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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Bridges Investment Management Inc––––Not filed
Seizert Capital Partners, LLC––––Not filed
Fisher Funds Management LTD––––Not filed
Berkshire Bank––––Not filed
Frank, Rimerman Advisors LLC––––Not filed
Nwam LLC––––Not filed
Clear Street Group Inc.––––Not filed
Brady Family Wealth, LLC––––Not filed
Osborne Partners Capital Management, LLC––––Not filed
Cove Private Wealth, LLC––––Not filed
Trust Investment Advisors––––Not filed
First Manhattan Co––––Not filed
Milestone Asset Management, LLC––––Not filed
Cornerstone Planning, LLC––––Not filed
Harvest Fund Management Co., Ltd––––Not filed
Ar Asset Management Inc––––Not filed
BCM Advisors, LLC––––Not filed
Financial Enhancement Group LLC––––Not filed
Beaton Management Co. Inc.––––Not filed
Heritage Wealth Management, Inc.––––Not filed
JFS Wealth Advisors, LLC––––Not filed
Hel Ved Capital Management Ltd––––Not filed
Wilson & Boucher Capital Management, LLC––––Not filed
Gateway Wealth Partners, LLC––––Not filed
Investment House LLC––––Not filed
Compass Financial Management LLC––––Not filed
Hilltop Holdings Inc.––––Not filed
Leelyn Smith, LLC––––Not filed
SeaCrest Wealth Management, LLC––––Not filed
Capital Investment Advisory Services, LLC––––Not filed
Kentucky Trust Co––––Not filed
Cordatus Wealth Management LLC––––Not filed
Am Investment Strategies LLC––––Not filed
Nations Financial Group Inc,––––Not filed
Stone Point Wealth LLC––––Not filed
Family Management Corp––––Not filed
Apella Capital, LLC––––Not filed
Bragg Financial Advisors, Inc––––Not filed
First Citizens Bank & Trust Co––––Not filed
Fairvoy Private Wealth, LLC––––Not filed
Sierra Summit Advisors LLC––––Not filed
FLC Capital Advisors––––Not filed
Arrow Financial Corp––––Not filed
Sitrin Capital Management LLC––––Not filed
First National Bank & Trust Co of Newtown––––Not filed
Oxbow Advisors, LLC––––Not filed
Rexford Capital Inc––––Not filed
Drive Wealth Management, LLC––––Not filed
Trueblood Wealth Management, LLC––––Not filed
Bartlett & Co. Wealth Management LLC––––Not filed
Security National Bank––––Not filed
Ocean Capital Management, LLC––––Not filed
Financial Plan, Inc.––––Not filed
Parkside Financial Bank & Trust––––Not filed
Garde Capital, Inc.––––Not filed
Kinloch Capital, LLC––––Not filed
TD Private Client Wealth LLC––––Not filed
Permanent Capital Management, LP––––Not filed
Smithfield Trust Co––––Not filed
Colonial Trust Co––––Not filed
Chapin Davis, Inc.––––Not filed
Silverlake Wealth Management LLC––––Not filed
Gen-Wealth Partners Inc––––Not filed
Mayflower Financial Advisors, LLC––––Not filed
Parametrica Management Ltd––––Not filed
Alaethes Wealth LLC––––Not filed
Papp L Roy & Associates––––Not filed
Victrix Investment Advisors––––Not filed
CNB Bank––––Not filed
Woodmont Investment Counsel LLC––––Not filed
Norden Group LLC––––Not filed
Avidian Wealth Solutions, LLC––––Not filed
Ti-Trust, Inc––––Not filed
Grimes & Company, Inc.––––Not filed
Everhart Financial Group, Inc.––––Not filed
Watershed Private Wealth LLC––––Not filed
Connecticut Wealth Management, LLC––––Not filed
First Horizon Corp––––Not filed
Checchi Capital Advisers, LLC––––Not filed
Redmond Asset Management, LLC––––Not filed
International Assets Investment Management, LLC––––Not filed
Roman Butler Fullerton & Co––––Not filed
Wealth Architects, LLC––––Not filed
Cypress Capital Group––––Not filed
Kercheville Advisors, LLC––––Not filed
Root Financial Partners, LLC––––Not filed
Forum Financial Management, LP––––Not filed
Compagnie Lombard Odier SCmA––––Not filed
Northern Financial Advisors Inc––––Not filed
Amussen Hunsaker Associates LLC––––Not filed
True North Advisors, LLC––––Not filed
Joel Isaacson & Co., LLC––––Not filed
Advisor OS, LLC––––Not filed
Core Wealth Advisors, Inc.––––Not filed
Stratos Wealth Advisors, LLC––––Not filed
HHM Wealth Advisors, LLC––––Not filed
Biltmore Family Office, LLC––––Not filed
Eldridge Investment Advisors, Inc.––––Not filed
WD Rutherford LLC––––Not filed
HCR Wealth Advisors––––Not filed