Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,010
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,095 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hanson & Doremus Investment Management | 8,377 | $3.04M | 0.48% | −326−3.7% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 8,363 | $3.03M | 0.20% | −172−2.0% | Reduced |
| Farther Finance Advisors, LLC | 8,362 | $3.03M | 0.11% | +318+4.0% | Added |
| St Germain D J Co Inc | 8,345 | $3.03M | 0.14% | +1,910+29.7% | Added |
| Bernard Wealth Management Corp. | 8,336 | $3.02M | 1.42% | +8,336 | New |
| Catherine Avery Investment Management LLC | 8,328 | $3.02M | 2.67% | +8,328 | New |
| Radnor Capital Management, LLC | 8,312 | $3.02M | 0.50% | −50−0.6% | Reduced |
| Park National Corp | 8,298 | $3.01M | 0.11% | −47−0.6% | Reduced |
| Core Wealth Advisors, Inc. | 8,239 | $2.99M | 0.99% | −93−1.1% | Reduced |
| Horizon Investments, LLC | 8,267 | $2.99M | 0.09% | +144+1.8% | Added |
| Boltwood Capital Management | 8,235 | $2.99M | 0.91% | −20.0% | Reduced |
| Tradewinds, LLC. | 8,236 | $2.98M | 0.83% | 00.0% | Unchanged |
| Graphene Investments SAS | 8,200 | $2.97M | 2.05% | 00.0% | Unchanged |
| Change Path, LLC | 8,170 | $2.96M | 0.09% | −1,960−19.3% | Reduced |
| Peregrine Asset Advisers, Inc. | 8,131 | $2.95M | 1.09% | +6,445+382.3% | Added |
| Adirondack Trust Co | 8,087 | $2.93M | 1.12% | −148−1.8% | Reduced |
| Stonegate Investment Group, LLC | 8,063 | $2.93M | 0.08% | +1,491+22.7% | Added |
| Verition Fund Management LLC | 8,035 | $2.91M | 0.01% | −3,428−29.9% | Reduced |
| Mission Wealth Management, LP | 8,019 | $2.91M | 0.07% | −93−1.1% | Reduced |
| Fieldview Capital Management, LLC | 7,990 | $2.90M | 0.45% | +7,990 | New |
| Loudon Investment Management, LLC | 7,988 | $2.90M | 1.65% | −175−2.1% | Reduced |
| First Horizon Advisors, Inc. | 7,967 | $2.89M | 0.08% | −432−5.1% | Reduced |
| Atlantic Union Bankshares Corp | 7,965 | $2.89M | 0.17% | −282−3.4% | Reduced |
| Horizon Kinetics Asset Management LLC | 7,943 | $2.88M | 0.04% | −273−3.3% | Reduced |
| Valley Brook Capital Group | 7,930 | $2.88M | 2.15% | −5−0.1% | Reduced |
| MidWestOne Financial Group, Inc. | 7,919 | $2.87M | 0.40% | 00.0% | Unchanged |
| Fruth Investment Management | 7,903 | $2.87M | 0.79% | 00.0% | Unchanged |
| Field & Main Bank | 7,881 | $2.86M | 1.01% | +53+0.7% | Added |
| Old Port Advisors | 7,874 | $2.86M | 0.82% | −48−0.6% | Reduced |
| Oxbow Advisors, LLC | 7,844 | $2.85M | 0.33% | −225−2.8% | Reduced |
| Howland Capital Management LLC | 7,817 | $2.84M | 0.12% | +916+13.3% | Added |
| Gifford Fong Associates | 7,800 | $2.83M | 0.69% | 00.0% | Unchanged |
| Lowe Brockenbrough & Co Inc | 7,801 | $2.83M | 0.18% | −293−3.6% | Reduced |
| Becker Capital Management Inc | 7,795 | $2.83M | 0.09% | −389−4.8% | Reduced |
| Baldwin Investment Management, LLC | 7,795 | $2.83M | 0.37% | −1,956−20.1% | Reduced |
| Focused Wealth Management, Inc | 7,738 | $2.81M | 0.38% | +70+0.9% | Added |
| Chapin Davis, Inc. | 7,170 | $2.80M | 0.91% | 00.0% | Unchanged |
| MB, Levis & Associates, LLC | 7,714 | $2.80M | 1.40% | −316−3.9% | Reduced |
| Foundations Investment Advisors, LLC | 7,687 | $2.79M | 0.05% | +856+12.5% | Added |
| United Community Bank | 7,671 | $2.78M | 1.08% | +40+0.5% | Added |
| Cozad Asset Management Inc | 7,664 | $2.78M | 0.26% | +239+3.2% | Added |
| Capital Asset Advisory Services LLC | 7,638 | $2.78M | 0.14% | −18−0.2% | Reduced |
| Investors Asset Management of Georgia Inc | 7,635 | $2.77M | 1.35% | −125−1.6% | Reduced |
| Diversified Trust Co | 7,627 | $2.77M | 0.07% | +141+1.9% | Added |
| JBR Co Financial Management Inc | 7,612 | $2.76M | 1.68% | −10−0.1% | Reduced |
| Stamos Capital Partners, L.P. | 7,610 | $2.76M | 0.65% | +480+6.7% | Added |
| Orleans Capital Management Corp | 7,618 | $2.76M | 1.54% | +340+4.7% | Added |
| Gables Capital Management Inc. | 7,590 | $2.75M | 1.33% | −50−0.7% | Reduced |
| Exchange Bank | 7,575 | $2.75M | 2.21% | −30.0% | Reduced |
