Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ARK Investment Management LLCSuperinvestorARK Invest | 217,865 | $41.8M | 0.10% | −26,941−11.0% | Reduced |
| State of Tennessee, Treasury Department | 218,514 | $42.0M | 0.16% | −61,196−21.9% | Reduced |
| M&G Investment Management Ltd | 219,192 | $42.1M | 0.20% | −8,554−3.8% | Reduced |
| Calamos Advisors LLC | 220,668 | $42.4M | 0.20% | +11,993+5.7% | Added |
| CIBC World Markets Corp | 221,108 | $42.4M | 0.29% | −590−0.3% | Reduced |
| Standard Life Aberdeen plc | 227,363 | $44.1M | 0.10% | −2,461−1.1% | Reduced |
| Jane Street Group, LLC | 232,422 | $44.6M | 0.11% | −168,675−42.1% | Reduced |
| Gateway Investment Advisers LLC | 234,547 | $45.0M | 0.47% | +800.0% | Added |
| Treasurer of the State of North Carolina | 239,476 | $46.0M | 0.27% | +640+0.3% | Added |
| Conning Inc. | 240,088 | $46.1M | 1.33% | +28,903+13.7% | Added |
| Voya Investment Management LLC | 245,445 | $47.1M | 0.09% | +1,376+0.6% | Added |
| Janney Montgomery Scott LLC | 252,290 | $48.4M | 0.21% | +6,673+2.7% | Added |
| Storebrand Asset Management AS | 252,635 | $48.5M | 0.24% | −36,483−12.6% | Reduced |
| Nordea Investment Management AB | 256,052 | $50.3M | 0.07% | +64,378+33.6% | Added |
| Pictet Asset Management SA | 262,426 | $50.4M | 0.06% | +262,426 | New |
| Korea Investment CORP | 272,136 | $52.2M | 0.16% | −8,500−3.0% | Reduced |
| Fort Washington Investment Advisors Inc | 279,390 | $53.6M | 0.34% | +203,621+268.7% | Added |
| Factory Mutual Insurance Co | 279,757 | $53.7M | 0.67% | −68,800−19.7% | Reduced |
| Citadel Advisors LLC | 282,676 | $54.3M | 0.06% | −169,931−37.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 285,902 | $54.9M | 0.11% | −23,303−7.5% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $55.2M | 0.70% | 00.0% | Unchanged |
| Huntington National Bank | 287,597 | $55.2M | 0.55% | +11,574+4.2% | Added |
| Advisor Group Holdings, Inc. | 288,644 | $55.5M | 0.12% | +19,161+7.1% | Added |
| Fifth Third Bancorp | 292,443 | $56.1M | 0.24% | +10,425+3.7% | Added |
| Voloridge Investment Management, LLC | 292,566 | $56.2M | 0.36% | +284,845+3,689.2% | Added |
| Swedbank AB | 299,294 | $57.5M | 0.11% | −13,658−4.4% | Reduced |
| Great West Life Assurance Co | 303,794 | $58.7M | 0.14% | −56,295−15.6% | Reduced |
| Asset Management One Co.,Ltd. | 307,056 | $58.9M | 0.23% | −13,301−4.2% | Reduced |
| State of New Jersey Common Pension Fund D | 322,924 | $62.0M | 0.19% | −988−0.3% | Reduced |
| Nomura Asset Management Co Ltd | 329,584 | $63.3M | 0.36% | +24,474+8.0% | Added |
| Ardevora Asset Management LLP | 334,634 | $64.2M | 0.81% | +19,300+6.1% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 336,505 | $64.6M | 0.14% | −19,013−5.3% | Reduced |
| Laurion Capital Management LP | 339,097 | $65.1M | 0.94% | +314,062+1,254.5% | Added |
| Chevy Chase Trust Holdings, Inc. | 343,085 | $65.9M | 0.23% | −13,006−3.7% | Reduced |
| Natixis Advisors, L.P. | 344,210 | $66.1M | 0.27% | +47,086+15.8% | Added |
| Public Employees Retirement System of Ohio | 348,431 | $66.9M | 0.24% | −3,238−0.9% | Reduced |
| First Trust Advisors LP | 356,102 | $68.4M | 0.07% | +58,420+19.6% | Added |
| Robeco Institutional Asset Management B.V. | 362,579 | $69.6M | 0.15% | +15,830+4.6% | Added |
| First Republic Investment Management, Inc. | 370,925 | $71.2M | 0.17% | −7,771−2.1% | Reduced |
| HighTower Advisors, LLC | 375,961 | $72.2M | 0.19% | +6,552+1.8% | Added |
| Millennium Management LLC | 376,697 | $72.3M | 0.10% | −127,301−25.3% | Reduced |
| AQR Capital Management LLC | 380,874 | $73.1M | 0.14% | +63,822+20.1% | Added |
| State of Wisconsin Investment Board | 385,455 | $74.0M | 0.15% | +16,301+4.4% | Added |
| Aviva PLC | 390,709 | $75.0M | 0.33% | −2,506−0.6% | Reduced |
| Zacks Investment Management | 393,128 | $75.5M | 1.19% | +11,105+2.9% | Added |
| Retirement Systems of Alabama | 407,065 | $78.1M | 0.29% | −12,374−3.0% | Reduced |
| Mn Services Vermogensbeheer B.V. | 407,828 | $78.3M | 0.50% | +7,900+2.0% | Added |
| Commonwealth Equity Services, LLC | 408,623 | $78.4M | 0.20% | +18,137+4.6% | Added |
| Man Group plc | 416,965 | $80.0M | 0.28% | +80,378+23.9% | Added |
| STRS Ohio | 417,513 | $80.1M | 0.30% | −18,641−4.3% | Reduced |
