Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| St. Johns Investment Management Company, LLC | 250 | $68.3K | 0.04% | −400−61.5% | Reduced |
| Center for Financial Planning, Inc. | 250 | $68.3K | 0.01% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 250 | $68.3K | 0.02% | +5+2.0% | Added |
| Quarry LP | 252 | $68.8K | 0.04% | +133+111.8% | Added |
| True Wealth Design, LLC | 253 | $69.0K | 0.02% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 257 | $70.2K | 0.02% | 00.0% | Unchanged |
| Bay Harbor Wealth Management, LLC | 262 | $71.5K | 0.03% | +262 | New |
| Founders Capital Management | 262 | $71.7K | 0.05% | +137+109.6% | Added |
| GoalVest Advisory LLC | 263 | $71.8K | 0.04% | +12+4.8% | Added |
| Virtus Investment Advisers, Inc. | 269 | $73.4K | 0.05% | −31−10.3% | Reduced |
| Hibernia Wealth Partners, LLC | 272 | $74.2K | 0.06% | +272 | New |
| Avion Wealth | 281 | $76.0K | 0.02% | +13+4.9% | Added |
| Barrett & Company, Inc. | 282 | $77.1K | 0.05% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 284 | $77.5K | 0.01% | +101+55.2% | Added |
| Earnest Partners LLC | 286 | $78.1K | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 290 | $79.2K | 0.02% | +15+5.5% | Added |
| Morton Brown Family Wealth, LLC | 290 | $79.2K | 0.04% | +290 | New |
| Cassady Schiller Wealth Management, LLC | 300 | $81.9K | 0.05% | −50−14.3% | Reduced |
| McClarren Financial Advisors, Inc. | 304 | $82.0K | 0.07% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 307 | $83.8K | 0.03% | −7−2.2% | Reduced |
| Coston, McIsaac & Partners | 307 | $84.0K | 0.03% | +213+226.6% | Added |
| Tacita Capital Inc | 310 | $84.6K | 0.07% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 358 | $85.8K | 0.03% | +110+44.4% | Added |
| Ruedi Wealth Management, Inc. | 319 | $87.1K | 0.05% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 320 | $87.4K | 0.01% | −6−1.8% | Reduced |
| Headlands Technologies LLC | 327 | $89.3K | 0.04% | +327 | New |
| Centerpoint Advisors, LLC | 340 | $93.0K | 0.04% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 350 | $96.0K | 0.06% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 352 | $96.0K | 0.08% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 356 | $97.2K | 0.04% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 357 | $97.5K | 0.02% | −1−0.3% | Reduced |
| Independence Bank of Kentucky | 362 | $98.8K | 0.04% | 00.0% | Unchanged |
| Motco | 382 | $104.3K | 0.01% | 00.0% | Unchanged |
| Delos Wealth Advisors, LLC | 376 | $105.7K | 0.13% | 00.0% | Unchanged |
| Trust Co | 391 | $106.7K | 0.02% | −489−55.6% | Reduced |
| Cherry Tree Wealth Management, LLC | 395 | $107.8K | 0.03% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 394 | $108.0K | 0.03% | +261+196.2% | Added |
| Duncker Streett & Co Inc | 399 | $109.0K | 0.03% | +1+0.3% | Added |
| Fairfield Financial Advisors, LTD | 409 | $111.7K | 0.05% | +409 | New |
| General Partner, Inc. | 418 | $114.1K | 0.10% | 00.0% | Unchanged |
| Nordwand Advisors, LLC | 420 | $114.7K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 420 | $114.7K | 0.04% | +2+0.5% | Added |
| Silicon Valley Capital Partners | 422 | $115.2K | 0.02% | +82+24.1% | Added |
| Front Row Advisors LLC | 423 | $115.5K | 0.05% | −7−1.6% | Reduced |
| Bank of New Hampshire | 428 | $116.8K | 0.04% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 431 | $117.6K | 0.04% | −399−48.1% | Reduced |
| Rowland & Co Investment Counsel | 431 | $117.7K | 0.03% | 00.0% | Unchanged |
| Briaud Financial Planning, Inc | 433 | $118.0K | 0.10% | +433 | New |
| DB Wealth Management Group, LLC | 435 | $118.8K | 0.07% | −71−14.0% | Reduced |
| AllSquare Wealth Management LLC | 448 | $122.3K | 0.08% | 00.0% | Unchanged |
