Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,010
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,095 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kinloch Capital, LLC | 10,597 | $3.84M | 1.93% | +262+2.5% | Added |
| BNC Wealth Management, LLC | 10,574 | $3.84M | 1.26% | +550+5.5% | Added |
| Tritonpoint Wealth, LLC | 10,569 | $3.83M | 0.35% | −142−1.3% | Reduced |
| Legacy Financial Strategies, LLC | 10,653 | $3.83M | 0.83% | −182−1.7% | Reduced |
| BLB&B Advisors, LLC | 10,506 | $3.81M | 0.19% | −438−4.0% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 10,492 | $3.81M | 0.10% | +680+6.9% | Added |
| Capital Investment Counsel, Inc | 10,480 | $3.80M | 0.57% | −550−5.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 10,351 | $3.75M | 0.05% | +566+5.8% | Added |
| IFP Advisors, Inc | 10,343 | $3.75M | 0.12% | +2,225+27.4% | Added |
| Pensionmark Financial Group, LLC | 10,327 | $3.75M | 0.10% | +6,315+157.4% | Added |
| Monetary Management Group Inc | 10,227 | $3.71M | 0.96% | 00.0% | Unchanged |
| Investor's Fiduciary Advisor Network, LLC | 10,205 | $3.70M | 1.42% | +10,205 | New |
| Truvestments Capital LLC | 10,196 | $3.70M | 0.95% | +366+3.7% | Added |
| Evercore Wealth Management, LLC | 10,167 | $3.69M | 0.06% | +194+1.9% | Added |
| Profund Advisors LLC | 10,158 | $3.68M | 0.13% | +203+2.0% | Added |
| Gluskin Sheff & Assoc Inc | 10,153 | $3.68M | 0.44% | −172−1.7% | Reduced |
| Jaffetilchin Investment Partners, LLC | 10,132 | $3.68M | 0.27% | +701+7.4% | Added |
| Great Valley Advisor Group, Inc. | 10,108 | $3.67M | 0.08% | −187−1.8% | Reduced |
| Parallel Advisors, LLC | 10,096 | $3.66M | 0.08% | +791+8.5% | Added |
| NorthRock Partners, LLC | 10,071 | $3.65M | 0.12% | −193−1.9% | Reduced |
| Natixis | 10,055 | $3.65M | 0.02% | −95,010−90.4% | Reduced |
| Fisher Funds Management LTD | 10,023 | $3.64M | 0.09% | +10,023 | New |
| Oddo BHF Asset Management SAS | 9,996 | $3.63M | 0.18% | +1,987+24.8% | Added |
| Fidelis Capital Partners, LLC | 10,005 | $3.62M | 0.36% | +1,321+15.2% | Added |
| BTG Pactual Asset Management US LLC | 9,966 | $3.62M | 0.47% | +6,571+193.5% | Added |
| Ibex Wealth Advisors | 9,961 | $3.61M | 0.43% | +8,959+894.1% | Added |
| IHT Wealth Management, LLC | 9,937 | $3.60M | 0.12% | −3,595−26.6% | Reduced |
| Modern Wealth Management, LLC | 9,907 | $3.59M | 0.13% | +1,060+12.0% | Added |
| LMG Wealth Partners, LLC | 9,892 | $3.59M | 0.78% | +68+0.7% | Added |
| First Dallas Securities Inc. | 9,868 | $3.58M | 1.46% | +21+0.2% | Added |
| Cumberland Advisors Inc | 9,850 | $3.57M | 1.43% | 00.0% | Unchanged |
| Naples Global Advisors, LLC | 9,849 | $3.57M | 0.33% | −204−2.0% | Reduced |
| Heritage Trust Co | 9,836 | $3.57M | 0.42% | +9,836 | New |
| Schnieders Capital Management LLC | 9,800 | $3.56M | 0.70% | −105−1.1% | Reduced |
| Nilsine Partners, LLC | 9,798 | $3.55M | 0.38% | +346+3.7% | Added |
| Waldron Private Wealth LLC | 9,794 | $3.55M | 0.14% | +4,965+102.8% | Added |
| RB Capital Management, LLC | 9,746 | $3.54M | 0.83% | +183+1.9% | Added |
| Mill Capital Management, LLC | 9,737 | $3.53M | 0.28% | 00.0% | Unchanged |
| Davidson Capital Management Inc. | 9,667 | $3.51M | 0.92% | +354+3.8% | Added |
| J.W. Cole Advisors, Inc. | 9,656 | $3.50M | 0.14% | +84+0.9% | Added |
| SeaCrest Wealth Management, LLC | 9,632 | $3.49M | 0.37% | +30+0.3% | Added |
| Consolidated Capital Management, LLC | 9,620 | $3.49M | 1.52% | −188−1.9% | Reduced |
| Wellington Shields & Co., LLC | 9,608 | $3.49M | 1.07% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 9,583 | $3.48M | 0.10% | +1,940+25.4% | Added |
| Ashton Thomas Private Wealth, LLC | 9,557 | $3.47M | 0.13% | +2,014+26.7% | Added |
| Avitas Wealth Management LLC | 9,539 | $3.46M | 0.48% | +75+0.8% | Added |
| Mattern Wealth Management LLC | 9,478 | $3.44M | 0.76% | +3,349+54.6% | Added |
| Mitchell McLeod Pugh & Williams Inc | 9,477 | $3.44M | 0.72% | −792−7.7% | Reduced |
