Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wimmer Associates 1, LLC | 2,291 | $474.0K | 0.25% | +29+1.3% | Added |
| Alan B. Lancz & Associates, Inc. | 2,292 | $474.0K | 0.41% | +2,292 | New |
| Regent Investment Management LLC | 2,300 | $476.0K | 0.10% | 00.0% | Unchanged |
| First Affirmative Financial Network | 2,305 | $476.0K | 0.43% | +190+9.0% | Added |
| Mechanics Financial Corp | 2,300 | $476.0K | 0.23% | +2,300 | New |
| Astrantus Ltd | 2,300 | $476.0K | 0.36% | +2,300 | New |
| Missouri Trust & Investment Co | 2,309 | $477.0K | 0.28% | +2,309 | New |
| Wealthsource Partners, LLC | 2,313 | $478.0K | 0.04% | −880−27.6% | Reduced |
| Montag A & Associates Inc | 2,315 | $479.0K | 0.02% | 00.0% | Unchanged |
| Summit Financial Strategies, Inc. | 2,320 | $480.0K | 0.09% | −1,089−31.9% | Reduced |
| Acorn Wealth Advisors, LLC | 2,320 | $480.0K | 0.30% | +11+0.5% | Added |
| Virtu Financial LLC | 2,327 | $481.0K | 0.05% | −8,830−79.1% | Reduced |
| W Advisors, LLC | 2,334 | $482.0K | 0.36% | +2,334 | New |
| Wayfinding Financial, LLC | 2,278 | $483.0K | 0.39% | +2,278 | New |
| Summit Wealth Partners, LLC | 2,343 | $484.4K | 0.10% | 00.0% | Unchanged |
| Rockland Trust Co | 2,348 | $486.0K | 0.03% | +503+27.3% | Added |
| Garner Asset Management Corp | 2,359 | $488.0K | 0.20% | 00.0% | Unchanged |
| Van Cleef Asset Management,Inc | 2,370 | $490.0K | 0.07% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 2,411 | $492.0K | 0.41% | +62+2.6% | Added |
| Marcum Wealth, LLC | 2,386 | $493.0K | 0.07% | −524−18.0% | Reduced |
| Pitcairn Co | 2,386 | $493.0K | 0.03% | −146−5.8% | Reduced |
| Hills Bank & Trust Co | 2,389 | $494.0K | 0.07% | −75−3.0% | Reduced |
| Day & Ennis, LLC | 2,394 | $495.0K | 0.16% | +218+10.0% | Added |
| Ocean Capital Management, LLC | 2,400 | $496.0K | 0.19% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,402 | $497.0K | 0.08% | +40+1.7% | Added |
| Shepherd Financial Partners LLC | 2,400 | $500.0K | 0.09% | +102+4.4% | Added |
| 9258 Wealth Management, LLC | 2,425 | $501.0K | 0.11% | −97−3.8% | Reduced |
| Mather Group, LLC. | 2,427 | $502.0K | 0.01% | +134+5.8% | Added |
| Platform Technology Partners | 2,440 | $504.0K | 0.22% | +183+8.1% | Added |
| First Citizens Financial Corp | 2,454 | $507.0K | 0.37% | −12−0.5% | Reduced |
| Proficio Capital Partners LLC | 2,455 | $507.0K | 0.07% | +80+3.4% | Added |
| Intersect Capital LLC | 2,463 | $509.0K | 0.09% | −1,460−37.2% | Reduced |
| Tarbox Family Office, Inc. | 2,464 | $509.0K | 0.09% | 00.0% | Unchanged |
| Cahaba Wealth Management, Inc. | 2,463 | $509.0K | 0.07% | +68+2.8% | Added |
| First National Bank of Hutchinson | 2,465 | $510.0K | 0.29% | +72+3.0% | Added |
| Bill Few Associates, Inc. | 2,474 | $512.0K | 0.27% | +2,474 | New |
| Claris Advisors, LLC | 2,479 | $513.0K | 0.54% | +2,479 | New |
| Trillium Asset Management, LLC | 2,489 | $515.0K | 0.01% | +29+1.2% | Added |
| Wedmont Private Capital | 2,269 | $515.0K | 0.16% | +2,269 | New |
| Concord Wealth Partners | 2,494 | $516.0K | 0.13% | +1,015+68.6% | Added |
| 180 Wealth Advisors, LLC | 2,416 | $517.0K | 0.12% | +26+1.1% | Added |
| Foundations Investment Advisors, LLC | 2,327 | $518.0K | 0.02% | −99−4.1% | Reduced |
| Wealth Effects LLC | 2,508 | $518.0K | 0.21% | +2,508 | New |
| Carret Asset Management, LLC | 2,512 | $519.0K | 0.06% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,573 | $519.0K | 0.08% | +510+24.7% | Added |
| Crescent Grove Advisors, LLC | 2,509 | $519.0K | 0.05% | +1,123+81.0% | Added |
| Barings LLC | 2,517 | $520.0K | 0.01% | −2,172−46.3% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,513 | $520.0K | 0.24% | +13+0.5% | Added |
| Zhang Financial LLC | 2,516 | $520.0K | 0.09% | +214+9.3% | Added |
