Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cerity Partners LLC | 35,769 | $6.39M | 0.08% | +20,418+133.0% | Added |
| Panagora Asset Management Inc | 35,503 | $6.35M | 0.04% | +21,196+148.2% | Added |
| Parsons Capital Management Inc | 35,495 | $6.34M | 0.57% | +70+0.2% | Added |
| Synovus Financial Corp | 35,017 | $6.26M | 0.07% | +4,643+15.3% | Added |
| Cornerstone Advisors, LLC | 35,000 | $6.26M | 0.33% | +35,000 | New |
| Oak Harvest Investment Services | 34,804 | $6.22M | 1.68% | +1,797+5.4% | Added |
| Fayez Sarofim & Co | 34,788 | $6.22M | 0.02% | +4,961+16.6% | Added |
| Salem Investment Counselors Inc | 34,784 | $6.22M | 0.28% | +339+1.0% | Added |
| Prospera Financial Services Inc | 34,624 | $6.19M | 0.32% | −2,357−6.4% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $6.11M | 1.85% | 00.0% | Unchanged |
| Capitolis Advisors LLC | 34,191 | $6.11M | 0.32% | 00.0% | Unchanged |
| HighPoint Advisor Group LLC | 35,433 | $6.11M | 0.67% | +35,433 | New |
| Whittier Trust Co of Nevada Inc | 34,027 | $6.08M | 0.25% | +1,935+6.0% | Added |
| Louisiana State Employees Retirement System | 33,800 | $6.07M | 0.16% | −300−0.9% | Reduced |
| Simmons Bank | 33,690 | $6.02M | 0.53% | +4,574+15.7% | Added |
| Anderson Hoagland & Co | 33,348 | $6.01M | 0.90% | −380−1.1% | Reduced |
| Advisory Services Network, LLC | 32,772 | $5.86M | 0.20% | +2,842+9.5% | Added |
| Sigma Planning Corp | 32,627 | $5.83M | 0.21% | −575−1.7% | Reduced |
| Laurion Capital Management LP | 32,610 | $5.83M | 0.24% | +19,963+157.8% | Added |
| Welch Group, LLC | 32,151 | $5.75M | 0.35% | +739+2.4% | Added |
| Metropolitan Life Insurance Co | 32,127 | $5.74M | 0.25% | −1,256−3.8% | Reduced |
| Dodge & Cox | 31,437 | $5.62M | 0.00% | −70−0.2% | Reduced |
| Consolidated Capital Management, LLC | 30,991 | $5.54M | 3.32% | −279−0.9% | Reduced |
| Illinois Municipal Retirement Fund | 30,722 | $5.49M | 0.13% | −39,685−56.4% | Reduced |
| Cannell Peter B & Co Inc | 30,682 | $5.49M | 0.20% | −1,062−3.3% | Reduced |
| First Horizon Advisors, Inc. | 30,431 | $5.44M | 0.19% | −12,228−28.7% | Reduced |
| Banque Cantonale Vaudoise | 30,249 | $5.41M | 0.28% | −2,647−8.0% | Reduced |
| Segall Bryant & Hamill, LLC | 30,083 | $5.39M | 0.06% | +1,528+5.4% | Added |
| New Mexico Educational Retirement Board | 30,002 | $5.36M | 0.26% | −1,500−4.8% | Reduced |
| Cullinan Associates Inc | 29,907 | $5.35M | 0.33% | +314+1.1% | Added |
| Kanawha Capital Management LLC | 29,828 | $5.33M | 0.54% | +314+1.1% | Added |
| Saba Capital Management, L.P. | 29,783 | $5.32M | 0.07% | +29,783 | New |
| Squarepoint Ops LLC | 29,686 | $5.31M | 0.05% | +1,787+6.4% | Added |
| Guggenheim Capital LLC | 29,511 | $5.28M | 0.04% | −6,026−17.0% | Reduced |
| Eagle Global Advisors LLC | 29,337 | $5.24M | 0.39% | −310−1.0% | Reduced |
| Consolidated Planning Corp | 28,963 | $5.18M | 1.62% | +28,963 | New |
| Regentatlantic Capital LLC | 28,950 | $5.17M | 0.17% | +715+2.5% | Added |
| Kestra Private Wealth Services, LLC | 28,760 | $5.14M | 0.29% | +165+0.6% | Added |
| First Financial Bank - Trust Division | 28,613 | $5.12M | 0.62% | +668+2.4% | Added |
| Gluskin Sheff & Assoc Inc | 28,597 | $5.11M | 0.28% | −6,622−18.8% | Reduced |
| Sandbar Asset Management LLP | 29,414 | $5.09M | 2.33% | +10,133+52.6% | Added |
| Kinneret Advisory, LLC | 28,333 | $5.07M | 0.66% | +600+2.2% | Added |
| Andra AP-fonden | 28,100 | $5.02M | 0.14% | +28,100 | New |
| Coldstream Capital Management Inc | 28,033 | $5.01M | 0.20% | +2,728+10.8% | Added |
| Federation des caisses Desjardins du Quebec | 28,022 | $5.01M | 0.06% | +166+0.6% | Added |
| Sigma Investment Counselors Inc | 28,019 | $5.01M | 0.41% | +340+1.2% | Added |
| Permanens Capital L.P. | 27,783 | $4.97M | 1.00% | 00.0% | Unchanged |
| Spinnaker Trust | 27,724 | $4.96M | 0.38% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 27,696 | $4.95M | 0.18% | −1,628−5.6% | Reduced |
| Farmers & Merchants Investments Inc | 27,602 | $4.93M | 0.21% | +209+0.8% | Added |
| Welch & Forbes LLC | 27,548 | $4.92M | 0.09% | −2,206−7.4% | Reduced |
| Geneos Wealth Management Inc. | 27,458 | $4.89M | 0.24% | −205−0.7% | Reduced |
| Koshinski Asset Management, Inc. | 27,339 | $4.89M | 0.49% | −328−1.2% | Reduced |
| Avantax Advisory Services, Inc. | 26,692 | $4.77M | 0.07% | −351−1.3% | Reduced |
| Silver Oak Securities, Inc | 26,707 | $4.77M | 1.07% | −374−1.4% | Reduced |
| Crossmark Global Holdings, Inc. | 26,657 | $4.76M | 0.12% | +809+3.1% | Added |
| Miracle Mile Advisors, LLC | 26,638 | $4.76M | 0.22% | +769+3.0% | Added |
| Signet Financial Management, LLC | 26,632 | $4.76M | 0.91% | +446+1.7% | Added |
| Knights of Columbus Asset Advisors LLC | 26,467 | $4.73M | 0.47% | −5,429−17.0% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 26,451 | $4.73M | 0.62% | +26,451 | New |
| Independent Wealth Network Inc. | 26,338 | $4.71M | 3.39% | +40.0% | Added |
| ARS Wealth Advisors Group, LLC | 25,929 | $4.63M | 0.64% | +24,829+2,257.2% | Added |
| Waycross Partners, LLC | 25,920 | $4.63M | 3.08% | −37−0.1% | Reduced |
| American National Bank | 25,806 | $4.61M | 1.10% | −150−0.6% | Reduced |
| Northwest Investment Counselors, LLC | 25,646 | $4.58M | 1.41% | −323−1.2% | Reduced |
| Aull & Monroe Investment Management Corp | 25,475 | $4.55M | 2.31% | −74−0.3% | Reduced |
| Achmea Investment Management B.V. | 25,458 | $4.55M | 0.15% | 00.0% | Unchanged |
| National Asset Management, Inc. | 25,284 | $4.52M | 0.19% | +1,372+5.7% | Added |
| Monte Financial Group, LLC | 25,237 | $4.51M | 2.63% | +311+1.2% | Added |
| HB Wealth Management, LLC | 25,085 | $4.48M | 0.09% | +1,827+7.9% | Added |
| Essex Investment Management Co LLC | 25,047 | $4.48M | 0.72% | −1,792−6.7% | Reduced |
| Creative Financial Designs Inc | 24,893 | $4.45M | 0.73% | +616+2.5% | Added |
| Prudential PLC | 24,891 | $4.45M | 0.08% | +695+2.9% | Added |
| Beacon Investment Advisory Services, Inc. | 24,659 | $4.41M | 0.23% | +1,025+4.3% | Added |
| Biechele Royce Advisors | 24,256 | $4.34M | 1.93% | −180−0.7% | Reduced |
| Hartford Financial Management Inc. | 24,239 | $4.33M | 1.20% | −195−0.8% | Reduced |
| City Holding Co | 24,165 | $4.32M | 0.81% | −104−0.4% | Reduced |
| Acadian Asset Management LLC | 24,087 | $4.31M | 0.02% | −109−0.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 23,916 | $4.28M | 0.21% | −8,629−26.5% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 23,914 | $4.28M | 0.10% | +2,396+11.1% | Added |
| Neville Rodie & Shaw Inc | 23,859 | $4.26M | 0.38% | 00.0% | Unchanged |
| Verition Fund Management LLC | 23,624 | $4.22M | 0.09% | +17,910+313.4% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 23,609 | $4.22M | 0.24% | +290+1.2% | Added |
| Cetera Advisors LLC | 23,514 | $4.20M | 0.10% | −3,009−11.3% | Reduced |
| Meridian Wealth Management, LLC | 23,396 | $4.18M | 0.34% | +1,147+5.2% | Added |
| Citizens National Bank Trust Department | 23,114 | $4.13M | 1.19% | +12,200+111.8% | Added |
| Moors & Cabot, Inc. | 23,101 | $4.13M | 0.30% | −474−2.0% | Reduced |
| Fusion Capital, LLC | 23,087 | $4.13M | 2.55% | +864+3.9% | Added |
| Sandhill Capital Partners LLC | 23,029 | $4.12M | 0.44% | +11,143+93.7% | Added |
| Wesbanco Bank Inc | 22,972 | $4.11M | 0.18% | −1,689−6.8% | Reduced |
| Massmutual Trust Co FSB | 22,955 | $4.10M | 0.18% | −140−0.6% | Reduced |
| Hallmark Capital Management Inc | 22,925 | $4.10M | 0.38% | +1,105+5.1% | Added |
| Veritable, L.P. | 22,824 | $4.08M | 0.07% | −59−0.3% | Reduced |
| Bank of Hawaii | 22,781 | $4.07M | 0.26% | +142+0.6% | Added |
| Community Bank & Trust, Waco, Texas | 22,647 | $4.05M | 1.34% | +284+1.3% | Added |
| Wedbush Securities Inc | 22,382 | $4.00M | 0.22% | +1,246+5.9% | Added |
| Strategic Wealth Advisors Group, LLC | 22,267 | $3.99M | 0.17% | +3,912+21.3% | Added |
| Gotham Asset Management, LLC | 22,302 | $3.99M | 0.13% | +12,408+125.4% | Added |
| NBT Bank N A | 22,220 | $3.97M | 0.61% | −271−1.2% | Reduced |
| Paradiem, LLC | 22,176 | $3.96M | 1.50% | −264−1.2% | Reduced |