Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AIA Group Ltd | 2,375 | $456.0K | 0.03% | +777+48.6% | Added |
| Accurate Wealth Management, LLC | 2,349 | $457.0K | 0.40% | +200+9.3% | Added |
| First National Bank of Hutchinson | 2,393 | $459.0K | 0.26% | +17+0.7% | Added |
| Bath Savings Trust Co | 2,390 | $459.0K | 0.05% | +100+4.4% | Added |
| Cahaba Wealth Management, Inc. | 2,395 | $459.0K | 0.07% | +2,395 | New |
| Barnett & Company, Inc. | 2,400 | $461.0K | 0.35% | −1,250−34.2% | Reduced |
| Carnegie Capital Asset Management, LLC | 2,407 | $462.0K | 0.02% | +200+9.1% | Added |
| Morse Asset Management, Inc | 2,414 | $463.0K | 0.11% | −3,931−62.0% | Reduced |
| Appleton Partners Inc | 2,416 | $464.0K | 0.04% | +558+30.0% | Added |
| Ocean Capital Management, LLC | 2,400 | $465.0K | 0.20% | −100−4.0% | Reduced |
| Aspiriant, LLC | 2,426 | $465.0K | 0.03% | +4+0.2% | Added |
| Foundations Investment Advisors, LLC | 2,426 | $467.0K | 0.02% | +351+16.9% | Added |
| Jones Financial Companies LLLP | 2,447 | $470.0K | 0.00% | +20+0.8% | Added |
| Requisite Capital Management, LLC | 2,452 | $471.0K | 0.10% | +250+11.4% | Added |
| Trillium Asset Management, LLC | 2,460 | $472.0K | 0.01% | −10.0% | Reduced |
| First Citizens Financial Corp | 2,466 | $473.0K | 0.38% | −277−10.1% | Reduced |
| Tarbox Family Office, Inc. | 2,464 | $473.0K | 0.09% | −3−0.1% | Reduced |
| Hills Bank & Trust Co | 2,464 | $473.0K | 0.07% | 00.0% | Unchanged |
| Evanson Asset Management, LLC | 2,204 | $474.0K | 0.05% | 00.0% | Unchanged |
| Rede Wealth, LLC | 2,473 | $475.0K | 0.25% | −200−7.5% | Reduced |
| 180 Wealth Advisors, LLC | 2,390 | $476.0K | 0.10% | +167+7.5% | Added |
| Investors Financial Group, LLC | 2,486 | $477.0K | 0.25% | −39−1.5% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,500 | $480.0K | 0.27% | 00.0% | Unchanged |
| Carret Asset Management, LLC | 2,512 | $482.0K | 0.06% | +30+1.2% | Added |
| Cozad Asset Management Inc | 2,521 | $484.0K | 0.08% | −295−10.5% | Reduced |
| 9258 Wealth Management, LLC | 2,522 | $484.0K | 0.13% | −22−0.9% | Reduced |
| Old Second National Bank of Aurora | 2,525 | $485.0K | 0.13% | 00.0% | Unchanged |
| Pitcairn Co | 2,532 | $486.0K | 0.03% | −36−1.4% | Reduced |
| Farr Miller & Washington LLC | 2,532 | $486.0K | 0.03% | +112+4.6% | Added |
| Source Financial Advisors LLC | 2,538 | $487.0K | 0.13% | −39−1.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 2,540 | $487.6K | 0.01% | −17−0.7% | Reduced |
| Bartlett & Co. LLC | 2,540 | $488.0K | 0.01% | −17−0.7% | Reduced |
| Cornerstone Wealth Management, LLC | 2,548 | $489.0K | 0.05% | +321+14.4% | Added |
| Barrett Asset Management, LLC | 2,550 | $490.0K | 0.02% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 2,257 | $491.0K | 0.05% | 00.0% | Unchanged |
| First National Bank Sioux Falls | 2,560 | $492.0K | 0.83% | 00.0% | Unchanged |
| Twinbeech Capital LP | 2,561 | $492.0K | 0.03% | +2,561 | New |
| Peregrine Asset Advisers, Inc. | 2,586 | $496.0K | 0.25% | −208−7.4% | Reduced |
| Heritage Wealth Advisors | 2,586 | $496.4K | 0.03% | +30+1.2% | Added |
| Kore Private Wealth LLC | 2,596 | $498.0K | 0.05% | +10.0% | Added |
| MONECO Advisors, LLC | 2,593 | $498.0K | 0.20% | +792+44.0% | Added |
| Bank of Nova Scotia Trust Co | 2,600 | $499.0K | 0.05% | −10.0% | Reduced |
| Perpetual Investment Management Ltd | 2,600 | $499.0K | 0.06% | 00.0% | Unchanged |
| LSV Asset Management | 2,600 | $499.0K | 0.00% | 00.0% | Unchanged |
| Diligent Investors, LLC | 2,292 | $499.0K | 0.17% | 00.0% | Unchanged |
| Windsor Capital Management, LLC | 2,619 | $502.0K | 0.16% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 2,628 | $504.0K | 0.11% | +112+4.5% | Added |
| Transcend Wealth Collective, LLC | 2,529 | $505.0K | 0.05% | +209+9.0% | Added |
| North Star Asset Management Inc | 2,637 | $506.0K | 0.03% | −435−14.2% | Reduced |
