LPL Financial Holdings Inc.

LPLA

交易所: Nasdaq
產業: Security & Commodity Brokers, Dealers, Exchanges & Services
SEC CIK: 0001397911

SEC 申報列表（在新分頁開啟）

近 90 天，LPL Financial Holdings Inc. 內部人申報 0 筆公開市場買進、4 筆賣出；2026 年第 2 季末有 768 家機構在 13F 申報持有，市值合計 $233.4 億；孤松資本和馬克爾集團兩位大師持有。

2026 年第 1 季與 2025 年第 4 季比較

持有 LPL Financial Holdings Inc. 的機構從 2025 年第 4 季到 2026 年第 1 季的變化。

2026 年第 1 季全部持有人 2025 年第 4 季全部持有人

LPLA 的 13F 持有人：2025 年第 4 季與 2026 年第 1 季比較
項目	2025 年第 4 季	其中尚未申報 2026 年第 1 季	2026 年第 1 季	變化
持有家數	826	8	769	−49
股數	8,139 萬	924.0 萬	8,234 萬	+1,019 萬 (+14.1%)
市值	$290.4 億	$33.0 億	$248.3 億	−$9.05 億 (−3.5%)

8 家機構在 2025 年第 4 季持有、還沒有申報 2026 年第 1 季：沒申報不算清倉，所以變化不計入它們。

新進機構（94 家）

2026 年第 1 季季末持有 LPL Financial Holdings Inc.、2025 年第 4 季季末沒有持有的機構。

2026 年第 1 季新進 LPLA 的機構
機構	股數	市值	佔組合 %
Vanguard Portfolio Management LLC	3,851,978	$11.6 億	0.06%
Vanguard Capital Management LLC	3,596,968	$10.8 億	0.03%
Vanguard Fiduciary Trust Co	508,294	$1.53 億	0.04%
Prana Capital Management, LP	247,123	$7,434 萬	2.28%
Alyeska Investment Group, L.P.	155,438	$4,676 萬	0.13%
Vanguard Asset Management, Ltd	136,888	$4,118 萬	0.04%
Ceredex Value Advisors LLC	132,920	$3,999 萬	1.26%
Champlain Investment Partners, LLC	101,050	$3,040 萬	0.39%
Interval Partners, LP	41,091	$1,236 萬	0.43%
Vanguard Global Advisers, LLC	39,696	$1,194 萬	0.01%
Vanguard Investments Australia, Ltd.	39,653	$1,193 萬	0.03%
Basswood Capital Management, L.L.C.	30,206	$908.7 萬	0.46%
Foyston, Gordon, & Payne Inc	28,724	$864.1 萬	1.99%
Donaldson Capital Management, LLC	28,398	$854.3 萬	0.28%
Taikang Asset Management (Hong Kong) Co Ltd	26,041	$783.4 萬	0.78%
Gillson Capital LP	22,000	$661.8 萬	0.54%
Squarepoint Ops LLC	20,456	$615.4 萬	0.01%
SummitTX Capital, L.P.	18,466	$555.5 萬	0.18%
Karl Kapital LLC	17,994	$541.3 萬	3.75%
XTX Topco Ltd	17,186	$517.0 萬	0.09%
SEB Asset Management AB	16,710	$502.7 萬	0.02%
KR Capital LP	16,656	$501.1 萬	1.00%
Knott David M Jr	16,500	$496.4 萬	2.95%
Dark Forest Capital Management LP	15,563	$468.2 萬	0.42%
1248 Management, LLC	13,873	$417.3 萬	1.93%
Cinctive Capital Management LP	13,611	$409.5 萬	0.27%
Financiere des Professionnels - Fonds d,investissement inc.	12,449	$374.5 萬	0.22%
CIBC Bancorp USA Inc.	11,400	$342.9 萬	0.00%
Lighthouse Investment Partners, LLC	11,129	$334.8 萬	0.13%
Segment Wealth Management, LLC	9,197	$276.7 萬	0.16%
Diversified Trust Co	9,098	$273.7 萬	0.05%
Polar Asset Management Partners Inc.	8,916	$268.2 萬	0.06%
J. Goldman & Co LP	8,300	$249.7 萬	0.12%
Intercapital, LLC	8,000	$240.7 萬	1.33%
Ilmarinen Mutual Pension Insurance Co	6,624	$199.3 萬	0.02%
Campbell & CO Investment Adviser LLC	6,166	$185.5 萬	0.11%
Farringdon Capital, Ltd.	5,717	$172.0 萬	0.38%
Sovereign's Capital Management, LLC	5,348	$160.9 萬	1.18%
