Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2021

Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,161; +247 vs. Q3 2021
Shares held: 362.3M; −7.12M (−1.9%) vs. Q3 2021
Total value: $74.9B; +$3.96B (+5.6%) vs. Q3 2021
New holders: 346; 846 more added
Sold out: 99; 628 more reduced

29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 2,161 institutions

Value heldQ4 2021: $74.9B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,772	$232.0B
Q4 2025	3,542	$188.7B
Q3 2025	3,150	$159.0B
Q2 2025	3,022	$128.0B
Q1 2025	2,902	$109.0B
Q4 2024	3,009	$123.4B
Q3 2024	2,837	$133.6B
Q2 2024	2,712	$114.5B
Q1 2024	2,713	$127.6B
Q4 2023	2,582	$104.6B
Q3 2023	2,408	$97.3B
Q2 2023	2,328	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.

Institutions holding CAT in Q4 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Cedar Mountain Advisors, LLC	135	$28.0K	0.01%	00.0%	Unchanged
Migdal Insurance & Financial Holdings Ltd.	131	$27.0K	0.00%	−457,369−100.0%	Reduced
Mark Sheptoff Financial Planning, LLC	132	$27.0K	0.01%	+80+153.8%	Added
Crewe Advisors LLC	131	$27.0K	0.01%	+100+322.6%	Added
Iron Horse Wealth Management, LLC	126	$26.0K	0.01%	00.0%	Unchanged
Exchange Traded Concepts, LLC	118	$24.0K	0.00%	−25,808−99.5%	Reduced
Ford Financial Group, LLC	117	$24.0K	0.01%	+117	New
WestEnd Advisors, LLC	116	$24.0K	0.00%	–	–
Versant Capital Management, Inc	110	$23.0K	0.01%	+6+5.8%	Added
Elmwood Wealth Management, Inc.	110	$23.0K	0.01%	+110	New
Tortoise Investment Management, LLC	105	$22.0K	0.00%	00.0%	Unchanged
Capital Advisors, Ltd. LLC	105	$22.0K	0.00%	+105	New
Bellevue Asset Management, LLC	101	$21.0K	0.01%	+1+1.0%	Added
TCTC Holdings, LLC	100	$21.0K	0.00%	00.0%	Unchanged
Spectrum Management Group, LLC	100	$21.0K	0.00%	00.0%	Unchanged
First PREMIER Bank	100	$21.0K	0.01%	00.0%	Unchanged
Twin Lakes Capital Management, LLC	100	$21.0K	0.01%	00.0%	Unchanged
Founders Capital Management	80	$17.0K	0.01%	00.0%	Unchanged
Horan Securities, Inc.	80	$17.0K	0.01%	+80	New
Lowe Wealth Advisors, LLC	76	$16.0K	0.01%	00.0%	Unchanged
Kelly Lawrence W & Associates Inc	79	$16.0K	0.00%	+79	New
James Reed Financial Services, Inc.	75	$15.0K	0.01%	+75	New
Belmont Capital, LLC	70	$14.0K	0.01%	00.0%	Unchanged
Investmark Advisory Group LLC	68	$14.0K	0.01%	+68	New
Bellwether Advisors, LLC	66	$13.0K	0.00%	00.0%	Unchanged
Raffa Wealth Management, LLC	59	$12.2K	0.00%	00.0%	Unchanged
Arlington Partners LLC	57	$12.0K	0.00%	−288−83.5%	Reduced
Motco	57	$12.0K	0.00%	00.0%	Unchanged
Rinkey Investments	54	$12.0K	0.01%	+54	New
Moisand Fitzgerald Tamayo, LLC	51	$11.0K	0.00%	−351−87.3%	Reduced
Kelly Financial Services LLC	53	$11.0K	0.01%	00.0%	Unchanged
Regency Capital Management Inc.	43	$9.00K	0.01%	+43	New
Raleigh Capital Management Inc.	43	$9.00K	0.01%	+43	New
Tevis Investment Management	43	$9.00K	0.01%	+43	New
TD Capital Management LLC	40	$8.00K	0.00%	00.0%	Unchanged
Veritas Investment Partners (UK) Ltd.	40	$8.00K	0.00%	00.0%	Unchanged
Rather & Kittrell, Inc.	40	$8.00K	0.01%	+40	New
Curi Capital	39	$8.00K	0.00%	+39	New
Lenox Wealth Advisors, LLC	35	$7.00K	0.00%	+15+75.0%	Added
Atticus Wealth Management, LLC	30	$6.00K	0.00%	−21−41.2%	Reduced
Macroview Investment Management LLC	30	$6.00K	0.01%	00.0%	Unchanged
Schubert & Co	31	$6.00K	0.01%	+31	New
Leverty Financial Group, LLC	32	$6.00K	0.00%	+32	New
Tucker Asset Management LLC	29	$5.98K	0.00%	+29	New
