Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Capital Southwest Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +5 vs. Q4 2023
- Shares held
- 10.5M
- +354.6K (+3.5%) vs. Q4 2023
- Total value
- $260.9M
- +$21.3M (+8.9%) vs. Q4 2023
- New holders
- 29
- 55 more added
- Sold out
- 24
- 33 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Comerica Bank | 7,115 | $177.6K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 6,975 | $174.1K | 0.07% | +6,975 | New |
| JPMorgan Chase & Co | 6,500 | $162.2K | 0.00% | +2,188+50.7% | Added |
| Hollencrest Capital Management | 5,881 | $146.8K | 0.01% | +266+4.7% | Added |
| Washington Trust Advisors, Inc. | 5,000 | $124.8K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,982 | $124.4K | 0.00% | +129+2.7% | Added |
| Tower Research Capital LLC (TRC) | 3,594 | $89.7K | 0.00% | +2,501+228.8% | Added |
| Signaturefd, LLC | 2,637 | $65.8K | 0.00% | +74+2.9% | Added |
| Capital Analysts, LLC | 2,484 | $62.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $53.3K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,050 | $51.2K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 2,017 | $50.3K | 0.00% | +1,017+101.7% | Added |
| USA Financial Portformulas Corp | 1,908 | $47.6K | 0.01% | −83−4.2% | Reduced |
| CIBC Private Wealth Group, LLC | 1,550 | $38.3K | 0.00% | +1,550 | New |
| EntryPoint Capital, LLC | 1,112 | $27.8K | 0.02% | +1,112 | New |
| CWM, LLC | 1,084 | $27.0K | 0.00% | +61+6.0% | Added |
| Toth Financial Advisory Corp | 600 | $15.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 600 | $15.0K | 0.00% | +600 | New |
| Global Retirement Partners, LLC | 531 | $13.3K | 0.00% | −510−49.0% | Reduced |
| Raleigh Capital Management Inc. | 500 | $12.5K | 0.01% | +500 | New |
| Quadrant Capital Group LLC | 456 | $11.4K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 397 | $9.91K | 0.00% | +397 | New |
| Tompkins Financial Corp | 355 | $8.86K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 304 | $7.59K | 0.00% | 00.0% | Unchanged |
| Spectrum Wealth Counsel, LLC | 230 | $5.74K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 205 | $5.11K | 0.00% | +205 | New |
| nVerses Capital, LLC | 200 | $4.99K | 0.01% | +200 | New |
| Gen-Wealth Partners Inc | 190 | $4.74K | 0.00% | +190 | New |
| CoreCap Advisors, LLC | 82 | $2.04K | 0.00% | +82 | New |
| Delta Asset Management LLC | 70 | $1.75K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 64 | $1.60K | 0.00% | +60+1,500.0% | Added |
| Abound Wealth Management | 57 | $1.42K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 44 | $1.10K | 0.00% | −22−33.3% | Reduced |
| Institutional & Family Asset Management, LLC | 27 | $675 | 0.00% | +1+3.8% | Added |
| NBT Bank N A | 27 | $670 | 0.00% | +1+3.8% | Added |
| Financial Synergies Wealth Advisors, Inc. | 20 | $500 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 14 | $349 | 0.00% | +14 | New |
| Lindbrook Capital, LLC | 13 | $324 | 0.00% | +13 | New |
| Huntington National Bank | 2 | $50 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $25 | 0.00% | −1−50.0% | Reduced |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −130,741−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −93,744−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −68,682−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −68,284−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −57,646−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −38,298−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −26,844−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −22,704−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −22,591−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −17,638−100.0% | Sold out |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −15,600−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −13,670−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −12,644−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,547−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −11,736−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −11,372−100.0% | Sold out |
| Precision Wealth Strategies, LLC | 0 | $0 | 0.00% | −8,615−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −8,471−100.0% | Sold out |
| Morton Brown Family Wealth, LLC | 0 | $0 | 0.00% | −1,439−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −1,328−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −955−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −236−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Putnam Investments LLC | – | – | – | – | Not filed |