Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Capital Southwest Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +5 vs. Q4 2023
- Shares held
- 10.5M
- +354.6K (+3.5%) vs. Q4 2023
- Total value
- $260.9M
- +$21.3M (+8.9%) vs. Q4 2023
- New holders
- 29
- 55 more added
- Sold out
- 24
- 33 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $25 | 0.00% | −1−50.0% | Reduced |
| Huntington National Bank | 2 | $50 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 13 | $324 | 0.00% | +13 | New |
| Principal Securities, Inc. | 14 | $349 | 0.00% | +14 | New |
| Financial Synergies Wealth Advisors, Inc. | 20 | $500 | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 27 | $670 | 0.00% | +1+3.8% | Added |
| Institutional & Family Asset Management, LLC | 27 | $675 | 0.00% | +1+3.8% | Added |
| Venturi Wealth Management, LLC | 44 | $1.10K | 0.00% | −22−33.3% | Reduced |
| Abound Wealth Management | 57 | $1.42K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 64 | $1.60K | 0.00% | +60+1,500.0% | Added |
| Delta Asset Management LLC | 70 | $1.75K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 82 | $2.04K | 0.00% | +82 | New |
| Gen-Wealth Partners Inc | 190 | $4.74K | 0.00% | +190 | New |
| nVerses Capital, LLC | 200 | $4.99K | 0.01% | +200 | New |
| Harbour Investments, Inc. | 205 | $5.11K | 0.00% | +205 | New |
| Spectrum Wealth Counsel, LLC | 230 | $5.74K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 304 | $7.59K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 355 | $8.86K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 397 | $9.91K | 0.00% | +397 | New |
| Quadrant Capital Group LLC | 456 | $11.4K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 500 | $12.5K | 0.01% | +500 | New |
| Global Retirement Partners, LLC | 531 | $13.3K | 0.00% | −510−49.0% | Reduced |
| Toth Financial Advisory Corp | 600 | $15.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 600 | $15.0K | 0.00% | +600 | New |
| CWM, LLC | 1,084 | $27.0K | 0.00% | +61+6.0% | Added |
| EntryPoint Capital, LLC | 1,112 | $27.8K | 0.02% | +1,112 | New |
| CIBC Private Wealth Group, LLC | 1,550 | $38.3K | 0.00% | +1,550 | New |
| USA Financial Portformulas Corp | 1,908 | $47.6K | 0.01% | −83−4.2% | Reduced |
| Larson Financial Group LLC | 2,017 | $50.3K | 0.00% | +1,017+101.7% | Added |
| Proequities, Inc. | 2,050 | $51.2K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $53.3K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,484 | $62.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,637 | $65.8K | 0.00% | +74+2.9% | Added |
| Tower Research Capital LLC (TRC) | 3,594 | $89.7K | 0.00% | +2,501+228.8% | Added |
| Parallel Advisors, LLC | 4,982 | $124.4K | 0.00% | +129+2.7% | Added |
| Washington Trust Advisors, Inc. | 5,000 | $124.8K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 5,881 | $146.8K | 0.01% | +266+4.7% | Added |
| JPMorgan Chase & Co | 6,500 | $162.2K | 0.00% | +2,188+50.7% | Added |
| Glass Jacobson Investment Advisors llc | 6,975 | $174.1K | 0.07% | +6,975 | New |
| Comerica Bank | 7,115 | $177.6K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 7,753 | $194.0K | 0.04% | +7,753 | New |
| Inspire Advisors, LLC | 8,031 | $200.4K | 0.03% | −529−6.2% | Reduced |
| PFG Investments, LLC | 8,078 | $201.6K | 0.01% | +8,078 | New |
| Concurrent Investment Advisors, LLC | 8,746 | $218.3K | 0.01% | +8,746 | New |
| Colony Group, LLC | 8,879 | $222.0K | 0.00% | −250−2.7% | Reduced |
| Evergreen Capital Management LLC | 9,866 | $246.3K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 10,245 | $255.7K | 0.00% | +350+3.5% | Added |
| Good Life Advisors, LLC | 10,557 | $263.5K | 0.02% | −726−6.4% | Reduced |
| Campbell & CO Investment Adviser LLC | 10,695 | $266.9K | 0.02% | +248+2.4% | Added |
| Brown Advisory Inc | 10,700 | $267.1K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 10,983 | $274.1K | 0.00% | −556−4.8% | Reduced |
