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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Wesbanco Bank Inc––––Not filed
Spinnaker Trust––––Not filed
EagleClaw Capital Managment, LLC––––Not filed
Koshinski Asset Management, Inc.––––Not filed
Northeast Investment Management––––Not filed
Metis Global Partners, LLC––––Not filed
CAPROCK Group, Inc.––––Not filed
Independent Financial Group, LLC––––Not filed
Mairs & Power Inc––––Not filed
MUFG Securities EMEA plc––––Not filed
Smith, Salley & Associates––––Not filed
We Are One Seven, LLC––––Not filed
Kingsview Wealth Management, LLC––––Not filed
Pure Financial Advisors, Inc.––––Not filed
MEMBERS Trust Co––––Not filed
Williams Jones Wealth Management, LLC.––––Not filed
Banco Bilbao Vizcaya Argentaria, S.A.––––Not filed
Sowell Financial Services LLC––––Not filed
Caldwell Trust Co––––Not filed
Aries Wealth Management––––Not filed
Hantz Financial Services, Inc.––––Not filed
Ritholtz Wealth Management––––Not filed
Tokio Marine Asset Management Co Ltd––––Not filed
Reuter James Wealth Management, LLC––––Not filed
BLI - Banque de Luxembourg Investments––––Not filed
Kiley Juergens Wealth Management, LLC––––Not filed
Alps Advisors Inc––––Not filed
Bailard, Inc.––––Not filed
Roundview Capital LLC––––Not filed
Capital International Sarl––––Not filed
Compass Capital Management, Inc––––Not filed
Community Bank of Raymore––––Not filed
Shelter Mutual Insurance Co––––Not filed
Picton Mahoney Asset Management––––Not filed
Barometer Capital Management Inc.––––Not filed
Greenleaf Trust––––Not filed
Meeder Advisory Services, Inc.––––Not filed
Stock Yards Bank & Trust Co––––Not filed
Advisors Asset Management, Inc.––––Not filed
Franklin Street Advisors Inc––––Not filed
Ascent Wealth Partners, LLC––––Not filed
Moors & Cabot, Inc.––––Not filed
MainStreet Investment Advisors LLC––––Not filed
Aull & Monroe Investment Management Corp––––Not filed
Geneos Wealth Management Inc.––––Not filed
Level Four Advisory Services, LLC––––Not filed
SIH Partners, LLLP––––Not filed
Nicolet Bankshares Inc––––Not filed
Mirae Asset Securities (USA) Inc.––––Not filed
Harel Insurance Investments & Financial Services Ltd.––––Not filed
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management––––Not filed
Scopus Asset Management, L.P.––––Not filed
Paradiem, LLC––––Not filed
Fidelis Capital Partners, LLC––––Not filed
F/M Investments LLC––––Not filed
First American Trust, FSB––––Not filed
Texas Capital Bank Wealth Management Services Inc––––Not filed
Beese Fulmer Investment Management, Inc.––––Not filed
Oak Harbor Wealth Partners, LLC––––Not filed
Ipswich Investment Management Co., Inc.––––Not filed
Colonial Trust Advisors––––Not filed
Equitable Trust Co––––Not filed
Guyasuta Investment Advisors Inc––––Not filed
Jackson Square Capital, LLC––––Not filed
LMCG Investments, LLC––––Not filed
Gerald Baker Financial Group LLC––––Not filed
Holderness Investments Co––––Not filed
Assenagon Asset Management S.A.––––Not filed
Aventail Capital Group, LP––––Not filed
Leavell Investment Management, Inc.––––Not filed
Cullinan Associates Inc––––Not filed
Covington Investment Advisors Inc.––––Not filed
Larson Financial Group LLC––––Not filed
Gouws Capital LLC––––Not filed
L & S Advisors Inc––––Not filed
RBF Capital, LLC––––Not filed
Kentucky Farm Bureau Mutual Insurance Co––––Not filed
Bryn Mawr Trust Co––––Not filed
Siemens Fonds Invest GmbH––––Not filed
Canandaigua National Bank & Trust Co––––Not filed
Neville Rodie & Shaw Inc––––Not filed
TCI Wealth Advisors, Inc.––––Not filed
SageGuard Financial Group, LLC––––Not filed
VestGen Advisors, LLC––––Not filed
Teamwork Financial Advisors, LLC––––Not filed
Livforsakringsbolaget Skandia, Omsesidigt––––Not filed
Northwestern Mutual Investment Management Company, LLC––––Not filed
Diversified Trust Co––––Not filed
GAMMA Investing LLC––––Not filed
OpenArc Corporate Advisory, LLC––––Not filed
Community Bank, N.A.––––Not filed
Ashton Thomas Private Wealth, LLC––––Not filed
Jag Capital Management, LLC––––Not filed
Assetmark, Inc––––Not filed
Integrity Alliance, LLC.––––Not filed
Montgomery Investment Management Inc––––Not filed
Connors Investor Services Inc––––Not filed
Financial Advisory Service, Inc.––––Not filed
FFG Partners, LLC––––Not filed
Boit C F David––––Not filed