Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wesleyan Assurance Society | 118,550 | $21.2M | 3.03% | 00.0% | Unchanged |
| Erste Asset Management GmbH | 115,156 | $21.1M | 0.47% | +18,963+19.7% | Added |
| MML Investors Services, LLC | 115,387 | $20.6M | 0.16% | +2,106+1.9% | Added |
| Adams Diversified Equity Fund, Inc. | 115,100 | $20.6M | 0.98% | 00.0% | Unchanged |
| Ilmarinen Mutual Pension Insurance Co | 114,000 | $20.4M | 0.31% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 110,871 | $19.8M | 0.24% | +15,635+16.4% | Added |
| ING Groep NV | 110,735 | $19.8M | 0.23% | −106,728−49.1% | Reduced |
| Nichols & Pratt Advisers LLP | 110,246 | $19.7M | 1.61% | +275+0.3% | Added |
| Vaughan David Investments LLC | 109,156 | $19.5M | 0.62% | +621+0.6% | Added |
| Bradley Foster & Sargent Inc | 108,558 | $19.4M | 0.50% | +261+0.2% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 105,969 | $18.9M | 0.24% | −30,400−22.3% | Reduced |
| Forsta Ap-Fonden | 104,000 | $18.6M | 0.24% | −13,100−11.2% | Reduced |
| Colony Group LLC | 101,589 | $18.2M | 0.31% | −2,193−2.1% | Reduced |
| D. E. Shaw & Co., Inc. | 101,258 | $18.1M | 0.03% | −209,164−67.4% | Reduced |
| Daiwa Securities Group Inc. | 89,253 | $18.1M | 0.14% | +3,375+3.9% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 100,752 | $18.0M | 0.07% | −1,022−1.0% | Reduced |
| Glenmede Trust Co NA | 100,316 | $17.9M | 0.11% | +1,839+1.9% | Added |
| Paralel Advisors LLC | 100,000 | $17.9M | 1.20% | 00.0% | Unchanged |
| Associated Banc-Corp | 99,565 | $17.8M | 0.78% | −1,922−1.9% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 99,554 | $17.8M | 0.13% | −5,723−5.4% | Reduced |
| Edmond de Rothschild Holding S.A. | 97,585 | $17.4M | 0.43% | −7,933−7.5% | Reduced |
| Tower Research Capital LLC (TRC) | 97,423 | $17.4M | 0.39% | −29,703−23.4% | Reduced |
| CIBC World Markets Inc. | 97,374 | $17.4M | 0.07% | +7,841+8.8% | Added |
| Gladius Capital Management LP | 97,224 | $17.4M | 3.80% | +97,140+115,642.9% | Added |
| Tredje AP-fonden | 96,112 | $17.2M | 0.43% | −4,000−4.0% | Reduced |
| Chilton Capital Management LLC | 95,645 | $17.1M | 1.05% | −743−0.8% | Reduced |
| Busey Wealth Management | 95,363 | $17.0M | 0.79% | −3,567−3.6% | Reduced |
| Utah Retirement Systems | 95,158 | $17.0M | 0.27% | −1,400−1.4% | Reduced |
| Kestra Advisory Services, LLC | 94,917 | $17.0M | 0.17% | +17,663+22.9% | Added |
| Xponance, Inc. | 94,912 | $17.0M | 0.34% | −5,420−5.4% | Reduced |
| Regions Financial Corp | 94,745 | $16.9M | 0.16% | −230.0% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 94,651 | $16.9M | 0.71% | +653+0.7% | Added |
| Congress Wealth Management LLC | 93,765 | $16.8M | 0.43% | −863−0.9% | Reduced |
| Front Barnett Associates LLC | 92,453 | $16.5M | 2.01% | +570+0.6% | Added |
| Employees Retirement System of Texas | 92,000 | $16.4M | 0.23% | 00.0% | Unchanged |
| Stock Yards Bank & Trust Co | 91,239 | $16.3M | 0.67% | +6,397+7.5% | Added |
| Winton Group Ltd | 91,210 | $16.3M | 0.86% | +84,716+1,304.5% | Added |
| Chartwell Investment Partners, LLC | 90,835 | $16.2M | 0.65% | −5,230−5.4% | Reduced |
| IFM Investors Pty Ltd | 90,325 | $16.1M | 0.28% | +5,308+6.2% | Added |
| Walleye Trading LLC | 90,268 | $16.1M | 0.39% | +89,601+13,433.4% | Added |
| New York Life Investment Management LLC | 90,248 | $16.1M | 0.19% | +90,248 | New |
| Gulf International Bank (UK) Ltd | 87,600 | $16.1M | 0.29% | +200+0.2% | Added |
| Old National Bancorp | 89,507 | $16.0M | 0.54% | +12,420+16.1% | Added |
| Public Employees Retirement Association of Colorado | 88,513 | $15.8M | 0.09% | −590−0.7% | Reduced |
| Ashfield Capital Partners, LLC | 88,246 | $15.8M | 1.23% | +23,436+36.2% | Added |
| Moore Capital Management, LP | 87,040 | $15.6M | 0.47% | +16,862+24.0% | Added |
| Levin Capital Strategies, L.P. | 86,499 | $15.5M | 1.87% | −760−0.9% | Reduced |
| Captrust Financial Advisors | 86,042 | $15.4M | 0.10% | +13,465+18.6% | Added |
| Varma Mutual Pension Insurance Co | 86,000 | $15.4M | 0.25% | −75,343−46.7% | Reduced |