| Avantax Advisory Services, Inc. | 11,061 | $276.1K | 0.00% | +1,591+16.8% | Added |
| Geode Capital Management, LLC | 11,251 | $280.8K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $287.5K | 0.22% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,052 | $300.0K | 0.00% | −20,234−62.7% | Reduced |
| Private Advisor Group, LLC | 12,075 | $301.4K | 0.00% | +2,205+22.3% | Added |
| Bank of America Corp | 12,889 | $321.7K | 0.00% | +6,483+101.2% | Added |
| SG Americas Securities, LLC | 14,079 | $351.0K | 0.00% | +14,079 | New |
| Susquehanna International Group, LLP | 14,167 | $353.6K | 0.00% | +14,167 | New |
| US Bancorp | 14,664 | $366.0K | 0.00% | −164−1.1% | Reduced |
| Guggenheim Capital LLC | 15,965 | $398.5K | 0.00% | +4,378+37.8% | Added |
| The PNC Financial Services Group, Inc. | 15,972 | $398.7K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 16,131 | $402.6K | 0.00% | +310+2.0% | Added |
| Dearborn Partners LLC | 16,483 | $411.4K | 0.02% | +16,483 | New |
| Quantbot Technologies LP | 17,090 | $426.6K | 0.02% | −9,242−35.1% | Reduced |
| SMH Capital Advisors Inc | 17,348 | $433.0K | 1.17% | +404+2.4% | Added |
| Bard Associates Inc | 18,180 | $453.8K | 0.16% | −330−1.8% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $456.1K | 0.04% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 18,435 | $460.1K | 0.22% | +1,805+10.9% | Added |
| Aquatic Capital Management LLC | 18,500 | $461.8K | 0.02% | +600+3.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 18,546 | $462.9K | 0.00% | +6,264+51.0% | Added |
| CI Private Wealth, LLC | 20,342 | $507.7K | 0.00% | −4,637−18.6% | Reduced |
| Apollon Wealth Management, LLC | 20,473 | $511.0K | 0.02% | +44+0.2% | Added |
| Raymond James Trust N.A. | 22,544 | $562.7K | 0.01% | +5,220+30.1% | Added |
| All Season Financial Advisors, Inc. | 22,788 | $568.8K | 0.47% | −5,959−20.7% | Reduced |
| Sunbelt Securities, Inc. | 24,389 | $608.8K | 0.07% | +4,958+25.5% | Added |
| Virtus ETF Advisers LLC | 25,319 | $632.0K | 0.34% | +6,081+31.6% | Added |
| Envestnet Asset Management Inc | 25,419 | $634.5K | 0.00% | −6,498−20.4% | Reduced |
| Great West Life Assurance Co | 27,606 | $689.0K | 0.00% | −8,685−23.9% | Reduced |
| Invesco Ltd. | 32,959 | $822.7K | 0.00% | −347,992−91.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 33,160 | $828.0K | 0.00% | +4,973+17.6% | Added |
| Trexquant Investment LP | 33,855 | $845.0K | 0.02% | +33,855 | New |
| Cornerstone Wealth Management, LLC | 36,600 | $913.5K | 0.07% | +3,174+9.5% | Added |
| Wells Fargo & Company | 37,570 | $937.7K | 0.00% | −9,799−20.7% | Reduced |
| Cubist Systematic Strategies, LLC | 37,647 | $939.7K | 0.01% | +37,647 | New |
| Oppenheimer & Co Inc | 39,899 | $995.9K | 0.02% | −755−1.9% | Reduced |
| Wintrust Investments LLC | 40,150 | $1.00M | 0.09% | +40,150 | New |
| Harbor Capital Advisors, Inc. | 42,083 | $1.05M | 0.14% | +42,083 | New |
| Advisor Group Holdings, Inc. | 42,981 | $1.07M | 0.00% | +6,113+16.6% | Added |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.08M | 0.52% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 43,864 | $1.09M | 0.01% | +280+0.6% | Added |
| HRT Financial LP | 45,145 | $1.13M | 0.01% | +29,156+182.4% | Added |
| Cetera Investment Advisers | 45,396 | $1.13M | 0.00% | +10,216+29.0% | Added |
| Mraz, Amerine & Associates, Inc. | 47,044 | $1.17M | 0.22% | −2,886−5.8% | Reduced |
| Barclays PLC | 49,502 | $1.24M | 0.00% | +48,859+7,598.6% | Added |
| National Asset Management, Inc. | 55,254 | $1.27M | 0.03% | +923+1.7% | Added |
| Jump Financial, LLC | 50,963 | $1.27M | 0.03% | +1,263+2.5% | Added |
| First Dallas Securities Inc. | 53,448 | $1.33M | 0.61% | +3,621+7.3% | Added |
| UBS Group AG | 56,591 | $1.41M | 0.00% | +9,411+19.9% | Added |
| Jane Street Group, LLC | 60,059 | $1.50M | 0.00% | +60,059 | New |