Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nissay Asset Management Corp | 58,968 | $10.5M | 0.10% | −218−0.4% | Reduced |
| Peapack Gladstone Financial Corp | 58,509 | $10.5M | 0.24% | −930−1.6% | Reduced |
| Baker Avenue Asset Management, LP | 58,455 | $10.4M | 0.70% | +12,051+26.0% | Added |
| Whittier Trust Co | 58,365 | $10.4M | 0.21% | −3,366−5.5% | Reduced |
| Swiss Life Asset Management Ltd | 58,084 | $10.4M | 0.17% | −19,140−24.8% | Reduced |
| Birmingham Capital Management Co Inc | 58,095 | $10.4M | 4.14% | −625−1.1% | Reduced |
| Capital International Sarl | 57,998 | $10.4M | 0.83% | +13,832+31.3% | Added |
| Madison Asset Management, LLC | 57,958 | $10.4M | 0.16% | +48,005+482.3% | Added |
| Norinchukin Bank, The | 57,195 | $10.2M | 0.20% | −17,720−23.7% | Reduced |
| Charter Trust Co | 56,700 | $10.1M | 0.81% | +16,153+39.8% | Added |
| Kovitz Investment Group Partners, LLC | 56,662 | $10.1M | 0.22% | −17,711−23.8% | Reduced |
| Tufton Capital Management | 55,959 | $10.0M | 1.87% | +120+0.2% | Added |
| American Century Companies Inc | 55,643 | $9.95M | 0.01% | −284−0.5% | Reduced |
| Advisors Asset Management, Inc. | 55,358 | $9.90M | 0.18% | +55,358 | New |
| Brandywine Global Investment Management, LLC | 55,213 | $9.87M | 0.09% | −628−1.1% | Reduced |
| Aptus Capital Advisors, LLC | 55,134 | $9.86M | 0.33% | +3,447+6.7% | Added |
| D.A. Davidson & Co. | 54,817 | $9.80M | 0.12% | +870+1.6% | Added |
| Advisors Capital Management, LLC | 54,387 | $9.72M | 0.30% | +3,721+7.3% | Added |
| Beacon Pointe Advisors, LLC | 53,990 | $9.66M | 0.20% | −3,755−6.5% | Reduced |
| Ossiam | 54,057 | $9.66M | 0.29% | −22,952−29.8% | Reduced |
| GWM Advisors LLC | 53,998 | $9.65M | 0.17% | +4,293+8.6% | Added |
| Hartford Investment Management Co | 53,814 | $9.62M | 0.30% | −59−0.1% | Reduced |
| Oppenheimer Asset Management Inc. | 53,134 | $9.50M | 0.16% | −633−1.2% | Reduced |
| LaFleur & Godfrey LLC | 53,128 | $9.50M | 1.50% | −2,127−3.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 52,938 | $9.46M | 0.17% | +8,004+17.8% | Added |
| Steel Peak Wealth Management LLC | 52,721 | $9.42M | 0.68% | +16,254+44.6% | Added |
| Richard C. Young & CO., LTD. | 52,213 | $9.33M | 1.21% | +2,025+4.0% | Added |
| Integrated Advisors Network LLC | 51,878 | $9.27M | 0.60% | −13,322−20.4% | Reduced |
| Candriam Luxembourg S.C.A. | 51,857 | $9.27M | 0.08% | −2,672−4.9% | Reduced |
| Cetera Investment Advisers | 51,478 | $9.20M | 0.15% | −747−1.4% | Reduced |
| Public Sector Pension Investment Board | 51,304 | $9.17M | 0.08% | −24,597−32.4% | Reduced |
| Dearborn Partners LLC | 51,208 | $9.15M | 0.39% | +61+0.1% | Added |
| Clear Harbor Asset Management, LLC | 51,039 | $9.12M | 1.22% | +1,169+2.3% | Added |
| Scotia Capital Inc. | 50,654 | $9.05M | 0.07% | −2,384−4.5% | Reduced |
| KBC Group NV | 50,648 | $9.05M | 0.05% | −16,522−24.6% | Reduced |
| Natixis | 50,459 | $9.03M | 0.03% | −393,566−88.6% | Reduced |
| Jennison Associates LLC | 50,491 | $9.03M | 0.01% | −29,083−36.5% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 50,054 | $8.98M | 0.02% | −601−1.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 50,000 | $8.94M | 0.09% | +5,938+13.5% | Added |
| Texas Capital Bank Wealth Management Services Inc | 49,661 | $8.88M | 1.03% | −11,075−18.2% | Reduced |
| Howe & Rusling Inc | 49,137 | $8.78M | 1.11% | +610+1.3% | Added |
| First American Trust, FSB | 48,701 | $8.71M | 1.38% | +2,675+5.8% | Added |
| Greenwood Gearhart Inc | 47,739 | $8.53M | 1.36% | +1,113+2.4% | Added |
| Asahi Life Asset Management Co., Ltd. | 47,682 | $8.52M | 2.28% | −48,870−50.6% | Reduced |
| Central Trust Co | 47,459 | $8.48M | 0.28% | +280+0.6% | Added |
| Davenport & Co LLC | 47,301 | $8.46M | 0.07% | +848+1.8% | Added |
| CIBC Private Wealth Group, LLC | 47,134 | $8.43M | 0.02% | +2,242+5.0% | Added |
| Becker Capital Management Inc | 47,048 | $8.41M | 0.41% | −5,372−10.2% | Reduced |
| Oppenheimer & Co Inc | 47,019 | $8.40M | 0.18% | −4,912−9.5% | Reduced |
