Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avidian Wealth Solutions, LLC | 6,017 | $1.64M | 0.12% | −123−2.0% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.64M | 0.49% | 00.0% | Unchanged |
| Benedict Financial Advisors Inc | 6,033 | $1.65M | 0.48% | +20+0.3% | Added |
| Portside Wealth Group, LLC | 6,049 | $1.65M | 0.31% | +8+0.1% | Added |
| River Wealth Advisors LLC | 6,041 | $1.65M | 0.30% | −40−0.7% | Reduced |
| Cypress Capital Group | 6,041 | $1.65M | 0.24% | +1,083+21.8% | Added |
| Arkadios Wealth Advisors | 6,045 | $1.65M | 0.16% | +774+14.7% | Added |
| Foundations Investment Advisors, LLC | 6,092 | $1.66M | 0.05% | +939+18.2% | Added |
| Leonteq Securities AG | 6,105 | $1.67M | 0.18% | −499−7.6% | Reduced |
| Zhang Financial LLC | 6,137 | $1.68M | 0.17% | +402+7.0% | Added |
| Wade G W & Inc | 6,145 | $1.68M | 0.06% | +1,022+19.9% | Added |
| Spreng Capital Management, Inc. | 6,152 | $1.68M | 1.23% | −30−0.5% | Reduced |
| Haverford Trust Co | 6,208 | $1.69M | 0.02% | +10+0.2% | Added |
| Watershed Private Wealth LLC | 6,215 | $1.70M | 1.05% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 6,217 | $1.70M | 0.42% | −59−0.9% | Reduced |
| Little House Capital LLC | 6,217 | $1.70M | 0.70% | +1,537+32.8% | Added |
| Orleans Capital Management Corp | 6,245 | $1.70M | 1.27% | +1,680+36.8% | Added |
| Charles Schwab Trust Co | 6,277 | $1.71M | 0.19% | +36+0.6% | Added |
| Eads & Heald Wealth Management | 6,296 | $1.72M | 0.90% | +574+10.0% | Added |
| Inspire Advisors, LLC | 6,298 | $1.72M | 0.30% | +5+0.1% | Added |
| Coastline Trust Co | 6,300 | $1.72M | 0.25% | −35−0.6% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 6,342 | $1.73M | 0.17% | +1,986+45.6% | Added |
| Csenge Advisory Group | 6,343 | $1.73M | 0.12% | +2,533+66.5% | Added |
| Osborne Partners Capital Management, LLC | 6,347 | $1.73M | 0.13% | −574−8.3% | Reduced |
| Penobscot Investment Management Company, Inc. | 6,355 | $1.73M | 0.24% | +850+15.4% | Added |
| Intellectus Partners, LLC | 6,359 | $1.74M | 0.55% | −475−7.0% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,371 | $1.74M | 0.03% | 00.0% | Unchanged |
| Probity Advisors, Inc. | 6,375 | $1.74M | 0.40% | −684−9.7% | Reduced |
| WealthPLAN Partners, LLC | 6,377 | $1.74M | 0.20% | +184+3.0% | Added |
| Retirement Planning Co of New England, Inc. | 6,419 | $1.75M | 0.98% | +3,054+90.8% | Added |
| AXS Investments LLC | 6,429 | $1.76M | 0.45% | +3,906+154.8% | Added |
| Bragg Financial Advisors, Inc | 6,459 | $1.76M | 0.09% | −137−2.1% | Reduced |
| Sargent Investment Group, LLC | 6,471 | $1.77M | 0.43% | −58−0.9% | Reduced |
| Arete Wealth Advisors, LLC | 6,478 | $1.77M | 0.31% | −974−13.1% | Reduced |
| Silverlake Wealth Management LLC | 6,522 | $1.78M | 1.00% | −1,076−14.2% | Reduced |
| Independent Financial Group, LLC | 6,578 | $1.80M | 0.12% | +496+8.2% | Added |
| Forum Financial Management, LP | 6,588 | $1.80M | 0.04% | +1,559+31.0% | Added |
| Ibex Wealth Advisors | 6,591 | $1.80M | 0.46% | +6,591 | New |
| Argus Investors' Counsel, Inc. | 6,600 | $1.80M | 1.30% | −440−6.3% | Reduced |
| St Germain D J Co Inc | 6,628 | $1.81M | 0.10% | −40−0.6% | Reduced |
| Ramirez Asset Management, Inc. | 6,628 | $1.81M | 0.39% | +6,628 | New |
| Convergence Investment Partners, LLC | 6,640 | $1.81M | 1.07% | −1,502−18.4% | Reduced |
| RFG Advisory, LLC | 6,649 | $1.82M | 0.08% | −747−10.1% | Reduced |
| Greenfield Savings Bank | 6,677 | $1.82M | 1.14% | +6+0.1% | Added |
| Imprint Wealth LLC | 6,690 | $1.83M | 1.54% | +448+7.2% | Added |
| Ar Asset Management Inc | 6,700 | $1.83M | 0.51% | 00.0% | Unchanged |
| NBC Securities, Inc. | 6,723 | $1.83M | 0.20% | +6,723 | New |
| Wintrust Investments LLC | 6,753 | $1.84M | 0.19% | +1,687+33.3% | Added |
| Hilton Capital Management, LLC | 6,783 | $1.85M | 0.25% | 00.0% | Unchanged |
| XML Financial, LLC | 6,805 | $1.86M | 0.22% | +7+0.1% | Added |
| Oak Asset Management, LLC | 6,806 | $1.86M | 0.80% | −15−0.2% | Reduced |
| Western Wealth Management, LLC | 6,810 | $1.86M | 0.16% | +8+0.1% | Added |
| Staley Capital Advisers Inc | 6,814 | $1.86M | 0.10% | +14+0.2% | Added |
| Avantax Planning Partners, Inc. | 6,818 | $1.86M | 0.08% | +93+1.4% | Added |
| Pine Valley Investments Ltd Liability Co | 6,837 | $1.87M | 0.18% | +1,193+21.1% | Added |
| Nemes Rush Group LLC | 6,840 | $1.87M | 0.34% | −24−0.3% | Reduced |
| Fort Point Capital Partners LLC | 6,878 | $1.88M | 0.30% | +450+7.0% | Added |
| ARS Wealth Advisors Group, LLC | 6,881 | $1.88M | 0.31% | −1,150−14.3% | Reduced |
| Caas Capital Management LP | 6,900 | $1.88M | 0.42% | +6,900 | New |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 6,915 | $1.89M | 0.84% | +583+9.2% | Added |
| Richelieu Gestion PLC | 6,916 | $1.89M | 1.75% | −4,752−40.7% | Reduced |
| AMG National Trust Bank | 6,930 | $1.89M | 0.07% | 00.0% | Unchanged |
| Investment Management Corp of Ontario | 6,952 | $1.90M | 0.07% | −17,875−72.0% | Reduced |
| Wilson & Boucher Capital Management, LLC | 6,981 | $1.91M | 1.81% | 00.0% | Unchanged |
| Hoey Investments, Inc | 6,988 | $1.91M | 0.64% | −172−2.4% | Reduced |
| Symmetry Partners, LLC | 6,998 | $1.91M | 0.10% | +2,480+54.9% | Added |
| Horizon Kinetics Asset Management LLC | 6,999 | $1.91M | 0.04% | +401+6.1% | Added |
| Parallel Advisors, LLC | 7,001 | $1.91M | 0.06% | +84+1.2% | Added |
| Franklin Street Advisors Inc | 7,005 | $1.91M | 0.17% | −150−2.1% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 7,015 | $1.92M | 1.26% | +99+1.4% | Added |
| Modera Wealth Management, LLC | 7,026 | $1.92M | 0.04% | −4,068−36.7% | Reduced |
| Weatherly Asset Management L. P. | 7,043 | $1.92M | 0.23% | −420−5.6% | Reduced |
| Rockland Trust Co | 7,050 | $1.92M | 0.12% | +99+1.4% | Added |
| Cascade Investment Advisors, Inc. | 7,055 | $1.93M | 1.52% | −35−0.5% | Reduced |
| Gables Capital Management Inc. | 7,070 | $1.93M | 1.34% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 7,084 | $1.93M | 1.56% | +7,084 | New |
| Legacy Bridge, LLC | 7,130 | $1.95M | 1.39% | +150+2.1% | Added |
| Garrett Investment Advisors LLC | 7,161 | $1.96M | 0.26% | −111−1.5% | Reduced |
| Cross Staff Investments Inc | 7,163 | $1.96M | 1.91% | 00.0% | Unchanged |
| Quest Investment Management LLC | 7,193 | $1.96M | 0.28% | 00.0% | Unchanged |
| Triangle Securities Wealth Management | 7,214 | $1.97M | 0.70% | +30+0.4% | Added |
| Columbia Trust Co 01012016 | 7,259 | $1.98M | 1.15% | +109+1.5% | Added |
| Redwood Investment Management, LLC | 7,269 | $1.98M | 0.17% | +7,269 | New |
| Cunning Capital Partners, LP | 7,320 | $2.00M | 1.31% | +7,320 | Added |
| Valley Brook Capital Group | 7,335 | $2.00M | 1.98% | +275+3.9% | Added |
| Ritholtz Wealth Management | 7,397 | $2.02M | 0.09% | +357+5.1% | Added |
| Ropes Wealth Advisors LLC | 7,402 | $2.02M | 0.39% | −574−7.2% | Reduced |
| Focused Wealth Management, Inc | 7,411 | $2.02M | 0.36% | −19−0.3% | Reduced |
| Cambridge Trust Co | 7,425 | $2.03M | 0.09% | −67−0.9% | Reduced |
| Papp L Roy & Associates | 7,432 | $2.03M | 0.27% | +470+6.8% | Added |
| Westwood Holdings Group Inc. | 7,445 | $2.03M | 0.02% | −260−3.4% | Reduced |
| Stoneridge Investment Partners LLC | 7,489 | $2.04M | 0.96% | −5,056−40.3% | Reduced |
| Oarsman Capital, Inc. | 7,528 | $2.06M | 0.86% | +638+9.3% | Added |
| D. Scott Neal, Inc. | 7,549 | $2.06M | 1.76% | 00.0% | Unchanged |
| Atlas Brown,Inc. | 7,564 | $2.07M | 0.94% | −19−0.3% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,578 | $2.07M | 0.18% | −149−1.9% | Reduced |
| J.W. Cole Advisors, Inc. | 7,615 | $2.08M | 0.15% | −98−1.3% | Reduced |
| Exchange Bank | 7,627 | $2.08M | 2.00% | −219−2.8% | Reduced |
| Stone Point Wealth LLC | 7,631 | $2.08M | 0.89% | −155−2.0% | Reduced |
| Qtron Investments LLC | 7,631 | $2.08M | 0.40% | +1,276+20.1% | Added |