Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,010
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,095 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CCM Investment Group, LLC | 13,770 | $5.00M | 0.55% | +13,770 | New |
| Vise Technologies, Inc. | 13,776 | $5.00M | 0.42% | +4,748+52.6% | Added |
| Financial Advisory Service, Inc. | 13,719 | $4.98M | 0.42% | +276+2.1% | Added |
| Arrow Financial Corp | 13,713 | $4.97M | 0.47% | −218−1.6% | Reduced |
| JPL Wealth Management, LLC | 13,536 | $4.91M | 1.41% | +13,536 | New |
| Resolute Wealth Strategies, LLC | 13,514 | $4.90M | 2.52% | −48−0.4% | Reduced |
| Thoroughbred Financial Services, LLC | 13,464 | $4.88M | 0.30% | +479+3.7% | Added |
| Altrius Capital Management Inc | 13,461 | $4.88M | 1.31% | −379−2.7% | Reduced |
| Tema ETFs LLC | 13,328 | $4.83M | 2.01% | +13,328 | New |
| Brown Brothers Harriman & Co | 13,308 | $4.83M | 0.03% | +58+0.4% | Added |
| Viewpoint Capital Management LLC | 13,305 | $4.83M | 2.53% | +210+1.6% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 13,300 | $4.82M | 0.50% | +13,300 | New |
| Liberty One Investment Management, LLC | 13,264 | $4.81M | 0.52% | +479+3.7% | Added |
| Traynor Capital Management, Inc. | 13,260 | $4.81M | 0.37% | +1,989+17.6% | Added |
| FourThought Financial Partners, LLC | 13,253 | $4.81M | 0.50% | +13,253 | New |
| Essex Financial Services, Inc. | 13,212 | $4.79M | 0.34% | +1,023+8.4% | Added |
| Trajan Wealth LLC | 13,167 | $4.78M | 0.26% | +13,167 | New |
| Gilliland Jeter Wealth Management LLC | 13,154 | $4.77M | 1.61% | −60.0% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 13,128 | $4.76M | 0.87% | +141+1.1% | Added |
| Trexquant Investment LP | 13,119 | $4.76M | 0.06% | −9,016−40.7% | Reduced |
| IronBridge Private Wealth, LLC | 13,102 | $4.75M | 1.74% | −626−4.6% | Reduced |
| Acadian Asset Management LLC | 13,093 | $4.74M | 0.01% | +4,327+49.4% | Added |
| Webster Bank, N. A. | 13,063 | $4.74M | 0.51% | −556−4.1% | Reduced |
| Spire Wealth Management | 12,917 | $4.69M | 0.15% | −3,261−20.2% | Reduced |
| Ambassador Advisors, LLC | 12,878 | $4.67M | 0.80% | −18−0.1% | Reduced |
| Leuthold Group, LLC | 12,800 | $4.64M | 0.56% | −429−3.2% | Reduced |
| Callan Family Office, LLC | 12,757 | $4.63M | 0.29% | +10,613+495.0% | Added |
| Stonebridge Capital Management Inc | 12,697 | $4.61M | 1.89% | −25−0.2% | Reduced |
| Ledyard National Bank | 12,674 | $4.60M | 0.43% | −609−4.6% | Reduced |
| Johnson Investment Counsel Inc | 12,659 | $4.59M | 0.04% | +160+1.3% | Added |
| Global Wealth Management Investment Advisory, Inc. | 12,602 | $4.57M | 0.94% | +268+2.2% | Added |
| Iowa State Bank | 12,597 | $4.57M | 0.95% | −109−0.9% | Reduced |
| Hayek Kallen Investment Management | 12,594 | $4.57M | 1.66% | −25−0.2% | Reduced |
| Ogorek Anthony Joseph | 12,562 | $4.56M | 1.45% | +21+0.2% | Added |
| Plimoth Trust Co LLC | 12,508 | $4.54M | 1.17% | −21−0.2% | Reduced |
| Barbara Oil Co. | 12,500 | $4.53M | 1.88% | 00.0% | Unchanged |
| DT Investment Partners, LLC | 12,474 | $4.53M | 0.38% | −180−1.4% | Reduced |
| Sowell Financial Services LLC | 12,424 | $4.51M | 0.24% | −1,000−7.4% | Reduced |
| Kinneret Advisory, LLC | 12,412 | $4.50M | 0.43% | −578−4.4% | Reduced |
| Jericho Financial, LLP | 12,399 | $4.50M | 3.26% | +12,399 | New |
| Applied Capital LLC | 12,366 | $4.49M | 3.52% | −100−0.8% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 12,347 | $4.48M | 0.74% | 00.0% | Unchanged |
| Meeder Advisory Services, Inc. | 12,345 | $4.48M | 0.28% | +354+3.0% | Added |
| Nikko Asset Management Americas, Inc. | 12,336 | $4.48M | 0.05% | −1,404−10.2% | Reduced |
| Azimuth Capital Investment Management LLC | 12,325 | $4.47M | 0.17% | −225−1.8% | Reduced |
| Hallmark Capital Management Inc | 12,320 | $4.47M | 0.33% | −1,630−11.7% | Reduced |
| North Star Investment Management Corp. | 12,313 | $4.47M | 0.31% | +7+0.1% | Added |
| FORA Capital, LLC | 12,311 | $4.47M | 0.51% | +12,311 | New |
| Sapient Capital LLC | 12,307 | $4.46M | 0.09% | +94+0.8% | Added |
