Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisory Group LLC | 0 | $0 | 0.00% | −2,798−100.0% | Sold out |
| Renaissance Investment Group LLC | 0 | $0 | 0.00% | −2,661−100.0% | Sold out |
| Grandview Asset Management LLC | 0 | $0 | 0.00% | −2,406−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,364−100.0% | Sold out |
| Lombard Odier Asset Management (Switzerland) SA | 0 | $0 | 0.00% | −2,347−100.0% | Sold out |
| Hayden Royal, LLC | 0 | $0 | 0.00% | −2,309−100.0% | Sold out |
| Wealth Alliance | 0 | $0 | 0.00% | −2,254−100.0% | Sold out |
| Golden State Equity Partners | 0 | $0 | 0.00% | −2,119−100.0% | Sold out |
| Truadvice, LLC | 0 | $0 | 0.00% | −2,114−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −1,974−100.0% | Sold out |
| Shufro Rose & Co LLC | 0 | $0 | 0.00% | −1,973−100.0% | Sold out |
| GSB Wealth Management, LLC | 0 | $0 | 0.00% | −1,810−100.0% | Sold out |
| West Family Investments, Inc. | 0 | $0 | 0.00% | −1,787−100.0% | Sold out |
| Gries Financial LLC | 0 | $0 | 0.00% | −1,890−100.0% | Sold out |
| Jackson Wealth Management, LLC | 0 | $0 | 0.00% | −1,764−100.0% | Sold out |
| Waddell & Associates, LLC | 0 | $0 | 0.00% | −1,707−100.0% | Sold out |
| Corbett Road Capital Management, LLC | 0 | $0 | 0.00% | −1,663−100.0% | Sold out |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −1,596−100.0% | Sold out |
| Colonial River Wealth Management, LLC | 0 | $0 | 0.00% | −1,580−100.0% | Sold out |
| PRW Wealth Management LLC | 0 | $0 | 0.00% | −1,456−100.0% | Sold out |
| Spotlight Asset Group, Inc. | 0 | $0 | 0.00% | −1,345−100.0% | Sold out |
| Arden Trust Co | 0 | $0 | 0.00% | −1,293−100.0% | Sold out |
| Cadence Bank NA | 0 | $0 | 0.00% | −1,284−100.0% | Sold out |
| Claret Asset Management Corp | 0 | $0 | 0.00% | −1,272−100.0% | Sold out |
| Access Financial Services, Inc. | 0 | $0 | 0.00% | −1,260−100.0% | Sold out |
| Ballast, Inc. | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Marino, Stram & Associates LLC | 0 | $0 | 0.00% | −1,229−100.0% | Sold out |
| Pinnacle Family Advisors, LLC | 0 | $0 | 0.00% | −1,224−100.0% | Sold out |
| Keebeck Wealth Management, LLC | 0 | $0 | 0.00% | −1,201−100.0% | Sold out |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 0 | $0 | 0.00% | −1,191−100.0% | Sold out |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −1,188−100.0% | Sold out |
| Financial Engines Advisors L.L.C. | 0 | $0 | 0.00% | −1,137−100.0% | Sold out |
| Granite Investment Advisors, LLC | 0 | $0 | 0.00% | −1,130−100.0% | Sold out |
| Cedar Brook Financial Partners, LLC | 0 | $0 | 0.00% | −1,130−100.0% | Sold out |
| Qci Asset Management Inc | 0 | $0 | 0.00% | −1,122−100.0% | Sold out |
| Meritage Portfolio Management | 0 | $0 | 0.00% | −1,075−100.0% | Sold out |
| Mengis Capital Management, Inc. | 0 | $0 | 0.00% | −1,047−100.0% | Sold out |
| Winthrop Advisory Group LLC | 0 | $0 | 0.00% | −1,036−100.0% | Sold out |
| Standard Family Office LLC | 0 | $0 | 0.00% | −1,033−100.0% | Sold out |
| Reitz Capital Advisors LLC | 0 | $0 | 0.00% | −1,025−100.0% | Sold out |
| Salem Capital Management Inc | 0 | $0 | 0.00% | −1,016−100.0% | Sold out |
| CFO4Life Group, LLC | 0 | $0 | 0.00% | −1,015−100.0% | Sold out |
| Joel Isaacson & Co., LLC | 0 | $0 | 0.00% | −1,011−100.0% | Sold out |
| Bigelow Investment Advisors, LLC | 0 | $0 | 0.00% | −1,013−100.0% | Sold out |
| Berkshire Asset Management LLC | 0 | $0 | 0.00% | −1,006−100.0% | Sold out |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −1,006−100.0% | Sold out |
