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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Q3 2026 vs. Q2 2026

How the institutions holding Caterpillar Inc changed between Q2 2026 and Q3 2026.

All holders in Q3 2026All holders in Q2 2026

13F holders of CAT: Q2 2026 compared with Q3 2026
MeasureQ2 2026Of which not filed for Q3 2026Q3 2026Change
Holders4,0704,06190
Shares330.6M330.5M38.3K−1.16K (−2.9%)
Value$351.1B$351.0B$31.0M−$11.0M (−26.1%)

4,061 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (0)

Institutions that held Caterpillar Inc at the end of Q3 2026 but not at the end of Q2 2026.

None.

Sold out (0)

Institutions that held Caterpillar Inc at the end of Q2 2026 and filed for Q3 2026 without it.

None.

Not filed for Q3 2026 yet (4,061)

Institutions that held Caterpillar Inc at the end of Q2 2026 and haven't filed a 13F for Q3 2026. Not filing isn't selling, so they aren't counted as sold out.

Showing the largest 100 of 4,061 by value.

Institutions holding CAT in Q2 2026 that haven't filed for Q3 2026
InstitutionShares, Q2 2026Value, Q2 2026
BlackRock, Inc.37,991,505$40.5B
State Street Corp34,392,316$36.6B
Vanguard Capital Management LLC30,077,764$32.0B
State Farm Mutual Automobile Insurance Co14,509,304$15.5B
Vanguard Portfolio Management LLC12,026,244$12.8B
Geode Capital Management, LLC11,175,493$11.9B
Fisher Asset Management, LLC9,942,521$10.6B
Morgan Stanley7,504,426$7.99B
JPMorgan Chase & Co7,325,731$7.57B
Gates Foundation TrustSuperinvestorGates Foundation Trust6,353,614$6.77B
Price T Rowe Associates Inc6,171,628$6.57B
FMR LLC5,781,969$6.16B
Northern Trust Corp5,664,155$6.03B
Bank of America Corp5,463,565$5.82B
Goldman Sachs Group Inc3,570,493$3.80B
Charles Schwab Investment Management Inc3,322,782$3.53B
Invesco Ltd.3,284,093$3.50B
UBS Asset Management Americas Inc3,153,638$3.36B
Capital World Investors3,060,432$3.26B
Bank of New York Mellon Corp2,998,131$3.19B
Dimensional Fund Advisors LP2,742,185$2.92B
Vanguard Fiduciary Trust Co2,645,238$2.82B
Legal & General Group Plc2,613,814$2.78B
Nuveen, LLC2,600,359$2.77B
Royal Bank of Canada2,252,264$2.40B
Capital Research Global Investors2,198,729$2.34B
Wells Fargo & Company2,118,690$2.26B
Amundi2,062,345$2.20B
Massachusetts Financial Services Co1,748,257$1.88B
UBS Group AG1,700,215$1.81B
Capital International Investors1,450,769$1.54B
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.1,377,957$1.47B
Voya Investment Management LLC1,377,043$1.47B
Deutsche Bank AG1,364,014$1.45B
Swiss National Bank1,312,380$1.40B
Sumitomo Mitsui Trust Holdings, Inc.1,307,930$1.39B
Citigroup Inc1,205,934$1.28B
Capital Wealth Planning, LLC1,197,856$1.28B
LPL Financial LLC1,182,150$1.26B
Wellington Management Group LLP1,144,800$1.22B
Raymond James Financial Inc1,055,701$1.12B
National Pension Service1,010,122$1.08B
Vanguard Global Advisers, LLC993,341$1.06B
California Public Employees Retirement System965,570$1.03B
HSBC Holdings PLC940,436$1.00B
Ameriprise Financial Inc934,284$995.0M
Barclays PLC917,019$976.5M
Canada Pension Plan Investment Board907,030$965.9M
Primecap Management Co871,700$928.3M
Franklin Resources Inc843,713$898.5M
Vanguard Asset Management, Ltd834,999$889.2M
Rhumbline Advisers814,357$867.2M
Neuberger Berman Group LLC810,361$862.3M
Bank of Montreal714,120$760.5M
California State Teachers Retirement System701,786$747.3M
BNP Paribas Arbitrage, SA685,740$730.2M
Principal Financial Group Inc662,735$705.7M
Bank Julius Baer & Co. Ltd, Zurich610,219$646.5M
Fifth Third Bancorp595,946$634.6M
Stifel Financial Corp591,099$629.5M
Alliancebernstein L.P.876,982$621.3M
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main577,808$615.3M
HighTower Advisors, LLC564,930$601.6M
Standard Life Aberdeen plc546,048$581.5M
Bessemer Group Inc538,696$573.7M
New York State Common Retirement Fund527,804$562.1M
Prudential Financial Inc526,085$560.2M
American Century Companies Inc512,935$546.2M
CIBC Bancorp USA Inc.511,515$544.9M
CI Private Wealth, LLC505,859$538.7M
TD Asset Management Inc501,053$533.6M
AQR Capital Management LLC505,020$533.2M
Victory Capital Management Inc481,112$512.3M
US Bancorp473,894$504.7M
Schroder Investment Management Group454,925$484.4M
Aviva PLC425,977$453.6M
Natixis Advisors, L.P.415,152$442.1M
State Board of Administration of Florida Retirement System390,457$415.8M
Creative Planning379,703$404.3M
Eurizon Capital SGR S.p.A.382,287$404.2M
Envestnet Asset Management Inc370,141$394.2M
ProShare Advisors LLC369,208$393.2M
Adage Capital Partners GP, L.L.C.367,704$391.6M
Mackenzie Financial Corp363,903$387.5M
Nomura Asset Management Co Ltd361,458$384.9M
Quantinno Capital Management LP358,789$382.1M
Citadel Advisors LLC355,861$379.0M
New York State Teachers Retirement System355,409$378.5M
Winslow Capital Management, LLC350,774$373.5M
Pictet Asset Management Holding SA344,659$367.0M
Korea Investment CORP337,463$359.4M
The PNC Financial Services Group, Inc.336,898$358.8M
Markel Group Inc.SuperinvestorMarkel Group328,650$350.0M
Great West Life Assurance Co324,751$345.3M
Asset Management One Co.,Ltd.320,025$340.8M
Sumitomo Mitsui DS Asset Management Company, Ltd313,099$333.4M
Advisor Group Holdings, Inc.310,135$330.6M
Commonwealth Equity Services, LLC309,841$330.0M
Mariner, LLC308,771$328.8M
Thrivent Financial for Lutherans308,430$328.4M