Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| APG Asset Management N.V. | 613,309 | $122.8M | 0.23% | −80,404−11.6% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 573,646 | $127.8M | 0.51% | +61,234+12.0% | Added |
| The PNC Financial Services Group, Inc. | 584,987 | $130.3M | 0.11% | +16,469+2.9% | Added |
| Schroder Investment Management Group | 586,151 | $130.8M | 0.17% | +514,683+720.2% | Added |
| Macquarie Group Ltd | 593,473 | $132.2M | 0.12% | +384,268+183.7% | Added |
| HSBC Holdings PLC | 611,807 | $136.7M | 0.19% | +43,513+7.7% | Added |
| LPL Financial LLC | 634,277 | $141.3M | 0.12% | +3,051+0.5% | Added |
| New York State Teachers Retirement System | 638,385 | $142.2M | 0.29% | 00.0% | Unchanged |
| US Bancorp | 642,037 | $143.1M | 0.24% | +69,988+12.2% | Added |
| Raymond James & Associates | 665,046 | $148.2M | 0.13% | +50,983+8.3% | Added |
| State Board of Administration of Florida Retirement System | 665,644 | $148.3M | 0.29% | −14,468−2.1% | Reduced |
| Stifel Financial Corp | 671,499 | $149.6M | 0.20% | +93,678+16.2% | Added |
| Mackenzie Financial Corp | 680,655 | $151.7M | 0.20% | −1,180−0.2% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 710,056 | $157.9M | 2.11% | +44,880+6.7% | Added |
| National Pension Service | 712,503 | $158.8M | 0.29% | −10,671−1.5% | Reduced |
| Prudential Financial Inc | 786,530 | $175.3M | 0.23% | −7,931−1.0% | Reduced |
| Alliancebernstein L.P. | 803,485 | $179.0M | 0.07% | +111,819+16.2% | Added |
| Barclays PLC | 820,003 | $182.7M | 0.15% | −723,967−46.9% | Reduced |
| Rhumbline Advisers | 846,447 | $188.6M | 0.24% | +2,550+0.3% | Added |
| Baird Financial Group, Inc. | 846,740 | $188.7M | 0.47% | +84,542+11.1% | Added |
| Citigroup Inc | 848,096 | $189.0M | 0.20% | −299,214−26.1% | Reduced |
| Neuberger Berman Group LLC | 865,894 | $193.0M | 0.16% | −363,903−29.6% | Reduced |
| Bank of Montreal | 884,108 | $197.3M | 0.11% | −128,615−12.7% | Reduced |
| UBS Group AG | 914,418 | $203.8M | 0.09% | −446,636−32.8% | Reduced |
| California State Teachers Retirement System | 922,162 | $205.5M | 0.27% | −61,847−6.3% | Reduced |
| Envestnet Asset Management Inc | 947,733 | $211.2M | 0.11% | +158,405+20.1% | Added |
| Manufacturers Life Insurance Company, The | 983,486 | $219.1M | 0.14% | −13,517−1.4% | Reduced |
| New York State Common Retirement Fund | 992,581 | $221.2M | 0.24% | +7,294+0.7% | Added |
| Principal Financial Group Inc | 1,033,994 | $230.4M | 0.15% | −16,511−1.6% | Reduced |
| ProShare Advisors LLC | 1,042,369 | $232.3M | 0.50% | −26,218−2.5% | Reduced |
| Credit Suisse AG | 1,074,380 | $239.4M | 0.21% | +140,275+15.0% | Added |
| Boston Partners | 1,084,953 | $241.5M | 0.29% | −252,361−18.9% | Reduced |
| Eaton Vance Management | 1,090,789 | $243.0M | 0.28% | +219,242+25.2% | Added |
| California Public Employees Retirement System | 1,092,838 | $243.5M | 0.19% | −77,957−6.7% | Reduced |
| Lazard Asset Management LLC | 1,105,063 | $246.2M | 0.29% | +39,791+3.7% | Added |
| JPMorgan Chase & Co | 1,329,960 | $296.3M | 0.04% | +346,135+35.2% | Added |
| Altshuler Shaham Ltd | 1,342,260 | $299.1M | 2.79% | +1,342,260 | New |
| Deutsche Bank AG | 1,457,432 | $324.7M | 0.15% | −311,773−17.6% | Reduced |
| TD Asset Management Inc | 1,577,863 | $351.6M | 0.32% | −219,099−12.2% | Reduced |
| Capital International Investors | 1,685,271 | $375.5M | 0.09% | +5020.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,809,166 | $403.1M | 0.27% | −22,537−1.2% | Reduced |
| Parametric Portfolio Associates LLC | 1,854,135 | $413.1M | 0.22% | +87,248+4.9% | Added |
| Diamond Hill Capital Management Inc | 1,924,467 | $428.8M | 1.59% | +604,819+45.8% | Added |
| Ontario Teachers Pension Plan Board | 1,943,875 | $433.1M | 5.24% | +1,943,875 | New |
| Wells Fargo & Company | 2,254,124 | $502.3M | 0.13% | −221,175−8.9% | Reduced |
| Ameriprise Financial Inc | 2,291,735 | $507.9M | 0.15% | −82,699−3.5% | Reduced |
| Dimensional Fund Advisors LP | 2,313,046 | $515.4M | 0.16% | +24,792+1.1% | Added |