| Ifrah Financial Services, Inc. | 0 | $0 | 0.00% | −1,001−100.0% | Sold out |
| Cubic Asset Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Somerset Group LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Concorde Asset Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Azzad Asset Management Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| S&T Bank | 0 | $0 | 0.00% | −999−100.0% | Sold out |
| Destination Wealth Management | 0 | $0 | 0.00% | −975−100.0% | Sold out |
| Personal Wealth Partners | 0 | $0 | 0.00% | −974−100.0% | Sold out |
| Canal Capital Management, LLC | 0 | $0 | 0.00% | −963−100.0% | Sold out |
| Coco Enterprises, LLC | 0 | $0 | 0.00% | −963−100.0% | Sold out |
| Canvas Wealth Advisors, LLC | 0 | $0 | 0.00% | −955−100.0% | Sold out |
| Abbot Financial Management, Inc. | 0 | $0 | 0.00% | −950−100.0% | Sold out |
| Legacy Wealth Planning, LLC | 0 | $0 | 0.00% | −951−100.0% | Sold out |
| Financial Management Concepts Corp | 0 | $0 | 0.00% | −971−100.0% | Sold out |
| Ssi Investment Management LLC | 0 | $0 | 0.00% | −941−100.0% | Sold out |
| Petrus Trust Company, LTA | 0 | $0 | 0.00% | −942−100.0% | Sold out |
| Sand Hill Global Advisors, LLC | 0 | $0 | 0.00% | −939−100.0% | Sold out |
| Neo Ivy Capital Management | 0 | $0 | 0.00% | −936−100.0% | Sold out |
| Aristotle Capital Management, LLC | 0 | $0 | 0.00% | −932−100.0% | Sold out |
| Capital City Trust Co | 0 | $0 | 0.00% | −933−100.0% | Sold out |
| Halbert Hargrove Global Advisors, LLC | 0 | $0 | 0.00% | −929−100.0% | Sold out |
| Citizens & Northern Corp | 0 | $0 | 0.00% | −925−100.0% | Sold out |
| Boston Family Office LLC | 0 | $0 | 0.00% | −922−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −923−100.0% | Sold out |
| LVW Advisors, LLC | 0 | $0 | 0.00% | −917−100.0% | Sold out |
| Renasant Bank | 0 | $0 | 0.00% | −919−100.0% | Sold out |
| Fortress Wealth Group, LLC | 0 | $0 | 0.00% | −920−100.0% | Sold out |
| KB Financial Partners, LLC | 0 | $0 | 0.00% | −894−100.0% | Sold out |
| Wealth Advisors, Inc. | 0 | $0 | 0.00% | −785−100.0% | Sold out |
| Eubel Brady & Suttman Asset Management Inc | 0 | $0 | 0.00% | −678−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −583−100.0% | Sold out |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −572−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −453−100.0% | Sold out |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 0 | $0 | 0.00% | −405−100.0% | Sold out |
| Financial Insights, Inc. | 0 | $0 | 0.00% | −389−100.0% | Sold out |
| Paradigm, Strategies in Wealth Management, LLC | 0 | $0 | 0.00% | −375−100.0% | Sold out |
| tru Independence LLC | 0 | $0 | 0.00% | −303−100.0% | Sold out |
| Psagot Investment House Ltd. | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| Savior LLC | 0 | $0 | 0.00% | −237−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −159−100.0% | Sold out |
| Exos Asset Management LLC | 0 | $0 | 0.00% | −130−100.0% | Sold out |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Perennial Advisors, LLC | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Arcadia Investment Advisors LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| Badgley Phelps & Bell Inc | – | – | – | – | Not filed |
| Glenview State Bank Trust Dept. | – | – | – | – | Not filed |
| First Horizon Corp | – | – | – | – | Not filed |
| Usca Ria LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |