Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American International Group, Inc. | 182,527 | $37.7M | 0.19% | −4,960−2.6% | Reduced |
| Tocqueville Asset Management L.P. | 183,150 | $37.9M | 0.52% | +44,765+32.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 185,335 | $38.3M | 0.17% | +19,693+11.9% | Added |
| Blair William & Co | 185,782 | $38.4M | 0.12% | +51,207+38.1% | Added |
| Manning & Napier Group, LLC | 190,711 | $39.4M | 0.33% | −7,047−3.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 192,263 | $39.7M | 0.06% | +76,416+66.0% | Added |
| Bollard Group LLC | 194,227 | $40.2M | 1.29% | +408+0.2% | Added |
| Commerce Bank | 194,732 | $40.3M | 0.26% | +6,874+3.7% | Added |
| Royal London Asset Management Ltd | 194,899 | $40.3M | 0.15% | −406−0.2% | Reduced |
| M&T Bank Corp | 199,016 | $41.1M | 0.17% | +1,459+0.7% | Added |
| Chiron Investment Management, LLC | 199,335 | $41.2M | 4.69% | +199,335 | New |
| Nisa Investment Advisors, LLC | 204,525 | $41.2M | 0.31% | −12,385−5.7% | Reduced |
| Country Trust Bank | 204,635 | $42.3M | 1.15% | +4,712+2.4% | Added |
| Capitolis Advisors LLC | 207,617 | $42.9M | 0.26% | +53,919+35.1% | Added |
| Clark Capital Management Group, Inc. | 208,356 | $43.1M | 0.53% | +65,639+46.0% | Added |
| Macquarie Group Ltd | 209,205 | $43.3M | 0.04% | +14,057+7.2% | Added |
| Nan Shan Life Insurance Co., Ltd. | 209,500 | $43.3M | 0.66% | 00.0% | Unchanged |
| Standard Life Aberdeen plc | 214,729 | $44.4M | 0.10% | −12,634−5.6% | Reduced |
| Bluestein R H & Co | 225,732 | $46.7M | 1.67% | +35,570+18.7% | Added |
| ING Groep NV | 225,918 | $46.7M | 0.42% | +86,410+61.9% | Added |
| Truist Financial Corp | 227,901 | $47.1M | 0.07% | +17,256+8.2% | Added |
| Jane Street Group, LLC | 229,213 | $47.4M | 0.09% | −3,209−1.4% | Reduced |
| BNP Paribas Arbitrage, SA | 233,195 | $48.2M | 0.12% | −222,906−48.9% | Reduced |
| Gateway Investment Advisers LLC | 234,752 | $48.5M | 0.46% | +205+0.1% | Added |
| Treasurer of the State of North Carolina | 237,496 | $49.1M | 0.26% | −1,980−0.8% | Reduced |
| Voloridge Investment Management, LLC | 237,708 | $49.1M | 0.27% | −54,858−18.8% | Reduced |
| Conning Inc. | 251,400 | $51.9M | 1.38% | +11,312+4.7% | Added |
| Storebrand Asset Management AS | 253,211 | $52.3M | 0.23% | +576+0.2% | Added |
| Factory Mutual Insurance Co | 250,800 | $52.5M | 0.76% | −28,957−10.4% | Reduced |
| Citadel Advisors LLC | 258,344 | $53.4M | 0.06% | −24,332−8.6% | Reduced |
| Pictet Asset Management SA | 264,506 | $54.7M | 0.05% | +2,080+0.8% | Added |
| Korea Investment CORP | 264,636 | $54.7M | 0.14% | −7,500−2.8% | Reduced |
| Assenagon Asset Management S.A. | 266,106 | $55.0M | 0.20% | +90,235+51.3% | Added |
| Schonfeld Strategic Advisors LLC | 269,604 | $55.7M | 0.54% | +180,684+203.2% | Added |
| Janney Montgomery Scott LLC | 271,007 | $56.0M | 0.22% | +18,717+7.4% | Added |
| DekaBank Deutsche Girozentrale | 270,346 | $56.1M | 0.14% | +93,811+53.1% | Added |
| Voya Investment Management LLC | 271,365 | $56.1M | 0.11% | +25,920+10.6% | Added |
| Bank of Nova Scotia | 273,391 | $56.7M | 0.08% | −376,353−57.9% | Reduced |
| Renaissance Technologies LLC | 278,174 | $57.5M | 0.07% | −1,104,126−79.9% | Reduced |
| Fort Washington Investment Advisors Inc | 279,546 | $57.8M | 0.35% | +156+0.1% | Added |
| AQR Capital Management LLC | 281,786 | $58.1M | 0.11% | −99,088−26.0% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $59.4M | 0.68% | 00.0% | Unchanged |
| Huntington National Bank | 288,373 | $59.6M | 0.54% | +776+0.3% | Added |
| Swedbank AB | 290,665 | $59.9M | 0.10% | −8,629−2.9% | Reduced |
| Ensign Peak Advisors, Inc | 298,777 | $61.8M | 0.12% | +125,351+72.3% | Added |
| Nordea Investment Management AB | 300,691 | $62.0M | 0.07% | +44,639+17.4% | Added |
| Shellback Capital, LP | 300,000 | $62.0M | 3.59% | +300,000 | New |
| Raymond James Financial Services Advisors, Inc. | 300,428 | $62.1M | 0.12% | +14,526+5.1% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 302,476 | $62.5M | 0.13% | −34,029−10.1% | Reduced |
| Advisor Group Holdings, Inc. | 302,998 | $62.7M | 0.12% | +14,354+5.0% | Added |
| Robeco Institutional Asset Management B.V. | 303,927 | $62.8M | 0.13% | −58,652−16.2% | Reduced |
| Asset Management One Co.,Ltd. | 308,314 | $63.9M | 0.22% | +1,258+0.4% | Added |
| State of New Jersey Common Pension Fund D | 319,777 | $66.1M | 0.19% | −3,147−1.0% | Reduced |
| Fifth Third Bancorp | 321,950 | $66.6M | 0.26% | +29,507+10.1% | Added |
| AMF Pensionsforsakring AB | 321,768 | $66.6M | 0.46% | −123,172−27.7% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 331,576 | $68.6M | 0.22% | −11,509−3.4% | Reduced |
| First Republic Investment Management, Inc. | 333,064 | $68.9M | 0.15% | −37,861−10.2% | Reduced |
| Public Employees Retirement System of Ohio | 333,457 | $68.9M | 0.23% | −14,974−4.3% | Reduced |
| Aviva PLC | 336,260 | $69.5M | 0.29% | −54,449−13.9% | Reduced |
| Nomura Asset Management Co Ltd | 337,917 | $69.9M | 0.35% | +8,333+2.5% | Added |
| State of Tennessee, Treasury Department | 339,705 | $70.2M | 0.26% | +121,191+55.5% | Added |
| State of Wisconsin Investment Board | 343,841 | $71.1M | 0.14% | −41,614−10.8% | Reduced |
| Toronto Dominion Bank | 352,262 | $72.8M | 0.10% | −66,370−15.9% | Reduced |
| First Trust Advisors LP | 362,471 | $74.9M | 0.07% | +6,369+1.8% | Added |
| Victory Capital Management Inc | 370,443 | $76.6M | 0.07% | −55,146−13.0% | Reduced |
| Ardevora Asset Management LLP | 380,534 | $78.7M | 0.84% | +45,900+13.7% | Added |
| Retirement Systems of Alabama | 386,969 | $80.0M | 0.28% | −20,096−4.9% | Reduced |
| Allianz Asset Management GmbH | 388,645 | $80.3M | 0.06% | −267,328−40.8% | Reduced |
| Natixis Advisors, L.P. | 393,476 | $81.3M | 0.31% | +49,266+14.3% | Added |
| Zacks Investment Management | 399,416 | $82.6M | 1.16% | +6,288+1.6% | Added |
| HighTower Advisors, LLC | 404,514 | $83.5M | 0.18% | +28,553+7.6% | Added |
| STRS Ohio | 404,268 | $83.6M | 0.29% | −13,245−3.2% | Reduced |
| Mn Services Vermogensbeheer B.V. | 416,228 | $86.1M | 0.50% | +8,400+2.1% | Added |
| Commonwealth Equity Services, LLC | 423,783 | $87.6M | 0.20% | +15,160+3.7% | Added |
| Great West Life Assurance Co | 431,960 | $89.1M | 0.18% | +128,166+42.2% | Added |
| Man Group plc | 432,485 | $89.4M | 0.29% | +15,520+3.7% | Added |
| Allspring Global Investments Holdings, LLC | 443,975 | $91.8M | 0.10% | +443,975 | New |
| Rothschild & Co Asset Management US Inc. | 462,411 | $95.6M | 1.12% | −7,572−1.6% | Reduced |
| Natixis | 467,338 | $96.2M | 0.33% | −226,073−32.6% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 512,412 | $106.1M | 0.42% | +40,915+8.7% | Added |
| Congress Asset Management Co | 527,831 | $109.1M | 0.83% | −68,497−11.5% | Reduced |
| Adage Capital Partners GP, L.L.C. | 532,704 | $110.1M | 0.20% | +95,151+21.7% | Added |
| Franklin Resources Inc | 534,682 | $110.5M | 0.04% | +4,590+0.9% | Added |
| Canada Pension Plan Investment Board | 545,423 | $112.8M | 0.12% | +41,194+8.2% | Added |
| Old Republic International Corporation | 567,000 | $117.2M | 2.23% | 00.0% | Unchanged |
| HSBC Holdings PLC | 568,294 | $117.5M | 0.12% | −79,863−12.3% | Reduced |
| The PNC Financial Services Group, Inc. | 568,518 | $117.5M | 0.10% | +8,052+1.4% | Added |
| Millennium Management LLC | 571,045 | $118.1M | 0.13% | +194,348+51.6% | Added |
| US Bancorp | 572,049 | $118.3M | 0.19% | +75,499+15.2% | Added |
| Stifel Financial Corp | 577,821 | $119.5M | 0.16% | +59,713+11.5% | Added |
| Susquehanna International Group, LLP | 600,049 | $124.1M | 0.19% | +152,755+34.2% | Added |
| APG Asset Management N.V. | 693,713 | $126.1M | 0.21% | +11,189+1.6% | Added |
| Raymond James & Associates | 614,063 | $127.0M | 0.10% | +47,324+8.4% | Added |
| LPL Financial LLC | 631,226 | $130.5M | 0.11% | +47,174+8.1% | Added |
| New York State Teachers Retirement System | 638,385 | $132.0M | 0.26% | −9,985−1.5% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 665,176 | $137.2M | 1.78% | +665,176 | New |
| State Board of Administration of Florida Retirement System | 680,112 | $140.6M | 0.25% | −6,471−0.9% | Reduced |
| Mackenzie Financial Corp | 681,835 | $141.0M | 0.19% | +18,903+2.9% | Added |
| Alliancebernstein L.P. | 691,666 | $143.0M | 0.05% | −51,733−7.0% | Reduced |
| National Pension Service | 723,174 | $149.5M | 0.26% | −9,649−1.3% | Reduced |