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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
ARS Wealth Advisors Group, LLC––––Not filed
Orleans Capital Management Corp––––Not filed
Left Brain Wealth Management, LLC––––Not filed
Beacon Investment Advisors LLC––––Not filed
BOS Asset Management, LLC––––Not filed
Itau Unibanco Holding S.A.––––Not filed
RMR Wealth Builders––––Not filed
Catalyst Financial Partners LLC––––Not filed
Diversify Advisory Services, LLC––––Not filed
Diversify Wealth Management, LLC––––Not filed
Xcel Wealth Management, LLC––––Not filed
Tortoise Capital Advisors, L.L.C.––––Not filed
Crown Oak Advisors, LLC––––Not filed
Isthmus Partners, LLC––––Not filed
PCM Encore, LLC––––Not filed
Zions Bancorporation, National Association––––Not filed
Alight Capital Management LP––––Not filed
Gryphon Financial Partners LLC––––Not filed
E Fund Management Co., Ltd.––––Not filed
Capital International Ltd––––Not filed
Qtron Investments LLC––––Not filed
United Bank––––Not filed
Ledyard National Bank––––Not filed
Next Century Growth Investors LLC––––Not filed
Hollencrest Capital Management––––Not filed
Q3 Asset Management––––Not filed
Vaquero Private Wealth, Ltd––––Not filed
TIAA Wealth Investment Management LLC––––Not filed
Elite Wealth Management, Inc.––––Not filed
Pallas Capital Advisors LLC––––Not filed
Arbor Trust Wealth Advisors, LLC––––Not filed
Precedent Wealth Partners, LLC––––Not filed
Harbor Group, Inc.––––Not filed
Bahl & Gaynor Inc––––Not filed
Stanley-Laman Group, Ltd.––––Not filed
Journey Advisory Group, LLC––––Not filed
Myriad Asset Management Advisors LLC––––Not filed
Perkins Coie Trust Co––––Not filed
Benedict Financial Advisors Inc––––Not filed
Westpac Banking Corp––––Not filed
Princeton Capital Management LLC––––Not filed
Guardian Investment Management––––Not filed
Haverford Trust Co––––Not filed
Thompson Siegel & Walmsley LLC––––Not filed
Camden Capital, LLC––––Not filed
MASTERINVEST Kapitalanlage GmbH––––Not filed
Rossmore Private Capital––––Not filed
Vision Retirement, LLC––––Not filed
WBH Advisory Inc––––Not filed
Delta Investment Management, LLC––––Not filed
CFM Wealth Partners LLC––––Not filed
Glen Eagle Advisors, LLC––––Not filed
Cooper Financial Group––––Not filed
EPG Wealth Management LLC––––Not filed
Atlas Brown,Inc.––––Not filed
Edmond de Rothschild Holding S.A.––––Not filed
Fulton Bank, N.A.––––Not filed
Westover Capital Advisors, LLC––––Not filed
Apollon Financial, LLC––––Not filed
Resources Management Corp––––Not filed
Beck Capital Management, LLC––––Not filed
Capital Advisors Inc––––Not filed
Csenge Advisory Group––––Not filed
West Branch Capital LLC––––Not filed
Patriot Financial Group Insurance Agency, LLC––––Not filed
RS Crum Inc.––––Not filed
Pinnacle West Asset Management, Inc.––––Not filed
Valmark Advisers, Inc.––––Not filed
Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies––––Not filed
Krilogy Financial LLC––––Not filed
SCS Capital Management LLC––––Not filed
Quintet Private Bank (Europe) S.A.––––Not filed
Carnegie Capital Asset Management, LLC––––Not filed
New Republic Capital, LLC––––Not filed
DB&C Advisors, LLC––––Not filed
Norway Savings Bank––––Not filed
LOM Asset Management Ltd––––Not filed
Boston Family Office LLC––––Not filed
RKL Wealth Management LLC––––Not filed
LSV Asset Management––––Not filed
Lawood & Co––––Not filed
Platinum Investment Management Ltd––––Not filed
Wealth Alliance Advisory Group, LLC––––Not filed
First Foundation Advisors––––Not filed
Trust Point Inc.––––Not filed
SS&H Financial Advisors, Inc.––––Not filed
Old West Investment Management, LLC––––Not filed
Flagship Harbor Advisors, LLC––––Not filed
Emprise Bank––––Not filed
Wolff Financial Management LLC––––Not filed
Essex Savings Bank––––Not filed
Diamant Asset Management, Inc.––––Not filed
MOKAN Wealth Management Inc.––––Not filed
Azimuth Capital Investment Management LLC––––Not filed
Ellenbecker Investment Group––––Not filed
Total Clarity Wealth Management, Inc.––––Not filed
Burke & Herbert Bank & Trust Co––––Not filed
Hardy Reed LLC––––Not filed
Facet Wealth, Inc.––––Not filed
Simon Quick Advisors, LLC––––Not filed