Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Private Wealth Advisors | 272 | $52.0K | 0.03% | −49−15.3% | Reduced |
| Consolidated Planning Corp | 270 | $52.0K | 0.03% | +270 | New |
| NewSquare Capital LLC | 276 | $53.0K | 0.01% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 283 | $54.0K | 0.01% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 286 | $55.0K | 0.02% | −4−1.4% | Reduced |
| Earnest Partners LLC | 286 | $55.0K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 290 | $56.0K | 0.02% | −7−2.4% | Reduced |
| Estabrook Capital Management | 300 | $57.6K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 303 | $58.0K | 0.01% | −149−33.0% | Reduced |
| Estate Counselors, LLC | 303 | $58.0K | 0.01% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 300 | $58.0K | 0.02% | +1+0.3% | Added |
| Orion Capital Management LLC | 300 | $58.0K | 0.04% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $58.0K | 0.01% | +300 | New |
| Smith Group Asset Management, LLC | 300 | $58.0K | 0.00% | +300 | New |
| Coastal Capital Group, Inc. | 305 | $59.0K | 0.01% | 00.0% | Unchanged |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 310 | $60.0K | 0.06% | +310 | New |
| JNBA Financial Advisors | 319 | $61.0K | 0.01% | 00.0% | Unchanged |
| Key Financial Inc | 325 | $62.0K | 0.04% | −50−13.3% | Reduced |
| Larson Financial Group LLC | 324 | $62.0K | 0.01% | −22−6.4% | Reduced |
| CVA Family Office, LLC | 424 | $63.0K | 0.05% | −616−59.2% | Reduced |
| Centerpoint Advisors, LLC | 340 | $65.0K | 0.03% | −67−16.5% | Reduced |
| Duncker Streett & Co Inc | 345 | $66.0K | 0.01% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 346 | $66.0K | 0.02% | 00.0% | Unchanged |
| Arlington Partners LLC | 345 | $66.0K | 0.02% | +345 | New |
| Baron Financial Group, LLC | 350 | $67.2K | 0.04% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 363 | $69.0K | 0.05% | +1+0.3% | Added |
| Phoenix Wealth Advisors | 364 | $70.0K | 0.05% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 378 | $72.0K | 0.05% | −13−3.3% | Reduced |
| Prudent Man Advisors, LLC | 390 | $75.0K | 0.03% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 396 | $77.0K | 0.03% | −12−2.9% | Reduced |
| Sage Financial Group Inc | 400 | $77.0K | 0.01% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 402 | $77.0K | 0.03% | 00.0% | Unchanged |
| Old North State Trust, LLC | 400 | $77.0K | 0.07% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 400 | $77.0K | 0.11% | +400 | New |
| Mascoma Wealth Management LLC | 405 | $78.0K | 0.03% | +405 | New |
| Filbrandt Wealth Management, LLC | 411 | $79.0K | 0.05% | +11+2.8% | Added |
| Joseph P. Lucia & Associates, LLC | 419 | $81.0K | 0.05% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 432 | $83.0K | 0.02% | +2+0.5% | Added |
| AllSquare Wealth Management LLC | 448 | $86.0K | 0.05% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 458 | $88.0K | 0.02% | +114+33.1% | Added |
| Rock Creek Group, LP | 462 | $89.0K | 0.02% | −475−50.7% | Reduced |
| Front Row Advisors LLC | 463 | $89.0K | 0.04% | −18−3.7% | Reduced |
| Johnson Midwest Financial, LLC | 474 | $91.0K | 0.07% | +243+105.2% | Added |
| BerganKDV Wealth Management, LLC | 490 | $94.0K | 0.01% | −99−16.8% | Reduced |
| Farmers & Merchants Trust Co of Chambersburg PA | 490 | $94.0K | 0.07% | +30+6.5% | Added |
| Atlas Capital Advisors LLC | 500 | $96.0K | 0.02% | −282−36.1% | Reduced |
| Baldwin Brothers Inc | 500 | $96.0K | 0.01% | −585−53.9% | Reduced |
| DB Wealth Management Group, LLC | 506 | $97.0K | 0.06% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 506 | $97.0K | 0.05% | +200+65.4% | Added |
| Carolinas Wealth Consulting LLC | 519 | $100.0K | 0.02% | −276−34.7% | Reduced |
