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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
39
+1 vs. Q2 2026
Shares held
235.0K
+17.7K (+8.2%) vs. Q2 2026
Total value
$190.7M
−$40.6M (−17.6%) vs. Q2 2026
New holders
3
12 more added
Sold out
2
18 more reduced

4,032 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Old West Investment Management, LLC––––Not filed
Flagship Harbor Advisors, LLC––––Not filed
Emprise Bank––––Not filed
Wolff Financial Management LLC––––Not filed
Essex Savings Bank––––Not filed
Diamant Asset Management, Inc.––––Not filed
MOKAN Wealth Management Inc.––––Not filed
Azimuth Capital Investment Management LLC––––Not filed
Ellenbecker Investment Group––––Not filed
Total Clarity Wealth Management, Inc.––––Not filed
Burke & Herbert Bank & Trust Co––––Not filed
Hardy Reed LLC––––Not filed
Facet Wealth, Inc.––––Not filed
Simon Quick Advisors, LLC––––Not filed
Perfromance Wealth Partners, LLC––––Not filed
G&S Capital LLC––––Not filed
Investment Research & Advisory Group, Inc.––––Not filed
Acorn Wealth Advisors, LLC––––Not filed
Oak Asset Management, LLC––––Not filed
AlphaCore Capital LLC––––Not filed
Weaver Capital Management LLC––––Not filed
IronBridge Private Wealth, LLC––––Not filed
Ticino Wealth––––Not filed
Cigna Investments Inc––––Not filed
Great Diamond Partners, LLC––––Not filed
Sit Investment Associates Inc––––Not filed
Widmann Financial Services, Inc.––––Not filed
180 Wealth Advisors, LLC––––Not filed
Frec Markets, Inc.––––Not filed
Camarda Financial Advisors, LLC––––Not filed
Charter Research & Investment Group, Inc.––––Not filed
First Heartland Consultants, Inc.––––Not filed
Kachkovsky & Fisher, Inc.––––Not filed
M&G Plc––––Not filed
Catalytic Wealth RIA, LLC––––Not filed
Werlinich Asset Management, LLC––––Not filed
Cynosure Management, LLC––––Not filed
NBC Securities, Inc.––––Not filed
Altshuler Shaham Ltd––––Not filed
Wealthspan Partners, LLC––––Not filed
DSG Capital Advisors, LLC––––Not filed
Woodard & Co Asset Management Group Inc––––Not filed
Silvant Capital Management LLC––––Not filed
Ellsworth Advisors, LLC––––Not filed
Mainstay Capital Management LLC––––Not filed
Solstein Capital, LLC––––Not filed
71 West Capital Partners––––Not filed
SBI Securities Co., Ltd.––––Not filed
Hazlett, Burt & Watson, Inc.––––Not filed
RNC Capital Management LLC––––Not filed
Deseret Mutual Benefit Administrators––––Not filed
Burford Brothers, Inc.––––Not filed
Gibson Capital, LLC––––Not filed
Premier Path Wealth Partners, LLC––––Not filed
Evelyn Partners Group Ltd––––Not filed
Washington Trust Co––––Not filed
First National Bank Sioux Falls––––Not filed
EverSource Wealth Advisors, LLC––––Not filed
Guerra Pan Advisors, LLC––––Not filed
Rodgers Brothers Inc.––––Not filed
Highview Capital Management LLC––––Not filed
Amarillo National Bank––––Not filed
Ingalls & Snyder LLC––––Not filed
TKG Advisors, LLC––––Not filed
BankPlus Trust Department––––Not filed
CORDA Investment Management, LLC.––––Not filed
Westhampton Capital, LLC––––Not filed
Birch Hill Investment Advisors LLC––––Not filed
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors––––Not filed
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors––––Not filed
Keudell/Morrison Wealth Management––––Not filed
Allen Capital Group, LLC––––Not filed
Garrison Point Advisors, LLC––––Not filed
Viking Fund Management LLC––––Not filed
TrustBank––––Not filed
Charles Schwab Trust Co––––Not filed
Kathmere Capital Management, LLC––––Not filed
Promethium Advisors,llc––––Not filed
Tower Bridge Advisors––––Not filed
Richards, Merrill & Peterson, Inc.––––Not filed
Fundamentun, LLC––––Not filed
Carlson Financial, Inc.––––Not filed
Univest Financial Corp––––Not filed
Cladis Investment Advisory, LLC––––Not filed
RD Lewis Holdings, Inc.––––Not filed
Founders Financial Securities LLC––––Not filed
Horizon Kinetics Asset Management LLC––––Not filed
Howard Capital Management Inc.––––Not filed
Goldstone Financial Group, LLC––––Not filed
Berkshire Asset Management LLC––––Not filed
Texas Yale Capital Corp.––––Not filed
Bath Savings Trust Co––––Not filed
Ballast, Inc.––––Not filed
Banque Transatlantique SA––––Not filed
Prosperity Consulting Group, LLC––––Not filed
LRI Investments, LLC––––Not filed
Citizens & Northern Corp––––Not filed
City State Bank––––Not filed
FCG Investment Co––––Not filed
Everett Harris & Co––––Not filed