TFC Financial Management	24	$5.00K	0.00%	00.0%	Unchanged
Core Alternative Capital	22	$5.00K	0.00%	+22	New
Financial Connections Group, Inc.	28	$5.00K	0.00%	+28	New
Activest Wealth Management	19	$4.00K	0.00%	−11−36.7%	Reduced
Clearview Wealth Advisors LLC	20	$4.00K	0.00%	00.0%	Unchanged
Aquire Wealth Advisors, LLC	18	$4.00K	0.00%	+18	New
Rockbridge Investment Management, LCC	13	$3.00K	0.00%	00.0%	Unchanged
Investment Research & Advisory Group, Inc.	10	$2.00K	0.00%	00.0%	Unchanged
HWG Holdings LP	12	$2.00K	0.00%	+12	New
USA Financial Portformulas Corp	3	$1.00K	0.00%	−56−94.9%	Reduced
Proffitt & Goodson Inc	7	$1.00K	0.00%	00.0%	Unchanged
Transamerica Financial Advisors, Inc.	4	$1.00K	0.03%	00.0%	Unchanged
Cassady Schiller Wealth Management, LLC	7	$1.00K	0.00%	+7	New
Corbenic Partners LLC	2	$0	0.00%	00.0%	Unchanged
McCarthy Asset Management, Inc.	1	$0	0.00%	00.0%	Unchanged
Strengthening Families & Communities, LLC	12	$0	0.00%	+12	New
Westside Investment Management, Inc.	709	–	–	+1+0.1%	Added
AMP Capital Investors Ltd	0	$0	0.00%	−154,528−100.0%	Sold out
Massachusetts Financial Services Co	0	$0	0.00%	−84,414−100.0%	Sold out
Moore Capital Management, LP	0	$0	0.00%	−58,482−100.0%	Sold out
SeaTown Holdings Pte. Ltd.	0	$0	0.00%	−50,000−100.0%	Sold out
Cornerstone Advisors, LLC	0	$0	0.00%	−40,000−100.0%	Sold out
Socorro Asset Management LP	0	$0	0.00%	−38,859−100.0%	Sold out
Myriad Asset Management Ltd.	0	$0	0.00%	−35,925−100.0%	Sold out
Caption Management, LLC	0	$0	0.00%	−34,000−100.0%	Sold out
Tudor Investment Corp Et Al	0	$0	0.00%	−33,444−100.0%	Sold out
Simplex Trading, LLC	0	$0	0.00%	−24,701−100.0%	Sold out
Quantbot Technologies LP	0	$0	0.00%	−27,786−100.0%	Sold out
Claudia M.P. Batlle, CRP (R) LLC	0	$0	0.00%	−27,573−100.0%	Sold out
D L Carlson Investment Group Inc	0	$0	0.00%	−26,791−100.0%	Sold out
Point72 Hong Kong Ltd	0	$0	0.00%	−23,158−100.0%	Sold out
PGGM Investments	0	$0	0.00%	−22,301−100.0%	Sold out
Pearl River Capital, LLC	0	$0	0.00%	−19,713−100.0%	Sold out
Gateway Advisory, LLC	0	$0	0.00%	−18,518−100.0%	Sold out
Global Retirement Partners, LLC	0	$0	0.00%	−17,674−100.0%	Sold out
Capula Management Ltd	0	$0	0.00%	−13,383−100.0%	Sold out
Samlyn Capital, LLC	0	$0	0.00%	−12,191−100.0%	Sold out
Sowell Financial Services LLC	0	$0	0.00%	−10,905−100.0%	Sold out
Sciencast Management LP	0	$0	0.00%	−8,598−100.0%	Sold out
Arabesque Asset Management Ltd	0	$0	0.00%	−8,243−100.0%	Sold out
Heartland Bank & Trust Co	0	$0	0.00%	−7,457−100.0%	Sold out
Eidelman Virant Capital	0	$0	0.00%	−7,006−100.0%	Sold out
Deltec Asset Management LLC	0	$0	0.00%	−6,300−100.0%	Sold out
Aurora Private Wealth, Inc.	0	$0	0.00%	−6,024−100.0%	Sold out
Blueshift Asset Management, LLC	0	$0	0.00%	−4,471−100.0%	Sold out
HBK Investments L P	0	$0	0.00%	−4,364−100.0%	Sold out
FORA Capital, LLC	0	$0	0.00%	−3,937−100.0%	Sold out
Seven Eight Capital, LP	0	$0	0.00%	−3,454−100.0%	Sold out
Sawgrass Asset Management LLC	0	$0	0.00%	−3,428−100.0%	Sold out
Mirador Capital Partners LP	0	$0	0.00%	−3,237−100.0%	Sold out
Machina Capital S.A.S.	0	$0	0.00%	−3,100−100.0%	Sold out
CenterStar Asset Management, LLC	0	$0	0.00%	–	Sold out
Mirabella Financial Services LLP	0	$0	0.00%	−2,784−100.0%	Sold out
Twinbeech Capital LP	0	$0	0.00%	−2,561−100.0%	Sold out
Caxton Associates LP	0	$0	0.00%	−2,347−100.0%	Sold out
Thrive Capital Management, LLC	0	$0	0.00%	−2,302−100.0%	Sold out