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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Mission Creek Capital Partners, Inc.––––Not filed
New Hampshire Trust––––Not filed
PFG Investments, LLC––––Not filed
Brighton Jones LLC––––Not filed
Geneva Partners, LLC––––Not filed
Perryman Financial Advisory Inc––––Not filed
Truvestments Capital LLC––––Not filed
Mitchell McLeod Pugh & Williams Inc––––Not filed
Jefferies Financial Group Inc.––––Not filed
Indiana Trust & Investment Management CO––––Not filed
Great Valley Advisor Group, Inc.––––Not filed
Perigon Wealth Management, LLC––––Not filed
Plimoth Trust Co LLC––––Not filed
IHT Wealth Management, LLC––––Not filed
Pinnacle Holdings, LLC––––Not filed
Modus Advisors, LLC––––Not filed
Old National Bancorp––––Not filed
Ascent Group, LLC––––Not filed
Change Path, LLC––––Not filed
Snowden Capital Advisors LLC––––Not filed
Clearbridge Investments, LLC––––Not filed
Terry L. Blaker––––Not filed
Smith, Moore & Co.––––Not filed
Lifeworks Advisors, LLC––––Not filed
Cyndeo Wealth Partners, LLC––––Not filed
Boyd Watterson Asset Management LLC––––Not filed
Vestmark Advisory Solutions, Inc.––––Not filed
Trajan Wealth LLC––––Not filed
Occidental Asset Management, LLC––––Not filed
Providence Wealth Advisors, LLC––––Not filed
Oddo BHF Asset Management SAS––––Not filed
BCJ Capital Management, LLC––––Not filed
Procyon Private Wealth Partners, LLC––––Not filed
NorthRock Partners, LLC––––Not filed
Securian Asset Management, Inc––––Not filed
Ramirez Asset Management, Inc.––––Not filed
Argyle Capital Management Inc.––––Not filed
Jones Kertz & Associates, Inc.––––Not filed
Whalerock Point Partners, LLC––––Not filed
Focus Financial Network, Inc.––––Not filed
McKinley Carter Wealth Services, Inc.––––Not filed
Stokes Capital Advisors, LLC––––Not filed
ABN AMRO Bank N.V.––––Not filed
Naviter Wealth, LLC––––Not filed
Asset Management Group, Inc.––––Not filed
Advisors Preferred, LLC––––Not filed
Chicago Capital, LLC––––Not filed
DKRT Investments Corp.––––Not filed
HWG Holdings LP––––Not filed
TritonPoint Partners, LLC––––Not filed
Ibex Wealth Advisors––––Not filed
Hudson Capital Management LLC––––Not filed
RFG Advisory, LLC––––Not filed
Wellington Shields & Co., LLC––––Not filed
Fox Hill Wealth Management––––Not filed
Finer Wealth Management, Inc.––––Not filed
Mystic Asset Management, Inc.––––Not filed
River Wealth Advisors LLC––––Not filed
Mattern Wealth Management LLC––––Not filed
Thoroughbred Financial Services, LLC––––Not filed
LMG Wealth Partners, LLC––––Not filed
Tritonpoint Wealth, LLC––––Not filed
Rockline Wealth Management, LLC––––Not filed
Nilsine Partners, LLC––––Not filed
Sound View Wealth Advisors Group, LLC––––Not filed
SevenBridge Financial Group, LLC––––Not filed
MONECO Advisors, LLC––––Not filed
Lockheed Martin Investment Management Co––––Not filed
Envestnet Portfolio Solutions, Inc.––––Not filed
Jericho Financial, LLP––––Not filed
IFG Advisory, LLC––––Not filed
RMB Capital Management, LLC––––Not filed
J. Safra Sarasin Holding AG––––Not filed
Walleye Trading LLC––––Not filed
Capital Investment Counsel, Inc––––Not filed
Twin Capital Management Inc––––Not filed
RFG - Bristol Wealth Advisors, LLC––––Not filed
Liontrust Investment Partners LLP––––Not filed
Claudia M.P. Batlle, CRP (R) LLC––––Not filed
Nikko Asset Management Americas, Inc.––––Not filed
Choate Investment Advisors––––Not filed
MWA Asset Management––––Not filed
Gluskin Sheff & Assoc Inc––––Not filed
CPA Asset Management LLC––––Not filed
Ballentine Partners, LLC––––Not filed
Confluence Wealth Services, Inc.––––Not filed
Concord Wealth Partners––––Not filed
Soltis Investment Advisors LLC––––Not filed
Investor's Fiduciary Advisor Network, LLC––––Not filed
Cornerstone Wealth Management, LLC––––Not filed
Marvin & Palmer Associates Inc––––Not filed
GTS Securities LLC––––Not filed
Forty-three Eighteen Advisors, LLC––––Not filed
MV Capital Management, Inc.––––Not filed
Slow Capital, Inc.––––Not filed
Daymark Wealth Partners, LLC––––Not filed
SNS Financial Group, LLC––––Not filed
Schnieders Capital Management, LLC.––––Not filed
RB Capital Management, LLC––––Not filed
Heartland Bank & Trust Co––––Not filed