| Capital International Ltd | 85,626 | $15.3M | 1.15% | +11,213+15.1% | Added |
| AE Wealth Management LLC | 85,531 | $15.3M | 0.12% | +14,133+19.8% | Added |
| Thrivent Financial for Lutherans | 85,094 | $15.2M | 0.04% | −18,383−17.8% | Reduced |
| Cutler Investment Counsel LLC | 83,871 | $15.0M | 2.36% | +467+0.6% | Added |
| Private Advisor Group, LLC | 83,124 | $14.9M | 0.13% | −7,273−8.0% | Reduced |
| Comerica Bank | 81,585 | $14.6M | 0.12% | −2,207−2.6% | Reduced |
| Capital International Inc | 80,586 | $14.4M | 0.20% | +9,302+13.0% | Added |
| Westchester Capital Management, Inc. | 77,901 | $13.9M | 4.25% | +1,996+2.6% | Added |
| Banco Santander, S.A. | 77,685 | $13.9M | 0.19% | −6,547−7.8% | Reduced |
| PEAK6 Investments LLC | 77,660 | $13.9M | 0.32% | +77,660 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 77,659 | $13.9M | 0.15% | +5,280+7.3% | Added |
| SEI Investments Co | 76,423 | $13.8M | 0.03% | +10,780+16.4% | Added |
| Mutual of America Capital Management LLC | 77,093 | $13.8M | 0.18% | +355+0.5% | Added |
| FineMark National Bank & Trust | 75,993 | $13.6M | 0.62% | +1,287+1.7% | Added |
| Janney Capital Management LLC | 74,475 | $13.3M | 1.07% | +681+0.9% | Added |
| First National Trust Co | 74,048 | $13.2M | 0.74% | −5,967−7.5% | Reduced |
| Cetera Advisor Networks LLC | 73,841 | $13.2M | 0.17% | +5,949+8.8% | Added |
| CCM Investment Advisers LLC | 73,494 | $13.1M | 2.11% | +1,383+1.9% | Added |
| Tiaa, FSB | 73,247 | $13.1M | 0.05% | −18,555−20.2% | Reduced |
| Stephens Inc | 72,833 | $13.0M | 0.26% | +708+1.0% | Added |
| Marco Investment Management LLC | 72,633 | $13.0M | 1.51% | −209−0.3% | Reduced |
| NorthCrest Asset Manangement, LLC | 72,249 | $12.9M | 0.66% | +1,149+1.6% | Added |
| Capula Management Ltd | 72,225 | $12.9M | 1.81% | +72,225 | New |
| Handelsbanken Fonder AB | 71,910 | $12.9M | 0.08% | −69,722−49.2% | Reduced |
| Texas Permanent School Fund | 70,450 | $12.6M | 0.20% | +285+0.4% | Added |
| CIBC Asset Management Inc | 69,835 | $12.5M | 0.05% | +8,236+13.4% | Added |
| B. Metzler seel. Sohn & Co. AG | 69,571 | $12.4M | 0.20% | −640,485−90.2% | Reduced |
| Ausdal Financial Partners, Inc. | 69,171 | $12.4M | 1.87% | +40.0% | Added |
| Grassi Investment Management | 69,004 | $12.3M | 1.64% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 67,893 | $12.1M | 0.07% | +7,083+11.6% | Added |
| Brown Advisory Inc | 65,846 | $11.8M | 0.02% | +1,540+2.4% | Added |
| Delta Asset Management LLC | 65,372 | $11.7M | 1.32% | −1,199−1.8% | Reduced |
| Fiduciary Trust Co | 65,166 | $11.6M | 0.25% | −209−0.3% | Reduced |
| Community Bank of Raymore | 64,525 | $11.5M | 3.51% | −100−0.2% | Reduced |
| Independent Advisor Alliance | 64,351 | $11.5M | 0.64% | −1,730−2.6% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 63,782 | $11.4M | 0.47% | +2,133+3.5% | Added |
| RiverFront Investment Group, LLC | 63,605 | $11.4M | 0.43% | +12,910+25.5% | Added |
| KCM Investment Advisors LLC | 62,779 | $11.2M | 0.49% | +797+1.3% | Added |
| Virtu Financial LLC | 62,331 | $11.1M | 0.95% | +62,331 | New |
| British Columbia Investment Management Corp | 62,213 | $11.1M | 0.11% | −21,396−25.6% | Reduced |
| Meitav Dash Investments Ltd | 62,100 | $11.0M | 0.19% | −9,850−13.7% | Reduced |
| Ziegler Capital Management, LLC | 61,555 | $11.0M | 0.45% | −1,172−1.9% | Reduced |
| Pinnacle Associates Ltd | 61,454 | $11.0M | 0.24% | −958−1.5% | Reduced |
| Blue Chip Partners, Inc. | 60,603 | $10.8M | 1.38% | +3,679+6.5% | Added |
| TD Waterhouse Canada Inc. | 59,740 | $10.8M | 0.12% | +10,094+20.3% | Added |
| Blackhill Capital Inc | 60,000 | $10.7M | 1.24% | 00.0% | Unchanged |
| Lee Danner & Bass Inc | 59,920 | $10.7M | 1.08% | −1,325−2.2% | Reduced |
| SG Americas Securities, LLC | 59,898 | $10.7M | 0.14% | +14,754+32.7% | Added |
| Gofen & Glossberg LLC | 59,331 | $10.6M | 0.28% | −42−0.1% | Reduced |
| Nomura Holdings Inc | 56,543 | $10.6M | 0.09% | +7,870+16.2% | Added |
| Engineers Gate Manager LP | 59,121 | $10.6M | 0.39% | +57,773+4,285.8% | Added |