| Sawtooth Solutions, LLC | 2,656 | $510.0K | 0.08% | +162+6.5% | Added |
| Seelaus Asset Management LLC | 2,661 | $511.0K | 0.30% | −30−1.1% | Reduced |
| Enterprise Financial Services Corp | 2,660 | $511.0K | 0.07% | +1,949+274.1% | Added |
| Opes Wealth Management LLC | 2,666 | $512.0K | 0.18% | 00.0% | Unchanged |
| AF Advisors, Inc. | 2,680 | $514.0K | 0.32% | −620−18.8% | Reduced |
| Strategic Blueprint, LLC | 2,684 | $515.0K | 0.08% | −78−2.8% | Reduced |
| Rossmore Private Capital | 2,693 | $517.0K | 0.09% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,698 | $518.0K | 0.17% | +1,244+85.6% | Added |
| Capstone Financial Advisors, Inc. | 2,712 | $521.0K | 0.04% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 2,714 | $521.0K | 0.08% | +12+0.4% | Added |
| 55I, LLC | 2,746 | $527.0K | 0.02% | +308+12.6% | Added |
| Landaas & Co | 2,751 | $528.0K | 0.30% | 00.0% | Unchanged |
| Abacus Planning Group, Inc. | 2,748 | $528.0K | 0.17% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 2,751 | $528.0K | 0.08% | +109+4.1% | Added |
| Gladstone Institutional Advisory LLC | 2,754 | $529.0K | 0.05% | −2,676−49.3% | Reduced |
| South State Corp. | 2,753 | $529.0K | 0.04% | −337−10.9% | Reduced |
| Covington Capital Management | 2,756 | $529.0K | 0.02% | −94−3.3% | Reduced |
| Benin Management CORP | 2,756 | $529.0K | 0.17% | 00.0% | Unchanged |
| Krane Funds Advisors LLC | 2,754 | $529.0K | 0.01% | +201+7.9% | Added |
| Crawford Investment Counsel Inc | 2,774 | $532.0K | 0.01% | −262−8.6% | Reduced |
| Gray Wealth Management Inc. | 2,779 | $534.0K | 0.30% | −24−0.9% | Reduced |
| Mirabella Financial Services LLP | 2,784 | $534.0K | 0.07% | +2,784 | New |
| Security National Bank | 2,797 | $537.0K | 0.13% | 00.0% | Unchanged |
| CenterStar Asset Management, LLC | – | $537.0K | 0.42% | – | New |
| Sippican Capital Advisors | 2,800 | $538.0K | 0.47% | −200−6.7% | Reduced |
| Peavine Capital, LLC | 2,800 | $538.0K | 0.11% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 2,800 | $538.0K | 0.11% | +9+0.3% | Added |
| Mechanics Bank Trust Department | 2,828 | $543.0K | 0.09% | 00.0% | Unchanged |
| Capital International Sarl | 2,832 | $544.0K | 0.05% | −192−6.3% | Reduced |
| Taylor Hoffman Wealth Management | 2,798 | $544.0K | 0.23% | −94−3.3% | Reduced |
| VeraBank, N.A. | 2,835 | $544.0K | 0.31% | 00.0% | Unchanged |
| Sound Financial Strategies Group, LLC | 2,845 | $546.0K | 0.27% | +13+0.5% | Added |
| HCR Wealth Advisors | 2,847 | $547.0K | 0.09% | 00.0% | Unchanged |
| Fundamentun, LLC | 2,850 | $547.0K | 0.10% | +1,389+95.1% | Added |
| Marble Harbor Investment Counsel, LLC | 2,854 | $548.0K | 0.07% | 00.0% | Unchanged |
| CWA Asset Management Group, LLC | 2,857 | $548.0K | 0.04% | +119+4.3% | Added |
| Change Path, LLC | 2,862 | $549.0K | 0.03% | −64−2.2% | Reduced |
| Boston Financial Mangement LLC | 2,859 | $549.0K | 0.02% | +259+10.0% | Added |
| Perigon Wealth Management, LLC | 2,882 | $553.0K | 0.05% | +19+0.7% | Added |
| Girard Partners Ltd. | 2,884 | $553.0K | 0.07% | +609+26.8% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,592 | $555.0K | 0.22% | +835+47.5% | Added |
| Silicon Hills Wealth Management, LLC | 2,899 | $557.0K | 0.38% | +2,899 | New |
| Insight Advisors, LLC | 2,743 | $558.0K | 0.17% | +57+2.1% | Added |
| XML Financial, LLC | 2,912 | $559.0K | 0.07% | +423+17.0% | Added |
| Marcum Wealth, LLC | 2,910 | $559.0K | 0.09% | +1,345+85.9% | Added |
| Lion Street Advisors, LLC | 2,929 | $561.0K | 0.30% | +2,729+1,364.5% | Added |
| Ferris Capital, LLC | 2,693 | $562.0K | 0.12% | +2,693 | New |
| Mission Wealth Management, LP | 2,940 | $564.0K | 0.03% | −272−8.5% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,936 | $564.0K | 0.13% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,946 | $566.0K | 0.08% | +174+6.3% | Added |
| Archer Investment Corp | 2,952 | $566.7K | 0.21% | 00.0% | Unchanged |