Skip to main content

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Ameritas Investment Partners, Inc.––––Not filed
Gables Capital Management Inc.––––Not filed
Murphy, Middleton, Hinkle & Parker, Inc.––––Not filed
Global Wealth Management Investment Advisory, Inc.––––Not filed
Asset One Wealth Management LLC––––Not filed
Fruth Investment Management––––Not filed
Robbins Farley LLC––––Not filed
Gamco Investors, Inc. Et Al––––Not filed
Keel Point, LLC––––Not filed
DT Investment Partners, LLC––––Not filed
Advisory Alpha, LLC––––Not filed
Argent Advisors, Inc.––––Not filed
Sumitomo Life Insurance Co––––Not filed
Pensionmark Financial Group, LLC––––Not filed
Radnor Capital Management, LLC––––Not filed
Clear Trail Advisors, LLC––––Not filed
Western Financial Corp––––Not filed
Marathon Wealth Advisors LLC––––Not filed
Little House Capital LLC––––Not filed
Loudon Investment Management, LLC––––Not filed
Meiji Yasuda Asset Management Co Ltd.––––Not filed
Sargent Investment Group, LLC––––Not filed
South Dakota Investment Council––––Not filed
Adirondack Trust Co––––Not filed
Capital & Planning, LLC––––Not filed
Avantax Planning Partners, Inc.––––Not filed
Quest Investment Management LLC––––Not filed
Lee Johnson Capital Management, LLC––––Not filed
Fulcrum Asset Management LLP––––Not filed
Evolve Private Wealth, LLC––––Not filed
Field & Main Bank––––Not filed
Shepherd Financial Partners LLC––––Not filed
Dorsey & Whitney Trust CO LLC––––Not filed
Catalyst Funds Management Pty Ltd––––Not filed
Accurate Wealth Management, LLC––––Not filed
Arvest Bank Trust Division––––Not filed
Becker Capital Management Inc––––Not filed
Verdence Capital Advisors LLC––––Not filed
Fideuram - Intesa Sanpaolo Private Banking S.P.A.––––Not filed
Staley Capital Advisers Inc––––Not filed
Schear Investment Advisers, LLC––––Not filed
Portfolio Design Labs, LLC––––Not filed
Hillsdale Investment Management Inc.––––Not filed
KLCM Advisors, Inc.––––Not filed
Cross Staff Investments Inc––––Not filed
Harbor Capital Advisors, Inc.––––Not filed
MCF Advisors LLC––––Not filed
Wilkerson Advisory Group LLC––––Not filed
Brevan Howard Capital Management LP––––Not filed
Inspire Advisors, LLC––––Not filed
Kerusso Capital Management LLC––––Not filed
Eagle Rock Investment Company, LLC––––Not filed
RFP Financial Group LLC––––Not filed
Howland Capital Management LLC––––Not filed
Keystone Investors Pte Ltd––––Not filed
National Asset Management, Inc.––––Not filed
AMG National Trust Bank––––Not filed
Guardian Wealth Management, Inc.––––Not filed
Generali Investments CEE, investicni spolecnost, a.s.––––Not filed
Nemes Rush Group LLC––––Not filed
Ignite Planners, LLC––––Not filed
Legacy Financial Strategies, LLC––––Not filed
Longbow Finance SA––––Not filed
MB, Levis & Associates, LLC––––Not filed
Money Concepts Capital Corp––––Not filed
Compton Wealth Advisory Group, LLC––––Not filed
Focused Wealth Management, Inc––––Not filed
NS Partners Ltd––––Not filed
Precision Wealth Strategies, LLC––––Not filed
Private Trust Co NA––––Not filed
Greenfield Savings Bank––––Not filed
Rollins Financial Advisors, LLC––––Not filed
Cambridge Advisors Inc.––––Not filed
Virtu Financial LLC––––Not filed
McLaughlin Asset Management, Inc.––––Not filed
NewEdge Wealth, LLC––––Not filed
Southeast Asset Advisors Inc.––––Not filed
Monticello Wealth Management, LLC––––Not filed
Donaldson Capital Management, LLC––––Not filed
Cottage Street Advisors LLC––––Not filed
Vectors Research Management, LLC––––Not filed
Weatherly Asset Management L. P.––––Not filed
Vantage Point Financial LLC––––Not filed
BNP Paribas––––Not filed
AdvisorNet Financial, Inc––––Not filed
JBR Co Financial Management Inc––––Not filed
Old Mission Investment Co LLC––––Not filed
K.J. Harrison & Partners Inc––––Not filed
Hixon Zuercher, LLC––––Not filed
Courier Capital LLC––––Not filed
Triangle Securities Wealth Management––––Not filed
Crawford Investment Counsel Inc––––Not filed
Nan Shan Life Insurance Co., Ltd.––––Not filed
Ellis Investment Partners, LLC––––Not filed
IFC Advisors LLC––––Not filed
Massachusetts Wealth Management––––Not filed
Umpqua Bank––––Not filed
Verition Fund Management LLC––––Not filed
Allegheny Financial Group LTD––––Not filed
Bernard Wealth Management Corp.––––Not filed