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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
9
0 vs. Q2 2026
Shares held
38.3K
−1.16K (−2.9%) vs. Q2 2026
Total value
$31.0M
−$11.0M (−26.1%) vs. Q2 2026
New holders
0
2 more added
Sold out
0
6 more reduced

4,061 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Noble Wealth Management PBC25$20.3K0.01%−7−21.9%Reduced
Burkett Financial Services, LLC153$124.6K0.04%+23+17.7%Added
Hickory Point Bank & Trust1,432$1.16M0.70%−79−5.2%Reduced
Stonebridge Financial Group, LLC1,693$1.37M0.10%+58+3.5%Added
Doliver Advisors, LP1,818$1.47M0.32%00.0%Unchanged
Roxbury Financial LLC3,162$2.56M1.97%−5−0.2%Reduced
Montecito Bank & Trust3,319$2.69M0.41%−19−0.6%Reduced
Coastline Trust Co8,990$7.29M0.68%−365−3.9%Reduced
First Financial Bank - Trust Division17,696$14.3M1.04%−761−4.1%Reduced
BlackRock, Inc.––––Not filed
State Street Corp––––Not filed
Vanguard Capital Management LLC––––Not filed
State Farm Mutual Automobile Insurance Co––––Not filed
Vanguard Portfolio Management LLC––––Not filed
Geode Capital Management, LLC––––Not filed
Fisher Asset Management, LLC––––Not filed
Morgan Stanley––––Not filed
JPMorgan Chase & Co––––Not filed
Gates Foundation TrustSuperinvestorGates Foundation Trust––––Not filed
Price T Rowe Associates Inc––––Not filed
FMR LLC––––Not filed
Northern Trust Corp––––Not filed
Bank of America Corp––––Not filed
Goldman Sachs Group Inc––––Not filed
Charles Schwab Investment Management Inc––––Not filed
Invesco Ltd.––––Not filed
UBS Asset Management Americas Inc––––Not filed
Capital World Investors––––Not filed
Bank of New York Mellon Corp––––Not filed
Dimensional Fund Advisors LP––––Not filed
Vanguard Fiduciary Trust Co––––Not filed
Legal & General Group Plc––––Not filed
Nuveen, LLC––––Not filed
Royal Bank of Canada––––Not filed
Capital Research Global Investors––––Not filed
Wells Fargo & Company––––Not filed
Amundi––––Not filed
Massachusetts Financial Services Co––––Not filed
UBS Group AG––––Not filed
Capital International Investors––––Not filed
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.––––Not filed
Voya Investment Management LLC––––Not filed
Deutsche Bank AG––––Not filed
Swiss National Bank––––Not filed
Sumitomo Mitsui Trust Holdings, Inc.––––Not filed
Citigroup Inc––––Not filed
Capital Wealth Planning, LLC––––Not filed
LPL Financial LLC––––Not filed
Wellington Management Group LLP––––Not filed
Raymond James Financial Inc––––Not filed
National Pension Service––––Not filed
Vanguard Global Advisers, LLC––––Not filed
California Public Employees Retirement System––––Not filed
HSBC Holdings PLC––––Not filed
Ameriprise Financial Inc––––Not filed
Barclays PLC––––Not filed
Canada Pension Plan Investment Board––––Not filed
Primecap Management Co––––Not filed
Franklin Resources Inc––––Not filed
Vanguard Asset Management, Ltd––––Not filed
Rhumbline Advisers––––Not filed
Neuberger Berman Group LLC––––Not filed
Bank of Montreal––––Not filed
California State Teachers Retirement System––––Not filed
BNP Paribas Arbitrage, SA––––Not filed
Principal Financial Group Inc––––Not filed
Bank Julius Baer & Co. Ltd, Zurich––––Not filed
Fifth Third Bancorp––––Not filed
Stifel Financial Corp––––Not filed
Alliancebernstein L.P.––––Not filed
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main––––Not filed
HighTower Advisors, LLC––––Not filed
Standard Life Aberdeen plc––––Not filed
Bessemer Group Inc––––Not filed
New York State Common Retirement Fund––––Not filed
Prudential Financial Inc––––Not filed
American Century Companies Inc––––Not filed
CIBC Bancorp USA Inc.––––Not filed
CI Private Wealth, LLC––––Not filed
TD Asset Management Inc––––Not filed
AQR Capital Management LLC––––Not filed
Victory Capital Management Inc––––Not filed
US Bancorp––––Not filed
Schroder Investment Management Group––––Not filed
Aviva PLC––––Not filed
Natixis Advisors, L.P.––––Not filed
State Board of Administration of Florida Retirement System––––Not filed
Creative Planning––––Not filed
Eurizon Capital SGR S.p.A.––––Not filed
Envestnet Asset Management Inc––––Not filed
ProShare Advisors LLC––––Not filed
Adage Capital Partners GP, L.L.C.––––Not filed
Mackenzie Financial Corp––––Not filed
Nomura Asset Management Co Ltd––––Not filed
Quantinno Capital Management LP––––Not filed
Citadel Advisors LLC––––Not filed
New York State Teachers Retirement System––––Not filed
Winslow Capital Management, LLC––––Not filed
Pictet Asset Management Holding SA––––Not filed
Korea Investment CORP––––Not filed