| Close Asset Management Ltd | 540 | $104.0K | 0.01% | 00.0% | Unchanged |
| Glassman Wealth Services | 549 | $105.0K | 0.02% | +25+4.8% | Added |
| Laurel Wealth Advisors LLC | 570 | $109.0K | 0.02% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 571 | $110.0K | 0.10% | 00.0% | Unchanged |
| Truehand, Inc | 577 | $111.0K | 0.07% | 00.0% | Unchanged |
| West Branch Capital LLC | 595 | $114.0K | 0.05% | 00.0% | Unchanged |
| NVWM, LLC | 600 | $115.0K | 0.04% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 600 | $115.0K | 0.07% | +350+140.0% | Added |
| Ade, LLC | 606 | $116.0K | 0.11% | −50−7.6% | Reduced |
| Capital Analysts, LLC | 621 | $120.0K | 0.01% | +299+92.9% | Added |
| Mizuho Securities Co. Ltd. | 647 | $124.0K | 0.04% | −951−59.5% | Reduced |
| Pacific Center for Financial Services | 649 | $125.0K | 0.05% | +3+0.5% | Added |
| Endurance Wealth Management, Inc. | 660 | $127.0K | 0.01% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 663 | $127.0K | 0.02% | +49+8.0% | Added |
| Peoples Financial Services Corp. | 675 | $129.0K | 0.05% | 00.0% | Unchanged |
| Holloway Wealth Management, LLC | – | $129.0K | 0.04% | – | – |
| Sound Income Strategies, LLC | 672 | $129.0K | 0.02% | −4−0.6% | Reduced |
| Pacifica Partners Inc. | 665 | $131.0K | 0.10% | +75+12.7% | Added |
| Newbridge Financial Services Group, Inc. | 689 | $132.0K | 0.08% | −23−3.2% | Reduced |
| Accel Wealth Management | 716 | $138.0K | 0.09% | −11−1.5% | Reduced |
| Gemmer Asset Management LLC | 733 | $141.0K | 0.02% | +7+1.0% | Added |
| Disciplined Investments, LLC | 740 | $142.0K | 0.07% | 00.0% | Unchanged |
| Tompkins Financial Corp | 740 | $142.0K | 0.03% | +740 | New |
| Lindbrook Capital, LLC | 749 | $144.0K | 0.04% | −499−40.0% | Reduced |
| Hoese & Co LLP | 750 | $144.0K | 0.16% | 00.0% | Unchanged |
| Sageworth Trust Co | 750 | $144.0K | 0.01% | 00.0% | Unchanged |
| Riverview Trust Co | 768 | $147.0K | 0.16% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 764 | $147.0K | 0.03% | +57+8.1% | Added |
| TSFG, LLC | 787 | $151.0K | 0.06% | −44−5.3% | Reduced |
| Evoke Wealth, LLC | 798 | $153.0K | 0.01% | +479+150.2% | Added |
| Addison Advisors LLC | 804 | $154.0K | 0.12% | +6+0.8% | Added |
| Global Wealth Management Investment Advisory, Inc. | 810 | $155.0K | 0.05% | +80+11.0% | Added |
| QVR LLC | 821 | $158.0K | 0.32% | +698+567.5% | Added |
| Grace Capital | 800 | $162.0K | 0.10% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 868 | $167.0K | 0.07% | +192+28.4% | Added |
| Prentice Wealth Management LLC | 879 | $169.0K | 0.08% | +7+0.8% | Added |
| Herold Advisors, Inc. | 900 | $172.0K | 0.07% | +900 | New |
| JTC Employer Solutions Trusteee Ltd | 920 | $177.0K | 0.02% | +520+130.0% | Added |
| Capital Directions Investment Advisors, LLC | 928 | $178.0K | 0.05% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 935 | $179.0K | 0.08% | −25−2.6% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 936 | $180.0K | 0.00% | 00.0% | Unchanged |
| New England Asset Management Inc | 944 | $181.0K | 0.00% | +944 | New |
| Sterling Financial Planning, Inc. | 950 | $182.0K | 0.12% | −72−7.0% | Reduced |
| Sargent Bickham Lagudis LLC | 957 | $184.0K | 0.01% | +51+5.6% | Added |
| CX Institutional | 963 | $185.0K | 0.02% | −83−7.9% | Reduced |
| Cohen & Steers, Inc. | 963 | $185.0K | 0.00% | +29+3.1% | Added |
| D'Orazio & Associates, Inc. | 971 | $186.0K | 0.05% | +67+7.4% | Added |
| Plante Moran Financial Advisors, LLC | 968 | $186.0K | 0.04% | +681+237.3% | Added |
| Financial Perspectives, Inc | 980 | $188.1K | 0.09% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,000 | $191.0K | 0.04% | 00.0% | Unchanged |