Skip to main content

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2026

Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
3,772
+277 vs. Q4 2025
Shares held
331.6M
+48.5M (+17.1%) vs. Q4 2025
Total value
$232.0B
+$70.2B (+43.4%) vs. Q4 2025
New holders
392
1,291 more added
Sold out
115
1,551 more reduced

47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2026: 3,773 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2026: $232.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.

Institutions holding CAT in Q1 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Crane Advisory, LLC736$568.7K0.09%00.0%Unchanged
Atala Financial Inc778$568.8K0.38%+13+1.7%Added
Green Harvest Asset Management LLC803$569.3K0.01%+134+20.0%Added
Washington Trust Bank804$569.6K0.04%−193−19.4%Reduced
Signature Resources Capital Management, LLC804$569.6K0.27%−18−2.2%Reduced
Texas Bank & Trust Co806$571.0K0.21%+27+3.5%Added
Investment Research Partners LLC810$573.5K0.23%00.0%Unchanged
TCFG Wealth Management, LLC810$573.6K0.21%−8−1.0%Reduced
TCFG Investment Advisors, LLC810$573.6K0.21%+810New
PCG Asset Management, LLC810$573.9K0.46%−60−6.9%Reduced
Vigilare Wealth Management811$574.6K0.19%00.0%Unchanged
First Affirmative Financial Network812$575.1K0.22%+812New
One Charles Private Wealth Services, LLC812$575.5K0.14%00.0%Unchanged
Prelude Capital Management, LLC813$576.0K0.04%−35−4.1%Reduced
Spectrum Planning & Advisory Services Inc.816$578.4K0.29%−37−4.3%Reduced
Ballew Advisors, Inc735$578.5K0.33%−98−11.8%Reduced
GW Henssler & Associates Ltd817$578.8K0.03%+50+6.5%Added
Intesa Sanpaolo Wealth Management819$580.2K0.14%+555+210.2%Added
Towarzystwo Funduszy Inwestycyjnych Pzu SA820$580.9K0.20%+230+39.0%Added
Gsa Capital Partners LLP820$581.0K0.04%−621−43.1%Reduced
Philip James Wealth Mangement, LLC820$581.1K0.07%−385−32.0%Reduced
Alpine Woods Capital Investors, LLC821$581.6K0.14%00.0%Unchanged
McLean Asset Management Corp823$582.7K0.10%+8+1.0%Added
Vista Capital Partners, Inc.825$584.5K0.06%−126−13.2%Reduced
Genesis Financial Group, LLC825$584.6K0.39%−10−1.2%Reduced
Retiremitten Financial LLC829$587.2K0.28%+829New
D.B. Root & Company, LLC830$588.0K0.14%−74−8.2%Reduced
Southern Financial Group, LLC830$588.0K0.16%−63−7.1%Reduced
RHL Group, LLC832$589.2K0.50%−3−0.4%Reduced
Axim Planning & Wealth832$589.4K0.72%00.0%Unchanged
Accretive Wealth Partners, LLC833$590.1K0.17%+833New
Waterford Advisors, LLC885$590.7K0.19%00.0%Unchanged
Mascagni Wealth Management, Inc.835$591.9K0.42%+465+125.7%Added
Capstone Wealth Management Group LLC836$591.9K0.36%+119+16.6%Added
Ninepoint Partners LP836$592.3K0.07%−78−8.5%Reduced
Wiregrass Investment Management LLC836$592.4K0.49%+75+9.9%Added
Stonebridge Financial Planning Group, LLC836$592.5K0.22%−5−0.6%Reduced
Town & Country Bank & Trust CO dba First Bankers Trust CO837$593.0K0.20%−211−20.1%Reduced
Jackson Thornton Asset Management, LLC750$593.0K0.05%−6−0.8%Reduced
Wealth Intelligence, LLC839$594.4K0.29%−393−31.9%Reduced
Wealth Management Associates, Inc.839$594.7K0.21%−485−36.6%Reduced
WealthBridge Capital Management, LLC840$594.9K0.14%+1+0.1%Added
Archer Investment Corp840$595.1K0.13%−352−29.5%Reduced
Reyes Financial Architecture, Inc.841$595.8K0.49%−99−10.5%Reduced
