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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Columbia Asset Management––––Not filed
Eastern Bank––––Not filed
Vestcor Inc––––Not filed
Reliant Investment Management, LLC––––Not filed
Romano Brothers and Company––––Not filed
Great Lakes Advisors, LLC––––Not filed
OneAscent Financial Services LLC––––Not filed
Los Angeles Capital Management LLC––––Not filed
Family Legacy, Inc.––––Not filed
Oak Harvest Investment Services––––Not filed
IFP Advisors, Inc––––Not filed
Signaturefd, LLC––––Not filed
MUFG Securities Americas Inc.––––Not filed
Pflug Koory, LLC––––Not filed
Bellars Harris Wealth Management, LLC––––Not filed
Quadrant Capital Group LLC––––Not filed
Steel Peak Wealth Management LLC––––Not filed
Private Wealth Asset Management, LLC––––Not filed
Plato Investment Management Ltd––––Not filed
Trust Co of Toledo NA––––Not filed
Caisse des Depots Et Consignations––––Not filed
Sandhill Capital Partners LLC––––Not filed
Highland Capital Management, LLC––––Not filed
StoneX Group Inc.––––Not filed
North Dakota State Investment Board––––Not filed
Savvy Advisors, Inc.––––Not filed
Consolidated Capital Management, LLC––––Not filed
Meiji Yasuda America Inc––––Not filed
Mathes Company, Inc.––––Not filed
Malaga Cove Capital, LLC––––Not filed
Blue Edge Capital, LLC––––Not filed
Chilton Capital Management LLC––––Not filed
Heritage Trust Co––––Not filed
HighPoint Advisor Group LLC––––Not filed
CVFG LLC––––Not filed
Hilton Capital Management, LLC––––Not filed
Munich Reinsurance Co Stock Corp in Munich––––Not filed
Parallel Advisors, LLC––––Not filed
Eventide Asset Management, LLC––––Not filed
Nicholas Hoffman & Company, LLC.––––Not filed
Eukles Asset Management––––Not filed
Johnson Investment Counsel Inc––––Not filed
FourThought Financial Partners, LLC––––Not filed
New Age Alpha Advisors, LLC––––Not filed
WCG Wealth Advisors LLC––––Not filed
CoreCap Advisors, LLC––––Not filed
Y.D. More Investments Ltd––––Not filed
Foster & Motley Inc––––Not filed
Lombard Odier Asset Management (Switzerland) SA––––Not filed
Seascape Capital Management––––Not filed
Argent Trust Co––––Not filed
Barbara Oil Co.––––Not filed
Palmer Knight Co––––Not filed
Sterling Capital Management LLC––––Not filed
Essex Financial Services, Inc.––––Not filed
BNC Wealth Management, LLC––––Not filed
Anderson Hoagland & Co––––Not filed
Resolute Wealth Strategies, LLC––––Not filed
Montag A & Associates Inc––––Not filed
Ambassador Advisors, LLC––––Not filed
Prudential PLC––––Not filed
North Star Investment Management Corp.––––Not filed
WealthPlan Investment Management, LLC––––Not filed
Gilliland Jeter Wealth Management LLC––––Not filed
Kentucky Retirement Systems Insurance Trust Fund––––Not filed
Meeder Asset Management Inc––––Not filed
Spartan Wealth Advisory Services LLC––––Not filed
Johnson Financial Group, Inc.––––Not filed
Trust Co of Vermont––––Not filed
First National Bank of Omaha––––Not filed
Groupama Asset Managment––––Not filed
Anchor Investment Management, LLC––––Not filed
J.P. Marvel Investment Advisors, LLC––––Not filed
JPL Wealth Management, LLC––––Not filed
Aaron Wealth Advisors––––Not filed
Rice Partnership, LLC––––Not filed
BW Gestao de Investimentos Ltda.––––Not filed
Advocate Group LLC––––Not filed
Hodges Capital Management Inc.––––Not filed
Bridgelight Financial Advisors, Inc.––––Not filed
Creative Financial Designs Inc––––Not filed
Wealthcare Advisory Partners LLC––––Not filed
Hayek Kallen Investment Management––––Not filed
Whitener Capital Management, Inc.––––Not filed
Webster Bank, N. A.––––Not filed
Kinneret Advisory, LLC––––Not filed
Moneta Group Investment Advisors LLC––––Not filed
Indivisible Partners––––Not filed
Zhang Financial LLC––––Not filed
Monument Capital Management––––Not filed
Jacobi Capital Management LLC––––Not filed
Spirit of America Management Corp––––Not filed
Sapient Capital LLC––––Not filed
Modern Wealth Management, LLC––––Not filed
Stenger Family Office, LLC––––Not filed
Hudson Bay Capital Management LP––––Not filed
PFG Advisors––––Not filed
Asset Dedication, LLC––––Not filed
Wealth High Governance Capital Ltda––––Not filed
Denali Advisors LLC––––Not filed