| James Investment Research Inc | 47,005 | $8.40M | 1.12% | −2,683−5.4% | Reduced |
| Quilter Plc | 46,956 | $8.39M | 0.28% | +115+0.2% | Added |
| Philadelphia Trust Co | 46,620 | $8.33M | 0.86% | −5,694−10.9% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $8.04M | 1.00% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 44,924 | $8.03M | 0.35% | +27+0.1% | Added |
| CIBC World Markets Corp | 44,489 | $7.95M | 0.07% | −126,987−74.1% | Reduced |
| Mastrapasqua Asset Management Inc | 44,418 | $7.94M | 1.08% | −792−1.8% | Reduced |
| Wharton Business Group, LLC | 44,191 | $7.90M | 0.52% | +25,586+137.5% | Added |
| Jacobs & Co | 44,173 | $7.90M | 1.06% | −2,160−4.7% | Reduced |
| Snowden Capital Advisors LLC | 44,155 | $7.89M | 0.35% | −50−0.1% | Reduced |
| Callahan Advisors, LLC | 44,012 | $7.87M | 1.05% | +186+0.4% | Added |
| Culbertson A N & Co Inc | 43,934 | $7.85M | 1.70% | +150+0.3% | Added |
| Steward Partners Investment Advisory, LLC | 43,824 | $7.83M | 0.14% | +461+1.1% | Added |
| Hantz Financial Services, Inc. | 43,723 | $7.82M | 0.26% | +1,878+4.5% | Added |
| Great Lakes Advisors, LLC | 43,575 | $7.79M | 0.15% | +19,064+77.8% | Added |
| CBOE Vest Financial, LLC | 43,634 | $7.78M | 1.42% | +4,499+11.5% | Added |
| Securian Asset Management, Inc | 43,246 | $7.73M | 0.19% | −766−1.7% | Reduced |
| Nikko Asset Management Americas, Inc. | 43,586 | $7.72M | 0.10% | +383+0.9% | Added |
| McRae Capital Management Inc | 42,780 | $7.65M | 2.08% | −190.0% | Reduced |
| Westpac Banking Corp | 42,708 | $7.63M | 0.10% | −31,216−42.2% | Reduced |
| Bokf, NA | 42,582 | $7.61M | 0.15% | +158+0.4% | Added |
| MUFG Americas Holdings Corp | 42,250 | $7.55M | 0.17% | −4,843−10.3% | Reduced |
| Elo Mutual Pension Insurance Co | 42,240 | $7.55M | 0.25% | −304−0.7% | Reduced |
| Appian Way Asset Management LP | 42,200 | $7.54M | 3.08% | +33,400+379.5% | Added |
| Atria Investments LLC | 41,940 | $7.50M | 0.16% | −7,726−15.6% | Reduced |
| Oregon Public Employees Retirement Fund | 41,816 | $7.47M | 0.11% | −1,869−4.3% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 41,790 | $7.47M | 0.17% | −3,314−7.3% | Reduced |
| Bogart Wealth, LLC | 41,732 | $7.46M | 0.65% | +6,758+19.3% | Added |
| Allied Investment Advisors, LLC | 41,370 | $7.39M | 2.65% | +890+2.2% | Added |
| Maryland State Retirement & Pension System | 41,095 | $7.35M | 0.24% | −704−1.7% | Reduced |
| Capital Investment Advisors, LLC | 40,915 | $7.31M | 0.24% | −402−1.0% | Reduced |
| Leonteq Securities AG | 40,828 | $7.30M | 0.35% | +12,615+44.7% | Added |
| Prio Wealth Limited Partnership | 40,657 | $7.27M | 0.29% | −238−0.6% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 40,297 | $7.20M | 1.84% | +2,578+6.8% | Added |
| Noesis Capital Mangement Corp | 40,223 | $7.19M | 2.13% | −929−2.3% | Reduced |
| Citadel Advisors LLC | 39,975 | $7.15M | 0.01% | −63,127−61.2% | Reduced |
| Atwater Malick LLC | 39,638 | $7.09M | 3.73% | +688+1.8% | Added |
| Kentucky Retirement Systems | 39,586 | $7.08M | 0.30% | +5,106+14.8% | Added |
| Bourgeon Capital Management LLC | 39,399 | $7.04M | 1.86% | +20,049+103.6% | Added |
| Pittenger & Anderson Inc | 39,010 | $6.97M | 0.41% | −130−0.3% | Reduced |
| LS Investment Advisors, LLC | 38,742 | $6.93M | 1.29% | +2,340+6.4% | Added |
| Dowling & Yahnke LLC | 38,729 | $6.92M | 0.33% | +269+0.7% | Added |
| Brookstone Capital Management | 38,144 | $6.83M | 0.15% | +5,096+15.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 38,029 | $6.80M | 0.04% | +38,029 | New |
| Transform Wealth, LLC | 37,993 | $6.79M | 1.01% | −13,035−25.5% | Reduced |
| Churchill Management Corp | 37,963 | $6.79M | 0.17% | −287−0.8% | Reduced |
| Wealthfront Advisers LLC | 36,941 | $6.60M | 0.03% | −160.0% | Reduced |
| AlphaCrest Capital Management LLC | 36,604 | $6.54M | 0.32% | +21,330+139.6% | Added |
| TRH Financial, LLC | 36,439 | $6.51M | 2.19% | +6,721+22.6% | Added |
| Pinnacle Financial Partners Inc | 36,409 | $6.51M | 0.23% | +11,339+45.2% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,307 | $6.49M | 0.85% | −210−0.6% | Reduced |