| Alberta Investment Management Corp | 12,300 | $4.46M | 0.03% | −2,900−19.1% | Reduced |
| Trust Co of Vermont | 12,291 | $4.46M | 0.22% | −454−3.6% | Reduced |
| Jacobi Capital Management LLC | 12,267 | $4.45M | 0.33% | −250−2.0% | Reduced |
| Vista Investment Partners LLC | 12,206 | $4.43M | 1.38% | −159−1.3% | Reduced |
| Modus Advisors, LLC | 12,136 | $4.40M | 1.38% | +79+0.7% | Added |
| Old National Bancorp | 12,082 | $4.38M | 0.10% | −160−1.3% | Reduced |
| New Hampshire Trust | 12,048 | $4.37M | 0.92% | +245+2.1% | Added |
| CWA Asset Management Group, LLC | 12,030 | $4.36M | 0.22% | +1,115+10.2% | Added |
| OneAscent Financial Services LLC | 11,976 | $4.34M | 0.37% | +805+7.2% | Added |
| Prudential PLC | 11,958 | $4.34M | 0.02% | −1,793−13.0% | Reduced |
| Mather Group, LLC. | 11,956 | $4.34M | 0.06% | −212−1.7% | Reduced |
| Sound View Wealth Advisors Group, LLC | 11,927 | $4.33M | 0.35% | +519+4.5% | Added |
| Ameritas Investment Partners, Inc. | 11,916 | $4.32M | 0.14% | −1,249−9.5% | Reduced |
| Wetherby Asset Management Inc | 11,886 | $4.31M | 0.21% | −425−3.5% | Reduced |
| Secured Retirement Advisors, LLC | 11,836 | $4.29M | 2.46% | +3,643+44.5% | Added |
| Signaturefd, LLC | 11,691 | $4.24M | 0.08% | −319−2.7% | Reduced |
| Balyasny Asset Management LLC | 11,667 | $4.23M | 0.01% | +7,057+153.1% | Added |
| Regency Capital Management Inc. | 11,656 | $4.23M | 2.29% | +504+4.5% | Added |
| Buckingham Strategic Partners | 11,623 | $4.22M | 0.07% | +3,544+43.9% | Added |
| Creative Financial Designs Inc | 11,620 | $4.22M | 0.34% | +384+3.4% | Added |
| Argyle Capital Management Inc. | 11,559 | $4.19M | 1.65% | +40+0.3% | Added |
| Seizert Capital Partners, LLC | 11,544 | $4.19M | 0.19% | −540−4.5% | Reduced |
| Occidental Asset Management, LLC | 11,535 | $4.18M | 0.65% | +615+5.6% | Added |
| Trust Co of Toledo NA | 11,491 | $4.17M | 0.55% | +1,000+9.5% | Added |
| Procyon Private Wealth Partners, LLC | 11,469 | $4.16M | 0.27% | −190−1.6% | Reduced |
| MEMBERS Trust Co | 11,393 | $4.13M | 0.14% | −75−0.7% | Reduced |
| Spirit of America Management Corp | 11,390 | $4.13M | 0.84% | −100−0.9% | Reduced |
| Whitener Capital Management, Inc. | 11,354 | $4.12M | 1.15% | −189−1.6% | Reduced |
| Providence Wealth Advisors, LLC | 11,289 | $4.11M | 3.11% | −416−3.6% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,290 | $4.10M | 0.16% | −164−1.4% | Reduced |
| Smith, Moore & Co. | 11,284 | $4.09M | 0.37% | +164+1.5% | Added |
| HITE Hedge Asset Management LLC | 11,177 | $4.05M | 0.30% | +11,177 | New |
| Kingsview Wealth Management, LLC | 11,159 | $4.05M | 0.08% | −577−4.9% | Reduced |
| Money Concepts Capital Corp | 11,111 | $4.03M | 0.30% | +25+0.2% | Added |
| Moneta Group Investment Advisors LLC | 11,071 | $4.02M | 0.06% | −173−1.5% | Reduced |
| MWA Asset Management | 11,043 | $4.01M | 2.66% | −196−1.7% | Reduced |
| CPA Asset Management LLC | 11,009 | $3.99M | 1.86% | 00.0% | Unchanged |
| MV Capital Management, Inc. | 10,990 | $3.99M | 0.43% | +277+2.6% | Added |
| Focus Financial Network, Inc. | 10,931 | $3.97M | 0.16% | −132−1.2% | Reduced |
| Hudson Capital Management LLC | 10,895 | $3.95M | 1.23% | +66+0.6% | Added |
| Harbor Capital Advisors, Inc. | 10,843 | $3.93M | 0.17% | +237+2.2% | Added |
| Whalerock Point Partners, LLC | 10,792 | $3.91M | 0.91% | 00.0% | Unchanged |
| Argent Trust Co | 10,788 | $3.91M | 0.16% | +922+9.3% | Added |
| Asset Management Group, Inc. | 10,771 | $3.91M | 0.69% | +32+0.3% | Added |
| Vestor Capital, LLC | 10,754 | $3.90M | 0.30% | +67+0.6% | Added |
| Boyd Watterson Asset Management LLC | 10,729 | $3.89M | 1.08% | −30.0% | Reduced |
| Pure Financial Advisors, Inc. | 10,699 | $3.88M | 0.09% | +441+4.3% | Added |
| Slow Capital, Inc. | 10,692 | $3.88M | 0.55% | −1,093−9.3% | Reduced |
| Graypoint LLC | 10,666 | $3.87M | 0.23% | −42−0.4% | Reduced |
| Mystic Asset Management, Inc. | 10,605 | $3.85M | 1.03% | +290+2.8% | Added |
| Verdence Capital Advisors LLC | 10,603 | $3.85M | 0.31% | +2,131+25.2% | Added |