D L Carlson Investment Group Inc	4,564	$137.3 萬	0.24%
PEAK6 LLC	3,220	$96.9 萬	0.03%
Arq Wealth Advisors, LLC	3,090	$93.0 萬	0.17%
Saudi Central Bank	2,954	$88.9 萬	0.02%
Prospera Financial Services Inc	2,849	$85.7 萬	0.01%
Buttonwood Financial Advisors Inc.	2,615	$78.7 萬	0.26%
Park Avenue Securities LLC	2,301	$69.2 萬	0.01%
Integrated Wealth Concepts LLC	2,157	$64.9 萬	0.01%
Hohimer Wealth Management, LLC	2,123	$63.9 萬	0.08%
Matrix Trust Co	2,093	$63.0 萬	0.10%
Lombard Odier Asset Management (Switzerland) SA	1,630	$49.0 萬	0.02%
Advisor Resource Council	1,405	$42.3 萬	0.17%
RiverGlades Family Offices LLC	1,300	$39.1 萬	0.23%
Connor, Clark & Lunn Investment Management Ltd.	1,244	$37.4 萬	0.00%
Brighton Jones LLC	1,098	$33.0 萬	0.01%
Winton Group Ltd	1,036	$31.2 萬	0.01%
Frontier Capital Management Co LLC	1,017	$30.6 萬	0.00%
Evergreen Capital Management LLC	1,012	$30.4 萬	0.01%
Valeo Financial Advisors, LLC	897	$27.0 萬	0.01%
Parcion Private Wealth LLC	801	$24.1 萬	0.01%
Founders Financial Alliance, LLC	782	$23.5 萬	0.04%
Roberts Glore & Co Inc	764	$23.0 萬	0.06%
OpenArc Corporate Advisory, LLC	689	$20.7 萬	0.00%
Main Street Financial Solutions, LLC	678	$20.4 萬	0.01%
Beese Fulmer Investment Management, Inc.	676	$20.3 萬	0.01%
Oslo Pensjonsforsikring AS	535	$16.1 萬	0.03%
Advisory Services Network, LLC	258	$7.77 萬	0.00%
Park Place Capital Corp	133	$4.00 萬	0.01%
Napier Financial, LLC	83	$2.50 萬	0.01%
Opal Wealth Advisors, LLC	82	$2.47 萬	0.01%
Exchange Traded Concepts, LLC	82	$2.47 萬	0.00%
Owl Creek Wealth Partners LLC	56	$1.68 萬	0.01%
RWM Asset Management, LLC	50	$1.50 萬	0.00%
First Command Advisory Services, Inc.	42	$1.26 萬	0.00%
Beacon Investment Advisory Services, Inc.	34	$1.02 萬	0.00%
JPL Wealth Management, LLC	19	$5,717	0.00%
Loring Wolcott & Coolidge Fiduciary Advisors LLP	16	$5,000	0.00%
Tower View Investment Management & Research LLC	16	$4,814	0.00%
Richardson Capital Management LLC	16	$4,813	0.00%
Philadelphia Investment Partners, LLC	15	$4,520	0.00%
First Pacific Financial	13	$3,911	0.00%
Southern Michigan Bank & Trust	11	$3,309	0.00%
Valued Wealth Advisors LLC	10	$3,009	0.00%
Vanguard National Trust Co	10	$3,008	0.00%
United Financial Planning Group LLC	7	$2,106	0.00%
Raleigh Capital Management Inc.	6	$1,805	0.00%
Abound Wealth Management	6	$1,805	0.00%
Vermillion Wealth Management, Inc.	5	$1,504	0.00%
Operose Advisors LLC	5	$1,504	0.00%
Marshall Investment Management, LLC	5	$1,504	0.00%
Twin Peaks Wealth Advisors, LLC	4	$1,203	0.00%
Cassaday & Co Wealth Management LLC	3	$903	0.00%
Curio Wealth, LLC	2	$602	0.00%
Golden State Equity Partners	2	$601	0.00%
TFC Financial Management	1	$301	0.00%
TopTier Wealth Management, LLC	1	$301	0.00%