| Toronto Dominion Bank | 418,632 | $80.4M | 0.13% | +21,451+5.4% | Added |
| Victory Capital Management Inc | 425,589 | $81.7M | 0.08% | −18,399−4.1% | Reduced |
| Adage Capital Partners GP, L.L.C. | 437,553 | $84.0M | 0.17% | −158,255−26.6% | Reduced |
| Zurich Insurance Group Ltd | 439,924 | $84.5M | 1.01% | +94,350+27.3% | Added |
| AMF Pensionsforsakring AB | 444,940 | $85.5M | 0.62% | −85,541−16.1% | Reduced |
| Susquehanna International Group, LLP | 447,294 | $85.9M | 0.11% | −694,308−60.8% | Reduced |
| BNP Paribas Arbitrage, SA | 456,101 | $87.6M | 0.21% | +15,382+3.5% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 457,500 | $87.8M | 0.92% | +230,000+101.1% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 462,813 | $88.8M | 0.33% | +152,114+49.0% | Added |
| Rothschild & Co Asset Management US Inc. | 469,983 | $90.2M | 1.12% | −11,619−2.4% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 471,497 | $90.5M | 0.45% | +39,549+9.2% | Added |
| US Bancorp | 496,550 | $95.3M | 0.18% | +71,404+16.8% | Added |
| Canada Pension Plan Investment Board | 504,229 | $96.8M | 0.11% | −8,980−1.7% | Reduced |
| Stifel Financial Corp | 518,108 | $99.5M | 0.15% | +30,018+6.2% | Added |
| Franklin Resources Inc | 530,092 | $101.8M | 0.04% | +30,125+6.0% | Added |
| The PNC Financial Services Group, Inc. | 560,466 | $107.6M | 0.10% | −40,249−6.7% | Reduced |
| Raymond James & Associates | 566,739 | $108.8M | 0.10% | −17,276−3.0% | Reduced |
| Old Republic International Corporation | 567,000 | $108.8M | 2.27% | 00.0% | Unchanged |
| LPL Financial LLC | 584,052 | $112.1M | 0.11% | −9,871−1.7% | Reduced |
| APG Asset Management N.V. | 682,524 | $113.1M | 0.20% | −39,417−5.5% | Reduced |
| Congress Asset Management Co | 596,328 | $114.5M | 0.89% | +56,297+10.4% | Added |
| Prudential Financial Inc | 593,182 | $117.1M | 0.16% | +114,841+24.0% | Added |
| B. Metzler seel. Sohn & Co. Holding AG | 625,404 | $120.9M | 1.76% | +588,627+1,600.5% | Added |
| New York State Teachers Retirement System | 648,370 | $124.5M | 0.26% | −2,015−0.3% | Reduced |
| Bank of Nova Scotia | 649,744 | $124.7M | 0.23% | −11,285−1.7% | Reduced |
| HSBC Holdings PLC | 648,157 | $125.9M | 0.14% | −196,038−23.2% | Reduced |
| Allianz Asset Management GmbH | 655,973 | $125.9M | 0.10% | −85,374−11.5% | Reduced |
| Mackenzie Financial Corp | 662,932 | $127.3M | 0.18% | +78,754+13.5% | Added |
| State Board of Administration of Florida Retirement System | 686,583 | $131.8M | 0.26% | −20,334−2.9% | Reduced |
| Natixis | 693,411 | $132.4M | 0.46% | −184,705−21.0% | Reduced |
| Baird Financial Group, Inc. | 706,594 | $135.6M | 0.35% | +72,822+11.5% | Added |
| National Pension Service | 732,823 | $140.7M | 0.27% | +1,500+0.2% | Added |
| Capital Wealth Planning, LLC | 736,088 | $141.3M | 3.89% | +730,257+12,523.7% | Added |
| Alliancebernstein L.P. | 743,399 | $142.7M | 0.06% | −72,791−8.9% | Reduced |
| Envestnet Asset Management Inc | 747,140 | $143.4M | 0.08% | +15,437+2.1% | Added |
| Rhumbline Advisers | 829,392 | $159.2M | 0.22% | −2,799−0.3% | Reduced |
| Neuberger Berman Group LLC | 855,460 | $163.3M | 0.14% | +28,575+3.5% | Added |
| JPMorgan Chase & Co | 906,870 | $174.1M | 0.02% | −141,408−13.5% | Reduced |
| Eaton Vance Management | 934,263 | $177.3M | 0.25% | −109,323−10.5% | Reduced |
| ProShare Advisors LLC | 942,832 | $181.0M | 0.51% | +96,590+11.4% | Added |
| California State Teachers Retirement System | 957,366 | $183.8M | 0.24% | −26,174−2.7% | Reduced |
| Credit Suisse AG | 990,002 | $190.1M | 0.15% | −94,112−8.7% | Reduced |
| New York State Common Retirement Fund | 990,867 | $190.2M | 0.20% | −36,295−3.5% | Reduced |
| UBS Group AG | 1,028,881 | $197.5M | 0.08% | −153,342−13.0% | Reduced |
| Lazard Asset Management LLC | 1,050,183 | $201.6M | 0.23% | +1,548+0.1% | Added |
| Principal Financial Group Inc | 1,075,091 | $206.4M | 0.13% | +133,130+14.1% | Added |
| Manufacturers Life Insurance Company, The | 1,088,843 | $209.0M | 0.17% | −35,773−3.2% | Reduced |
| Citigroup Inc | 1,213,374 | $232.9M | 0.23% | +164,468+15.7% | Added |
| Two Sigma Investments, LP | 1,229,107 | $236.0M | 0.63% | +575,926+88.2% | Added |
| California Public Employees Retirement System | 1,231,902 | $236.5M | 0.18% | +2,036+0.2% | Added |