Capital Southwest Corp

CSWC

Exchange: Nasdaq
SEC CIK: 0000017313

SEC filings (opens in a new tab)

No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.

Q1 2024 vs. Q4 2023

How the institutions holding Capital Southwest Corp changed between Q4 2023 and Q1 2024.

All holders in Q1 2024 All holders in Q4 2023

13F holders of CSWC: Q4 2023 compared with Q1 2024
Measure	Q4 2023	Of which not filed for Q1 2024	Q1 2024	Change
Holders	136	1	140	+5
Shares	10.2M	81.3K	10.5M	+354.6K (+3.5%)
Value	$241.5M	$1.93M	$260.9M	+$21.3M (+8.9%)

1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (29)

Institutions that held Capital Southwest Corp at the end of Q1 2024 but not at the end of Q4 2023.

Institutions new to CSWC in Q1 2024
Institution	Shares	Value	% of portfolio
Sanders Morris Harris LLC	644,206	$16.1M	3.02%
Franklin Resources Inc	108,560	$2.71M	0.00%
FJ Capital Management LLC	82,205	$2.05M	0.21%
Benjamin F. Edwards & Company, Inc.	67,965	$1.70M	0.03%
Schonfeld Strategic Advisors LLC	63,500	$1.58M	0.01%
Cozad Asset Management Inc	62,370	$1.56M	0.16%
Jane Street Group, LLC	60,059	$1.50M	0.00%
Harbor Capital Advisors, Inc.	42,083	$1.05M	0.14%
Wintrust Investments LLC	40,150	$1.00M	0.09%
Cubist Systematic Strategies, LLC	37,647	$939.7K	0.01%
Trexquant Investment LP	33,855	$845.0K	0.02%
Dearborn Partners LLC	16,483	$411.4K	0.02%
Susquehanna International Group, LLP	14,167	$353.6K	0.00%
SG Americas Securities, LLC	14,079	$351.0K	0.00%
Concurrent Investment Advisors, LLC	8,746	$218.3K	0.01%
PFG Investments, LLC	8,078	$201.6K	0.01%
Benjamin Edwards Inc	7,753	$194.0K	0.04%
Glass Jacobson Investment Advisors llc	6,975	$174.1K	0.07%
CIBC Private Wealth Group, LLC	1,550	$38.3K	0.00%
EntryPoint Capital, LLC	1,112	$27.8K	0.02%
Geneos Wealth Management Inc.	600	$15.0K	0.00%
Raleigh Capital Management Inc.	500	$12.5K	0.01%
Beacon Capital Management, LLC	397	$9.91K	0.00%
Harbour Investments, Inc.	205	$5.11K	0.00%
nVerses Capital, LLC	200	$4.99K	0.01%
Gen-Wealth Partners Inc	190	$4.74K	0.00%
CoreCap Advisors, LLC	82	$2.04K	0.00%
Principal Securities, Inc.	14	$349	0.00%
Lindbrook Capital, LLC	13	$324	0.00%

Sold out (24)

Institutions that held Capital Southwest Corp at the end of Q4 2023 and filed for Q1 2024 without it.

Institutions that sold out of CSWC in Q1 2024
Institution	Shares, Q4 2023	Value, Q4 2023
Hudson Bay Capital Management LP	130,741	$3.10M
Marshall Wace, LLP	93,744	$2.22M
Goldman Sachs Group Inc	68,682	$1.63M
Legacy Capital Wealth Partners, LLC	68,284	$1.62M
Quadrature Capital Ltd	57,646	$1.37M
Tudor Investment Corp Et Al	38,298	$907.7K
Simplex Trading, LLC	26,844	$636.0K
Winton Group Ltd	22,704	$538.1K
ExodusPoint Capital Management, LP	22,591	$535.0K
D. E. Shaw & Co., Inc.	17,638	$418.0K
Horizon Kinetics Asset Management LLC	15,600	$369.7K
Atria Wealth Solutions, Inc.	13,670	$324.0K
Cetera Advisors LLC	12,644	$299.7K
Virtu Financial LLC	12,547	$297.0K
Mirae Asset Global Investments Co., Ltd.	11,736	$278.1K
Group One Trading, L.P.	11,372	$269.5K
Precision Wealth Strategies, LLC	8,615	$204.2K
Mutual Advisors, LLC	8,471	$200.8K
Morton Brown Family Wealth, LLC	1,439	$34.1K
Cape Investment Advisory, Inc.	1,328	$31.5K
Advisory Services Network, LLC	955	$22.6K
GWM Advisors LLC	800	$19.0K
Tradition Wealth Management, LLC	236	$6.00K
Focused Wealth Management, Inc	250	$5.92K

Not filed for Q1 2024 yet (1)

Institutions that held Capital Southwest Corp at the end of Q4 2023 and haven't filed a 13F for Q1 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CSWC in Q4 2023 that haven't filed for Q1 2024
Institution	Shares, Q4 2023	Value, Q4 2023
Putnam Investments LLC	81,291	$1.93M