清倉機構（143 家）

2025 年第 4 季季末持有 LPL Financial Holdings Inc.、2026 年第 1 季有申報但已經沒有持有的機構。

依市值列出前 100 家，共 143 家。

2026 年第 1 季清倉 LPLA 的機構
機構	2025 年第 4 季股數	2025 年第 4 季市值
Third Point LLC大師第三點資本	510,000	$1.82 億
Railway Pension Investments Ltd	445,280	$1.59 億
Eminence Capital, LP	441,845	$1.58 億
Egerton Capital (UK) LLP	254,813	$9,101 萬
Tremblant Capital Group	222,165	$7,935 萬
Employees Retirement System of Texas	176,200	$6,293 萬
Bridgewater Associates, LP	118,294	$4,225 萬
Southpoint Capital Advisors LP	115,000	$4,107 萬
King Street Capital Management, L.P.	104,000	$3,715 萬
Senator Investment Group LP	100,000	$3,572 萬
Solel Partners LP	87,000	$3,107 萬
D. E. Shaw & Co., Inc.	78,252	$2,795 萬
Moore Capital Management, LP	67,008	$2,393 萬
Weiss Asset Management LP	52,206	$1,865 萬
Verition Fund Management LLC	44,139	$1,577 萬
Logan Capital Management Inc	35,656	$1,274 萬
Nomura Holdings Inc	26,127	$933.2 萬
Seven Grand Managers, LLC	25,000	$892.9 萬
CenterBook Partners LP	21,322	$761.6 萬
Skandinaviska Enskilda Banken AB (publ)	16,239	$580.6 萬
Tocqueville Asset Management L.P.	14,660	$523.6 萬
Elo Mutual Pension Insurance Co	10,190	$364.0 萬
Coppell Advisory Solutions LLC	9,876	$355.3 萬
Marshall Wace, LLP	9,744	$348.0 萬
F/M Investments LLC	8,466	$302.4 萬
Hennessy Advisors Inc	7,600	$271.4 萬
Banco BTG Pactual S.A.	7,500	$267.9 萬
U.S. Capital Wealth Advisors, LLC	6,794	$242.7 萬
LRT Capital Management, LLC	5,940	$212.2 萬
Jump Financial, LLC	5,441	$194.3 萬
Aquatic Capital Management LLC	5,099	$182.1 萬
Kentucky Retirement Systems	5,003	$178.7 萬
Peak Financial Advisors LLC	4,996	$178.4 萬
Susquehanna Fundamental Investments, LLC	4,282	$152.9 萬
Colony Group, LLC	4,212	$150.5 萬
Bridgeway Capital Management, LLC	4,170	$148.9 萬
PMC FIG Opportunities LLC	3,929	$140.3 萬
Everence Capital Management Inc	3,703	$132.3 萬
Rakuten Investment Management, Inc.	3,467	$127.0 萬
Grantham, Mayo, Van Otterloo & Co. LLC	3,505	$125.2 萬
Fox Run Management, L.L.C.	3,394	$121.2 萬
University of Texas/Texas Am Investment Managment Co	3,303	$118.0 萬
HighPoint Advisor Group LLC	3,278	$117.1 萬
Walleye Trading LLC	3,217	$114.9 萬
Mangrove Partners	2,734	$97.7 萬
Simplex Trading, LLC	2,592	$92.6 萬
ExodusPoint Capital Management, LP	2,500	$89.3 萬
Two Sigma Investments, LP	1,975	$70.5 萬
Genus Capital Management Inc.	1,972	$70.4 萬
XML Financial, LLC	1,570	$56.1 萬
Mirabella Financial Services LLP	1,511	$54.0 萬