| West Branch Capital LLC | 460 | $125.6K | 0.07% | −150−24.6% | Reduced |
| Financial Freedom, LLC | 464 | $126.8K | 0.09% | +1+0.2% | Added |
| C M Bidwell & Associates Ltd | 465 | $126.9K | 0.10% | 00.0% | Unchanged |
| BOK Financial Private Wealth, Inc. | 468 | $127.8K | 0.01% | 00.0% | Unchanged |
| Riverview Trust Co | 485 | $132.4K | 0.12% | 00.0% | Unchanged |
| Covestor Ltd | 487 | $133.0K | 0.10% | +19+4.1% | Added |
| SRS Capital Advisors, Inc. | 488 | $133.1K | 0.02% | +22+4.7% | Added |
| Johnson Midwest Financial, LLC | 490 | $133.8K | 0.30% | +2+0.4% | Added |
| Dakota Community Bank & Trust NA | 499 | $136.2K | 0.87% | −6−1.2% | Reduced |
| Strengthening Families & Communities, LLC | 503 | $137.0K | 0.06% | −246−32.8% | Reduced |
| First Personal Financial Services | 533 | $145.5K | 0.04% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 539 | $147.0K | 0.17% | +1+0.2% | Added |
| Cape Investment Advisory, Inc. | 546 | $149.0K | 0.08% | +1+0.2% | Added |
| PrairieView Partners, LLC | 548 | $149.0K | 0.02% | −2,423−81.6% | Reduced |
| Stephens Consulting, LLC | 551 | $150.4K | 0.06% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 550 | $151.0K | 0.08% | +320+139.1% | Added |
| Beaird Harris Wealth Management, LLC | 554 | $151.2K | 0.02% | +54+10.8% | Added |
| Carolinas Wealth Consulting LLC | 679 | $154.8K | 0.04% | +261+62.4% | Added |
| TSFG, LLC | 568 | $155.0K | 0.06% | 00.0% | Unchanged |
| Castleview Partners, LLC | 588 | $160.5K | 0.15% | −1−0.2% | Reduced |
| Capital Analysts, LLC | 596 | $163.0K | 0.01% | +46+8.4% | Added |
| Nalls Sherbakoff Group, LLC | 601 | $164.1K | 0.16% | +100+20.0% | Added |
| Financial Management Professionals, Inc. | 613 | $167.0K | 0.03% | +188+44.2% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 613 | $167.3K | 0.02% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 616 | $169.0K | 0.15% | +368+148.4% | Added |
| Pathway Financial Advisers, LLC | 619 | $169.5K | 0.07% | +619 | New |
| Godsey & Gibb Associates | 629 | $171.6K | 0.02% | −85−11.9% | Reduced |
| Bessemer Securities LLC | 639 | $174.0K | 0.24% | −2,069−76.4% | Reduced |
| Impact Partnership Wealth, LLC | 638 | $174.2K | 0.05% | +337+112.0% | Added |
| Glass Jacobson Investment Advisors llc | 653 | $178.3K | 0.08% | 00.0% | Unchanged |
| Walleye Trading LLC | 662 | $180.7K | 0.00% | +662 | New |
| Pacific Center for Financial Services | 670 | $182.8K | 0.06% | +3+0.4% | Added |
| Granite FO LLC | 685 | $187.0K | 0.13% | +85+14.2% | Added |
| Piscataqua Savings Bank | 686 | $187.3K | 0.16% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 690 | $188.4K | 0.02% | +360+109.1% | Added |
| Hills Bank & Trust Co | 691 | $188.6K | 0.02% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 692 | $189.1K | 0.01% | +119+20.8% | Added |
| Intrepid Capital Management Inc | 697 | $190.3K | 0.13% | −99−12.4% | Reduced |
| Global Financial Private Client, LLC | 701 | $190.5K | 0.10% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 708 | $193.2K | 0.10% | +708 | New |
| Ulland Investment Advisors, LLC | 715 | $195.0K | 0.21% | 00.0% | Unchanged |
| Madison Wealth Partners, Inc | 733 | $200.1K | 0.10% | +733 | New |
| Sterling Investment Counsel, LLC | 734 | $200.3K | 0.11% | +734 | New |
| Steward Financial Group LLC | 741 | $202.0K | 0.06% | 00.0% | Unchanged |
| Hall Capital Management Co Inc | 745 | $203.4K | 0.13% | +745 | New |
| Total Wealth Planning, LLC | 748 | $204.2K | 0.04% | +748 | New |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 748 | $204.2K | 0.01% | −134−15.2% | Reduced |
| Hurlow Wealth Management Group, Inc. | 749 | $204.5K | 0.09% | +749 | New |
| Sageworth Trust Co | 750 | $204.8K | 0.02% | +750 | New |
| Heritage Financial Services, LLC | 750 | $204.8K | 0.04% | +750 | New |