Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Johnson Midwest Financial, LLC | 476 | $98.0K | 0.07% | +2+0.4% | Added |
| Global Financial Private Client, LLC | 461 | $95.3K | 0.05% | +320+227.0% | Added |
| TAP Consulting, LLC | 453 | $94.0K | 0.02% | +453 | New |
| Front Row Advisors LLC | 451 | $93.0K | 0.03% | −12−2.6% | Reduced |
| AllSquare Wealth Management LLC | 448 | $93.0K | 0.05% | 00.0% | Unchanged |
| First National Bank of South Miami | 435 | $90.0K | 0.05% | +427+5,337.5% | Added |
| SOA Wealth Advisors, LLC. | 434 | $89.0K | 0.02% | +2+0.5% | Added |
| Rock Creek Group, LP | 428 | $88.0K | 0.01% | −34−7.4% | Reduced |
| Sage Financial Group Inc | 400 | $83.0K | 0.01% | 00.0% | Unchanged |
| Old North State Trust, LLC | 400 | $83.0K | 0.06% | 00.0% | Unchanged |
| Covestor Ltd | 402 | $83.0K | 0.12% | +402 | New |
| Sage Private Wealth Group, LLC | 400 | $82.0K | 0.10% | 00.0% | Unchanged |
| Prudent Man Advisors, LLC | 390 | $81.0K | 0.03% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 378 | $78.0K | 0.05% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 375 | $78.0K | 0.06% | +222+145.1% | Added |
| McClarren Financial Advisors, Inc. | 364 | $76.0K | 0.05% | +1+0.3% | Added |
| Brown, Lisle/Cummings, Inc. | 365 | $75.5K | 0.04% | +365 | New |
| First Eagle Investment Management, LLC | 360 | $74.0K | 0.00% | +360 | New |
| First Personal Financial Services | 353 | $73.0K | 0.02% | −700−66.5% | Reduced |
| Baron Financial Group, LLC | 350 | $72.4K | 0.04% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 350 | $72.0K | 0.01% | +111+46.4% | Added |
| Equitec Proprietary Markets, LLC | 347 | $72.0K | 0.04% | +347 | New |
| Outfitter Financial LLC | 350 | $72.0K | 0.05% | +350 | New |
| Ahl Investment Management, Inc. | 350 | $72.0K | 0.07% | +350 | New |
| Atlas Capital Advisors LLC | 346 | $71.5K | 0.01% | −154−30.8% | Reduced |
| Duncker Streett & Co Inc | 345 | $71.0K | 0.01% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 340 | $70.0K | 0.03% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 340 | $70.0K | 0.02% | +40+13.3% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 337 | $69.4K | 0.02% | +337 | New |
| Key Financial Inc | 325 | $67.0K | 0.03% | 00.0% | Unchanged |
| JNBA Financial Advisors | 319 | $66.0K | 0.01% | 00.0% | Unchanged |
| O'Dell Group, LLC | 313 | $65.0K | 0.02% | +150+92.0% | Added |
| Coastal Capital Group, Inc. | 306 | $63.0K | 0.01% | +1+0.3% | Added |
| Estabrook Capital Management | 300 | $62.0K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $62.0K | 0.01% | 00.0% | Unchanged |
| Estate Counselors, LLC | 303 | $62.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 299 | $62.0K | 0.01% | −4−1.3% | Reduced |
| Orion Capital Management LLC | 300 | $62.0K | 0.04% | 00.0% | Unchanged |
| Smith Group Asset Management, LLC | 300 | $62.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 300 | $62.0K | 0.04% | +300 | New |
| Rise Advisors, LLC | 297 | $61.5K | 0.06% | +297 | New |
| Aspire Private Capital, LLC | 291 | $60.0K | 0.02% | +1+0.3% | Added |
| Earnest Partners LLC | 286 | $59.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 286 | $59.0K | 0.02% | 00.0% | Unchanged |
| NewSquare Capital LLC | 276 | $57.0K | 0.01% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 272 | $56.0K | 0.02% | +42+18.3% | Added |
| HBC Financial Services, PLLC | 273 | $56.0K | 0.04% | +110+67.5% | Added |
| Monolith Advisors | 269 | $56.0K | 0.04% | +269 | New |
| Alaethes Wealth LLC | 265 | $55.0K | 0.03% | 00.0% | Unchanged |
| Corsicana & Co. | 266 | $55.0K | 0.03% | 00.0% | Unchanged |