Counterpoint Mutual Funds LLC	1,410	$50.4 萬
Persistent Asset Partners Ltd	1,403	$50.1 萬
Optimize Financial Inc	1,372	$49.0 萬
Stephens Inc	1,341	$47.9 萬
Advisor OS, LLC	1,336	$47.7 萬
Abc Arbitrage SA	1,330	$47.5 萬
Blueshift Asset Management, LLC	1,275	$45.5 萬
Skopos Labs, Inc.	1,221	$44.7 萬
Axxcess Wealth Management, LLC	1,170	$41.8 萬
Loomis Sayles & Co L P	1,138	$40.6 萬
Hunting Hill Global Capital, LLC	1,100	$39.3 萬
Havemeyer Place LP	1,085	$38.8 萬
Forum Financial Management, LP	1,020	$36.4 萬
Insigneo Advisory Services, LLC	1,020	$36.4 萬
Cary Street Partners Financial LLC	964	$34.4 萬
GAM Holding AG	937	$33.5 萬
Citizens Financial Group Inc	904	$32.3 萬
Natixis	897	$32.0 萬
Ballentine Partners, LLC	865	$30.9 萬
Wealthspire Advisors, LLC	822	$29.4 萬
EP Wealth Advisors, LLC	813	$29.0 萬
Portside Wealth Group, LLC	811	$29.0 萬
IFG Advisory, LLC	811	$29.0 萬
Venturi Wealth Management, LLC	806	$28.8 萬
Frank, Rimerman Advisors LLC	785	$28.0 萬
Whalen Wealth Management Inc.	765	$27.3 萬
Belpointe Asset Management LLC	752	$26.9 萬
NLB Skladi, upravljanje premozenja, d.o.o.	746	$26.6 萬
PUREfi Wealth, LLC	726	$25.9 萬
Fiducient Advisors LLC	725	$25.9 萬
WSFS Capital Management, LLC	724	$25.9 萬
Legacy Wealth Advisors, LLC	724	$25.9 萬
National Asset Management, Inc.	716	$25.6 萬
ProShare Advisors LLC	710	$25.4 萬
Summit Financial, LLC	703	$25.1 萬
Curated Wealth Partners LLC	681	$24.3 萬
Modern Wealth Management, LLC	677	$24.2 萬
Quest Partners LLC	667	$23.8 萬
West Family Investments, Inc.	663	$23.7 萬
Checchi Capital Advisers, LLC	663	$23.7 萬
Horizon Wealth Management, LLC	663	$23.7 萬
Cypress Wealth Services, LLC	661	$23.6 萬
Birch Financial Group, LLC	654	$23.4 萬
Ci Investments Inc.	645	$23.0 萬
Koshinski Asset Management, Inc.	638	$22.8 萬
Quantum Financial Advisors, LLC	637	$22.8 萬
Goldstein Advisors, LLC	634	$22.6 萬
Ground Swell Capital, LLC	628	$22.4 萬
Krilogy Financial LLC	621	$22.3 萬

尚未申報 2026 年第 1 季的機構（8 家）

2025 年第 4 季季末持有 LPL Financial Holdings Inc.、還沒有申報 2026 年第 1 季 13F 的機構。沒申報不代表賣出，所以不算清倉。

2025 年第 4 季持有 LPLA、尚未申報 2026 年第 1 季的機構
機構	2025 年第 4 季股數	2025 年第 4 季市值
Vanguard Group Inc	8,148,558	$29.1 億
Norges Bank	1,040,445	$3.72 億
Comerica Bank	17,144	$612.3 萬
Forsta Ap-Fonden	16,520	$590.0 萬
CIBC Private Wealth Group, LLC	12,792	$456.9 萬
CIBC World Markets Corp	2,776	$99.2 萬
Global Retirement Partners, LLC	1,522	$54.3 萬
O'Brien Wealth Partners LLC	566	$20.2 萬