| Cozad Asset Management Inc | 2,521 | $521.0K | 0.07% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,518 | $521.0K | 0.14% | +651+34.9% | Added |
| Source Financial Advisors LLC | 2,528 | $523.0K | 0.14% | −10−0.4% | Reduced |
| Bartlett & Co. LLC | 2,540 | $525.0K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 2,540 | $525.1K | 0.01% | 00.0% | Unchanged |
| Bath Savings Trust Co | 2,555 | $529.0K | 0.06% | +165+6.9% | Added |
| MONECO Advisors, LLC | 2,643 | $530.0K | 0.20% | +50+1.9% | Added |
| United Asset Strategies, Inc. | 2,565 | $530.0K | 0.06% | +601+30.6% | Added |
| Sound View Wealth Advisors Group, LLC | 2,567 | $531.0K | 0.10% | −61−2.3% | Reduced |
| BOK Financial Private Wealth, Inc. | 2,568 | $531.0K | 0.04% | +455+21.5% | Added |
| J. W. Coons Advisors, LLC | 2,580 | $533.0K | 0.16% | −996−27.9% | Reduced |
| Hamilton Capital, LLC | 2,583 | $534.0K | 0.04% | +2,583 | New |
| Heritage Wealth Advisors | 2,586 | $535.0K | 0.03% | 00.0% | Unchanged |
| Fractal Investments LLC | 2,591 | $536.0K | 0.19% | +2,591 | New |
| LSV Asset Management | 2,600 | $538.0K | 0.00% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 2,602 | $538.0K | 0.05% | +2+0.1% | Added |
| Perpetual Investment Management Ltd | 2,600 | $538.0K | 0.06% | 00.0% | Unchanged |
| Pine Haven Investment Counsel, Inc | 2,603 | $538.0K | 0.50% | +2,603 | New |
| Morse Asset Management, Inc | 2,614 | $540.0K | 0.12% | +200+8.3% | Added |
| Windsor Capital Management, LLC | 2,620 | $541.0K | 0.16% | +10.0% | Added |
| Kore Private Wealth LLC | 2,636 | $545.0K | 0.07% | +40+1.5% | Added |
| Insight Advisors, LLC | 2,650 | $548.0K | 0.16% | −93−3.4% | Reduced |
| All Season Financial Advisors, Inc. | 2,654 | $549.0K | 0.38% | +2,654 | New |
| Seelaus Asset Management LLC | 2,661 | $550.0K | 0.30% | 00.0% | Unchanged |
| Opes Wealth Management LLC | 2,666 | $551.0K | 0.17% | 00.0% | Unchanged |
| Corundum Group, Inc. | 2,664 | $551.0K | 0.36% | +424+18.9% | Added |
| Crawford Investment Counsel Inc | 2,678 | $554.0K | 0.01% | −96−3.5% | Reduced |
| AF Advisors, Inc. | 2,680 | $554.0K | 0.32% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,592 | $555.0K | 0.23% | 00.0% | Unchanged |
| Capstone Financial Advisors, Inc. | 2,684 | $555.0K | 0.04% | −28−1.0% | Reduced |
| Aspiriant, LLC | 2,690 | $555.0K | 0.03% | +264+10.9% | Added |
| First Heartland Consultants, Inc. | 2,691 | $556.0K | 0.07% | +483+21.9% | Added |
| Ferris Capital, LLC | 2,693 | $557.0K | 0.12% | 00.0% | Unchanged |
| Rossmore Private Capital | 2,693 | $557.0K | 0.09% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 2,718 | $562.0K | 0.05% | +461+20.4% | Added |
| LCNB Corp | 2,717 | $562.0K | 0.26% | +392+16.9% | Added |
| Boston Financial Mangement LLC | 2,734 | $565.0K | 0.02% | −125−4.4% | Reduced |
| Toth Financial Advisory Corp | 2,733 | $565.0K | 0.08% | −18−0.7% | Reduced |
| Lifeworks Advisors, LLC | 2,731 | $565.0K | 0.45% | +2,731 | New |
| Landaas & Co | 2,751 | $569.0K | 0.30% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,751 | $569.0K | 0.16% | +53+2.0% | Added |
| Benin Management CORP | 2,756 | $570.0K | 0.17% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 2,761 | $570.8K | 0.48% | +2,761 | New |
| Parsec Financial Management, Inc. | 2,763 | $571.0K | 0.02% | 00.0% | Unchanged |
| Taylor Hoffman Wealth Management | 2,773 | $573.0K | 0.22% | −25−0.9% | Reduced |
| Verity Asset Management, Inc. | 2,773 | $573.0K | 0.34% | +917+49.4% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,788 | $576.0K | 0.16% | −324−10.4% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 2,805 | $577.0K | 0.01% | −2,295−45.0% | Reduced |
| Security National Bank | 2,797 | $578.0K | 0.13% | 00.0% | Unchanged |
| CPR Investments Inc. | 2,794 | $578.0K | 0.41% | +2,794 | New |
| Sound Financial Strategies Group, LLC | 2,801 | $579.0K | 0.29% | −44−1.5% | Reduced |