| Swiss National Bank | 2,342,941 | $522.1M | 0.29% | +262,000+12.6% | Added |
| Amundi | 2,707,727 | $584.6M | 0.40% | +270,781+11.1% | Added |
| Charles Schwab Investment Management Inc | 2,697,327 | $601.0M | 0.18% | +98,914+3.8% | Added |
| Primecap Management Co | 2,998,708 | $668.2M | 0.50% | −379,200−11.2% | Reduced |
| UBS Asset Management Americas Inc | 3,067,187 | $683.4M | 0.29% | +172,350+6.0% | Added |
| Goldman Sachs Group Inc | 3,199,308 | $712.9M | 0.18% | +22,721+0.7% | Added |
| Price T Rowe Associates Inc | 3,206,169 | $714.4M | 0.07% | +634,210+24.7% | Added |
| Capital Research Global Investors | 3,225,963 | $718.8M | 0.18% | −1,0950.0% | Reduced |
| Invesco Ltd. | 3,434,571 | $765.3M | 0.20% | −1,429,549−29.4% | Reduced |
| Nuveen Asset Management, LLC | 3,421,613 | $765.5M | 0.25% | +219,700+6.9% | Added |
| Wellington Management Group LLP | 3,444,080 | $767.4M | 0.13% | −61,284−1.7% | Reduced |
| Royal Bank of Canada | 3,659,953 | $815.5M | 0.22% | +147,928+4.2% | Added |
| Legal & General Group Plc | 3,785,898 | $843.6M | 0.26% | +167,225+4.6% | Added |
| Morgan Stanley | 4,486,963 | $999.8M | 0.13% | −319,041−6.6% | Reduced |
| Bank of America Corp | 4,559,880 | $1.02B | 0.11% | +484,791+11.9% | Added |
| Bank of New York Mellon Corp | 4,632,692 | $1.03B | 0.20% | −164,944−3.4% | Reduced |
| Norges Bank | 4,998,236 | $1.11B | 0.24% | −337,067−6.3% | Reduced |
| FMR LLC | 6,237,001 | $1.39B | 0.11% | +2,062,751+49.4% | Added |
| Fisher Asset Management, LLC | 7,272,322 | $1.62B | 0.96% | +268,133+3.8% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.64B | 8.29% | −2,331,518−24.1% | Reduced |
| Northern Trust Corp | 7,358,260 | $1.64B | 0.29% | −75,453−1.0% | Reduced |
| Geode Capital Management, LLC | 8,780,113 | $1.95B | 0.24% | +160,943+1.9% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $3.96B | 3.97% | 00.0% | Unchanged |
| Capital World Investors | 20,124,623 | $4.48B | 0.77% | +6,861,936+51.7% | Added |
| BlackRock Inc. | 37,494,751 | $8.35B | 0.23% | +992,608+2.7% | Added |
| State Street Corp | 40,808,438 | $9.09B | 0.45% | −24,796−0.1% | Reduced |
| Vanguard Group Inc | 48,223,787 | $10.7B | 0.25% | +663,885+1.4% | Added |
| Gordian Capital Singapore Pte Ltd | 1 | – | – | −799−99.9% | Reduced |
| Westside Investment Management, Inc. | 709 | – | – | 00.0% | Unchanged |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −278,174−100.0% | Sold out |
| Nan Shan Life Insurance Co., Ltd. | 0 | $0 | 0.00% | −209,500−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −180,736−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −176,738−100.0% | Sold out |
| Pinebridge Investments, L.P. | 0 | $0 | 0.00% | −163,766−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −103,779−100.0% | Sold out |
| Fred Alger Management, LLC | 0 | $0 | 0.00% | −91,038−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −91,017−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −72,650−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −62,100−100.0% | Sold out |
| Zweig-DiMenna Associates LLC | 0 | $0 | 0.00% | −59,000−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −52,418−100.0% | Sold out |
| Arosa Capital Management LP | 0 | $0 | 0.00% | −47,090−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −42,195−100.0% | Sold out |
| Zenyatta Capital Management LP | 0 | $0 | 0.00% | −35,000−100.0% | Sold out |
| Inverness Counsel LLC | 0 | $0 | 0.00% | −33,713−100.0% | Sold out |
| Zurich Insurance Group Ltd | 0 | $0 | 0.00% | −32,968−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −28,422−100.0% | Sold out |
| THRC Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Aries Wealth Management | 0 | $0 | 0.00% | −18,294−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −16,284−100.0% | Sold out |
| Graticule Asia Macro Advisors LLC | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |
| Financial Sense Advisors, Inc. | 0 | $0 | 0.00% | −15,484−100.0% | Sold out |