| D. Scott Neal, Inc. | 7,549 | $2.74M | 1.50% | 00.0% | Unchanged |
| Pine Valley Investments Ltd Liability Co | 7,511 | $2.72M | 0.18% | +1,961+35.3% | Added |
| Berkshire Bank | 7,502 | $2.72M | 0.63% | −160−2.1% | Reduced |
| Symphony Financial, Ltd. Co. | 6,866 | $2.72M | 0.43% | +79+1.2% | Added |
| Dorsey & Whitney Trust CO LLC | 7,453 | $2.70M | 0.15% | −134−1.8% | Reduced |
| Umpqua Bank | 7,274 | $2.70M | 0.93% | −40−0.5% | Reduced |
| Choate Investment Advisors | 7,437 | $2.70M | 0.06% | −714−8.8% | Reduced |
| Vista Investment Partners II, LLC | 7,435 | $2.70M | 1.59% | +7,435 | New |
| Oarsman Capital, Inc. | 7,413 | $2.69M | 0.47% | +291+4.1% | Added |
| Brighton Jones LLC | 7,409 | $2.69M | 0.08% | +2,519+51.5% | Added |
| Compton Wealth Advisory Group, LLC | 7,326 | $2.66M | 0.69% | −64−0.9% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 7,324 | $2.66M | 1.50% | −456−5.9% | Reduced |
| Indiana Trust & Investment Management CO | 7,299 | $2.65M | 0.90% | +725+11.0% | Added |
| Little House Capital LLC | 7,299 | $2.65M | 0.76% | −7−0.1% | Reduced |
| Fairfield Financial Advisors, LTD | 7,273 | $2.64M | 0.93% | +1,361+23.0% | Added |
| Tyche Wealth Partners LLC | 7,237 | $2.63M | 0.55% | +254+3.6% | Added |
| Trust Investment Advisors | 7,221 | $2.62M | 1.67% | +529+7.9% | Added |
| Rollins Financial Advisors, LLC | 7,198 | $2.61M | 0.41% | +301+4.4% | Added |
| La Banque Postale Asset Management SA | 7,188 | $2.61M | 0.04% | −26,232−78.5% | Reduced |
| Lake Street Financial LLC | 7,179 | $2.60M | 0.42% | +273+4.0% | Added |
| Arete Wealth Advisors, LLC | 7,147 | $2.60M | 0.19% | +525+7.9% | Added |
| Legacy Bridge, LLC | 7,148 | $2.59M | 1.35% | 00.0% | Unchanged |
| MUFG Securities Americas Inc. | 7,128 | $2.59M | 0.33% | +7,128 | New |
| Modera Wealth Management, LLC | 7,124 | $2.58M | 0.03% | +182+2.6% | Added |
| G&S Capital LLC | 7,121 | $2.58M | 1.07% | −915−11.4% | Reduced |
| Sumitomo Life Insurance Co | 7,117 | $2.58M | 0.05% | −149−2.1% | Reduced |
| Cross Staff Investments Inc | 7,104 | $2.58M | 1.94% | 00.0% | Unchanged |
| Wedmont Private Capital | 7,331 | $2.57M | 0.14% | +485+7.1% | Added |
| Heritage Wealth Management, Inc. | 7,075 | $2.57M | 0.85% | −71−1.0% | Reduced |
| Ellis Investment Partners, LLC | 7,060 | $2.56M | 0.50% | −662−8.6% | Reduced |
| Forum Financial Management, LP | 7,048 | $2.56M | 0.04% | +895+14.5% | Added |
| Western Wealth Management, LLC | 7,029 | $2.55M | 0.14% | +15+0.2% | Added |
| Franklin Street Advisors Inc | 7,004 | $2.54M | 0.17% | −146−2.0% | Reduced |
| D L Carlson Investment Group Inc | 6,997 | $2.54M | 0.45% | −85−1.2% | Reduced |
| Linden Thomas Advisory Services, LLC | 6,988 | $2.53M | 0.32% | +883+14.5% | Added |
| Forefront Wealth Management Inc. | 6,980 | $2.53M | 2.33% | +6,980 | New |
| Argent Advisors, Inc. | 6,979 | $2.53M | 0.94% | −121−1.7% | Reduced |
| Boston Private Wealth LLC | 6,978 | $2.53M | 0.05% | +6,978 | New |
| Quest Investment Management LLC | 6,968 | $2.53M | 0.29% | 00.0% | Unchanged |
| BCM Advisors, LLC | 7,043 | $2.53M | 0.56% | −13−0.2% | Reduced |
| Mizuho Markets Americas LLC | 6,959 | $2.52M | 0.05% | −9,825−58.5% | Reduced |
| Court Place Advisors, LLC | 6,911 | $2.51M | 0.81% | −708−9.3% | Reduced |
| Schear Investment Advisers, LLC | 6,864 | $2.49M | 1.33% | +236+3.6% | Added |
| Slagle Financial, LLC | 6,858 | $2.49M | 1.12% | +260+3.9% | Added |
| Inspire Advisors, LLC | 6,843 | $2.48M | 0.30% | −1,423−17.2% | Reduced |
| DMKC Advisory Services, LLC | 6,829 | $2.48M | 2.25% | +6,829 | New |
| Staley Capital Advisers Inc | 6,800 | $2.47M | 0.11% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 6,799 | $2.47M | 0.41% | +453+7.1% | Added |
| Hilton Capital Management, LLC | 6,783 | $2.46M | 0.21% | 00.0% | Unchanged |
| Trueblood Wealth Management, LLC | 6,753 | $2.45M | 1.21% | +202+3.1% | Added |
| Stone Point Wealth LLC | 6,752 | $2.45M | 0.82% | +31+0.5% | Added |