ICW Investment Advisors LLC842$596.5K0.22%−454−35.0%Reduced
Burling Wealth Partners, LLC845$598.6K0.10%00.0%Unchanged
TCP Asset Management, LLC845$598.6K0.08%+222+35.6%Added
Castle Rock Wealth Management, LLC836$599.5K0.13%+2+0.2%Added
Walser Wealth Management Company, A Ltd Liability Co846$599.6K0.27%+7+0.8%Added
M.E. Allison & Co., Inc.847$599.8K0.40%+1+0.1%Added
STAR Financial Bank850$602.2K0.28%−13−1.5%Reduced
Financial Council Asset Management Inc850$602.2K0.23%00.0%Unchanged
DF Dent & Co Inc852$603.6K0.01%00.0%Unchanged
Partners Wealth Management, LLC852$603.6K0.62%00.0%Unchanged
Mma Asset Management LLC853$604.3K0.21%+489+134.3%Added
Walkner Condon Financial Advisors LLC855$605.9K0.08%−14−1.6%Reduced
a16z Perennial Management, L.P.858$607.9K0.05%00.0%Unchanged
Pekin Hardy Strauss, Inc.863$611.3K0.06%−25−2.8%Reduced
Old North State Trust, LLC864$612.0K0.36%−18−2.0%Reduced
Legato Capital Management LLC864$612.1K0.06%−70−7.5%Reduced
Holland Advisory Services, Inc.865$612.6K0.82%+1+0.1%Added
Adams Wealth Management866$613.5K0.13%00.0%Unchanged
American Institute for Advanced Investment Management, LLP869$615.7K0.40%−80−8.4%Reduced
Clientfirst Wealth Management, LLC869$615.7K0.52%00.0%Unchanged
Eagle Capital Management, LLC870$616.0K0.24%00.0%Unchanged
Byrne Financial Freedom, LLC870$616.4K0.29%+5+0.6%Added
Optivise Advisory Services LLC872$617.5K0.37%−64−6.8%Reduced
Manske Wealth Management873$618.5K0.17%−28−3.1%Reduced
Townsend & Associates, Inc765$618.6K0.05%00.0%Unchanged
Signature Equity Partners, LLC874$618.9K0.33%−58−6.2%Reduced
denkapparat Operations GmbH874$619.2K0.26%00.0%Unchanged
Forza Wealth Management, LLC876$621.0K0.22%+254+40.8%Added
TritonPoint Partners, LLC878$622.0K0.23%+878New
Private Advisory Group LLC880$623.2K0.04%+279+46.4%Added
Eclectic Associates Inc880$623.3K0.08%+31+3.7%Added
Salomon & Ludwin, LLC873$626.4K0.06%−5−0.6%Reduced
Winslow Asset Management Inc885$627.0K0.12%−30−3.3%Reduced
Requisite Capital Management, LLC886$627.4K0.12%00.0%Unchanged
Kingsbury Capital Investment Advisors LLC886$627.7K0.59%+886New
Arcus Capital Partners, LLC886$627.9K0.23%−6−0.7%Reduced
Holistic Planning, LLC890$630.7K0.13%+46+5.5%Added
Luts & Greenleigh Group, Inc892$632.1K0.50%+67+8.1%Added
Red Mountain Financial, LLC892$632.3K0.60%−8−0.9%Reduced
Northern Oak Wealth Management Inc893$632.7K0.08%−7−0.8%Reduced
Old Second National Bank of Aurora893$632.7K0.13%00.0%Unchanged
Sand Hill Global Advisors, LLC893$632.7K0.02%+93+11.6%Added
Chemistry Wealth Management LLC894$633.4K0.11%−33−3.6%Reduced
Banyan Capital Management, Inc.895$634.1K0.27%00.0%Unchanged
Costello Asset Management, INC895$634.1K0.22%+15+1.7%Added
Up Strategic Wealth Investment Advisors LLC708$634.1K0.40%00.0%Unchanged
Smith Thornton Advisors LLC896$634.8K0.32%00.0%Unchanged
Friday Financial898$636.2K0.22%00.0%Unchanged
QVR LLC898$636.2K0.31%+898New
PenderFund Capital Management Ltd.900$637.6K0.10%+900New
Cohen & Steers, Inc.900$638.0K0.00%00.0%Unchanged
Legacy Edge Advisors, LLC901$638.3K0.07%−17−1.9%Reduced
Good Steward Wealth Advisors,LLC902$639.0K0.41%−70−7.2%Reduced
Kera Capital Partners, Inc.903$639.5K0.08%+17+1.9%Added
Novare Capital Management LLC903$639.5K0.05%−10−1.1%Reduced
Waddell & Associates, LLC903$639.7K0.04%+217+31.6%Added