| Ellevest, Inc. | 264 | $55.0K | 0.00% | +16+6.5% | Added |
| Bell Investment Advisors, Inc | 264 | $55.0K | 0.02% | +58+28.2% | Added |
| Tradewinds Capital Management, LLC | 263 | $54.0K | 0.01% | −20−7.1% | Reduced |
| Professional Financial Advisors, LLC | 257 | $53.0K | 0.02% | 00.0% | Unchanged |
| Emfo, LLC | 254 | $53.0K | 0.05% | 00.0% | Unchanged |
| Financial Enhancement Group LLC | 250 | $52.0K | 0.01% | −5−2.0% | Reduced |
| Baldrige Asset Management LLC | 250 | $52.0K | 0.02% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $52.0K | 0.01% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $51.0K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 246 | $51.0K | 0.01% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $51.0K | 0.03% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 243 | $50.2K | 0.02% | +13+5.7% | Added |
| Masso Torrence Wealth Management Inc. | 236 | $49.0K | 0.03% | +236 | New |
| Bivin & Associates, Inc. | 235 | $49.0K | 0.04% | +235 | New |
| Pin Oak Investment Advisors Inc | 232 | $48.0K | 0.05% | 00.0% | Unchanged |
| Riggs Asset Managment Co. Inc. | 233 | $48.0K | 0.01% | 00.0% | Unchanged |
| Sumitomo Mitsui Financial Group, Inc. | 232 | $48.0K | 0.00% | +232 | New |
| Neo Ivy Capital Management | 231 | $48.0K | 0.07% | +231 | New |
| Horrell Capital Management, Inc. | 226 | $47.0K | 0.01% | 00.0% | Unchanged |
| Bray Capital Advisors | 217 | $45.0K | 0.01% | +1+0.5% | Added |
| Canton Hathaway, LLC | 217 | $45.0K | 0.01% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 220 | $45.0K | 0.03% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 215 | $45.0K | 0.00% | +1+0.5% | Added |
| Lloyd Advisory Services, LLC. | 220 | $45.0K | 0.02% | +213+3,042.9% | Added |
| Carroll Investors, Inc | 220 | $45.0K | 0.03% | +220 | New |
| Clean Yield Group | 212 | $44.0K | 0.01% | 00.0% | Unchanged |
| DB Fitzpatrick & Co, Inc | 202 | $42.0K | 0.04% | +202 | New |
| Strategic Asset Management, LLC | 200 | $41.0K | 0.06% | +1+0.5% | Added |
| MD Financial Management Inc. | 200 | $41.0K | 0.00% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 200 | $41.0K | 0.01% | 00.0% | Unchanged |
| IMA Wealth, Inc. | 200 | $41.0K | 0.01% | +200 | New |
| KB Financial Partners, LLC | 196 | $41.0K | 0.01% | +196 | New |
| AlphaMark Advisors, LLC | 187 | $39.0K | 0.01% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 190 | $39.0K | 0.03% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 183 | $38.0K | 0.01% | −785−81.1% | Reduced |
| Close Asset Management Ltd | 183 | $38.0K | 0.00% | −357−66.1% | Reduced |
| Wolff Wiese Magana LLC | 182 | $38.0K | 0.02% | 00.0% | Unchanged |
| Sierra Capital LLC | 186 | $38.0K | 0.01% | +186 | New |
| MBM Wealth Consultants, LLC | 180 | $37.0K | 0.02% | 00.0% | Unchanged |
| Surevest, LLC | 180 | $37.0K | 0.01% | +180 | New |
| IronBridge Private Wealth, LLC | 163 | $34.0K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 155 | $32.0K | 0.01% | −250−61.7% | Reduced |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 150 | $31.0K | 0.02% | −160−51.6% | Reduced |
| SkyView Investment Advisors, LLC | 151 | $31.0K | 0.01% | +151 | New |
| Beaird Harris Wealth Management, LLC | 152 | $31.0K | 0.01% | +152 | New |
| CKW Financial Group | 147 | $30.0K | 0.00% | 00.0% | Unchanged |
| Leelyn Smith, LLC | 143 | $30.0K | 0.01% | 00.0% | Unchanged |
| Lee Financial Co | 144 | $30.0K | 0.01% | +19+15.2% | Added |
| Private Ocean, LLC | 141 | $29.0K | 0.00% | +41+41.0% | Added |
| Annapolis Financial Services, LLC | 134 | $28.0K | 0.01% | −49−26.8% | Reduced |