| Finer Wealth Management, Inc. | 9,429 | $3.42M | 1.96% | +86+0.9% | Added |
| Brendel Financial Advisors LLC | 9,403 | $3.41M | 2.06% | −491−5.0% | Reduced |
| Palisade Asset Management, LLC | 9,382 | $3.40M | 0.35% | −98−1.0% | Reduced |
| Lifeworks Advisors, LLC | 9,380 | $3.40M | 0.61% | +1,120+13.6% | Added |
| Gladstone Institutional Advisory LLC | 9,372 | $3.40M | 0.16% | −2,073−18.1% | Reduced |
| AlTi Global, Inc. | 9,155 | $3.40M | 0.08% | +310+3.5% | Added |
| Cambridge Advisors Inc. | 9,364 | $3.40M | 0.76% | −60−0.6% | Reduced |
| HBK Sorce Advisory LLC | 9,316 | $3.38M | 0.10% | +88+1.0% | Added |
| Hudock, Inc. | 9,311 | $3.38M | 0.59% | −210−2.2% | Reduced |
| Rothschild Investment LLC | 9,305 | $3.38M | 0.22% | +979+11.8% | Added |
| Family Management Corp | 9,538 | $3.37M | 0.55% | +310+3.4% | Added |
| WR Wealth Planners, LLC | 9,285 | $3.37M | 1.08% | −304−3.2% | Reduced |
| 1st Source Bank | 9,259 | $3.36M | 0.19% | −23−0.2% | Reduced |
| Caldwell Sutter Capital, Inc. | 9,258 | $3.36M | 1.56% | −109−1.2% | Reduced |
| PFG Advisors | 9,236 | $3.35M | 0.21% | −646−6.5% | Reduced |
| Concord Wealth Partners | 9,236 | $3.35M | 0.55% | −58−0.6% | Reduced |
| First National Bank & Trust Co of Newtown | 9,232 | $3.35M | 0.70% | −357−3.7% | Reduced |
| Aire Advisors, LLC | 9,217 | $3.34M | 0.69% | +105+1.2% | Added |
| Cannon Advisors, Inc. | 9,215 | $3.34M | 2.84% | −261−2.8% | Reduced |
| Panagora Asset Management Inc | 9,199 | $3.34M | 0.02% | −33,103−78.3% | Reduced |
| Buckley Wealth Management, LLC | 9,190 | $3.33M | 1.02% | −157−1.7% | Reduced |
| Zhang Financial LLC | 9,158 | $3.32M | 0.19% | +736+8.7% | Added |
| McKinley Carter Wealth Services, Inc. | 9,154 | $3.32M | 0.20% | −180−1.9% | Reduced |
| RFG - Bristol Wealth Advisors, LLC | 9,125 | $3.31M | 1.09% | +9,125 | New |
| L2 Asset Management, LLC | 9,097 | $3.30M | 0.72% | +137+1.5% | Added |
| Global Trust Asset Management, LLC | 9,090 | $3.30M | 1.25% | −307−3.3% | Reduced |
| V-Square Quantitative Management LLC | 9,008 | $3.27M | 0.46% | +68+0.8% | Added |
| Penobscot Investment Management Company, Inc. | 8,975 | $3.26M | 0.30% | −30−0.3% | Reduced |
| South Dakota Investment Council | 8,964 | $3.25M | 0.06% | 00.0% | Unchanged |
| Pinnacle Holdings, LLC | 8,951 | $3.25M | 1.23% | −517−5.5% | Reduced |
| Raiffeisen Bank International AG | 8,927 | $3.24M | 0.05% | +8,927 | New |
| Asahi Life Asset Management Co., Ltd. | 8,916 | $3.23M | 1.97% | −427−4.6% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,902 | $3.23M | 0.06% | −6−0.1% | Reduced |
| Weaver Capital Management LLC | 8,831 | $3.20M | 0.90% | +2,819+46.9% | Added |
| Westpac Banking Corp | 8,767 | $3.18M | 0.21% | +193+2.3% | Added |
| Cullen Investment Group, Ltd. | 8,763 | $3.18M | 0.47% | +53+0.6% | Added |
| Daymark Wealth Partners, LLC | 128,418 | $3.17M | 0.13% | +580.0% | Added |
| Hennessy Advisors Inc | 8,600 | $3.12M | 0.09% | −500−5.5% | Reduced |
| Qtron Investments LLC | 8,587 | $3.12M | 0.44% | 00.0% | Unchanged |
| GAMMA Investing LLC | 8,566 | $3.11M | 0.26% | +586+7.3% | Added |
| Naviter Wealth, LLC | 8,537 | $3.10M | 0.37% | +2,787+48.5% | Added |
| Ti-Trust, Inc | 8,536 | $3.10M | 2.07% | −156−1.8% | Reduced |
| Smith, Salley & Associates | 8,524 | $3.09M | 0.20% | −20−0.2% | Reduced |
| River Street Advisors LLC | 8,522 | $3.09M | 1.58% | −570−6.3% | Reduced |
| Gould Capital, LLC | 8,521 | $3.09M | 2.15% | −156−1.8% | Reduced |
| Abn Amro Investment Solutions | 8,499 | $3.08M | 0.06% | −12−0.1% | Reduced |
| Clune & Associates, Ltd. | 8,497 | $3.08M | 1.02% | +8,497 | New |
| Ballentine Partners, LLC | 8,486 | $3.08M | 0.05% | +125+1.5% | Added |
| Shell Asset Management Co | 8,467 | $3.07M | 0.13% | +4,089+93.4% | Added |
| Private Trust Co NA | 8,453 | $3.07M | 0.31% | +422+5.3% | Added |
| Cornell Pochily Investment Advisors, Inc. | 8,417 | $3.05M | 1.07% | +6+0.1% | Added |
| Banque Transatlantique SA | 8,436 | $3.05M | 0.08% | +8,436 | New |