +21+0.1% | Added |
| Roosevelt Investment Group LLC | 26,187 | $662.0K | 0.04% | −127−0.5% | Reduced |
| HRT Financial LP | 30,811 | $778.0K | 0.00% | +15,831+105.7% | Added |
| Kestra Advisory Services, LLC | 32,480 | $821.0K | 0.01% | +819+2.6% | Added |
| Raymond James & Associates | 33,507 | $847.0K | 0.00% | −122−0.4% | Reduced |
| UBS Group AG | 35,786 | $905.0K | 0.00% | −6,624−15.6% | Reduced |
| LPL Financial LLC | 42,911 | $1.08M | 0.00% | +7,204+20.2% | Added |
| Bank of America Corp | 47,110 | $1.19M | 0.00% | −6,578−12.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 49,780 | $1.26M | 0.52% | +1,727+3.6% | Added |
| Tectonic Advisors LLC | 49,816 | $1.26M | 0.23% | +14,985+43.0% | Added |
| National Asset Management, Inc. | 52,288 | $1.32M | 0.04% | −4,021−7.1% | Reduced |
| Marshall Wace, LLP | 52,310 | $1.32M | 0.00% | +27,378+109.8% | Added |
| Morgan Stanley | 56,715 | $1.43M | 0.00% | −27,592−32.7% | Reduced |
| Ameriprise Financial Inc | 57,454 | $1.45M | 0.00% | +28,385+97.6% | Added |
| Ares Management LLC | 63,104 | $1.59M | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 64,300 | $1.63M | 0.00% | −1,043−1.6% | Reduced |
| Mackenzie Financial Corp | 65,299 | $1.65M | 0.00% | +124+0.2% | Added |
| Quadrature Capital Ltd | 88,550 | $2.24M | 0.12% | +59,760+207.6% | Added |
| McKinley Capital Management LLC /Delaware | 98,908 | $2.50M | 0.22% | +40,949+70.7% | Added |
| Confluence Investment Management LLC | 107,296 | $2.71M | 0.04% | +398+0.4% | Added |
| Grace & White Inc | 120,600 | $3.05M | 0.56% | 00.0% | Unchanged |
| Legal & General Group Plc | 123,503 | $3.12M | 0.00% | 00.0% | Unchanged |
| Moerus Capital Management LLC | 127,786 | $3.23M | 1.41% | −7,288−5.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 143,831 | $3.64M | 0.18% | −5,317−3.6% | Reduced |
| BlackRock Inc. | 160,722 | $4.06M | 0.00% | +11,416+7.6% | Added |
| Two Sigma Advisers, LP | 179,400 | $4.54M | 0.01% | −24,500−12.0% | Reduced |
| Two Sigma Investments, LP | 182,227 | $4.61M | 0.01% | −8,281−4.3% | Reduced |
| Advisors Asset Management, Inc. | 185,769 | $4.70M | 0.07% | +10,557+6.0% | Added |
| Sound Income Strategies, LLC | 374,739 | $9.47M | 1.11% | +3,929+1.1% | Added |
| Van Eck Associates Corp | 379,026 | $9.58M | 0.02% | +44,394+13.3% | Added |
| First Manhattan Co | 436,374 | $11.0M | 0.04% | −16,620−3.7% | Reduced |
| Punch & Associates Investment Management, Inc. | 502,275 | $12.7M | 0.67% | +10,941+2.2% | Added |
| Zuckerman Investment Group, LLC | 607,675 | $15.4M | 2.38% | −4,307−0.7% | Reduced |
| Sanders Morris Harris LLC | 741,409 | $18.7M | 3.24% | −3,395−0.5% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −22,708−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −14,222−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −11,915−100.0% | Sold out |
| Washington Trust Co | 0 | $0 | 0.00% | −5,676−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,801−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −2,616−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −1,308−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,128−100.0% | Sold out |