Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +3 vs. Q2 2023
- Shares held
- 28.7M
- +1.09M (+3.9%) vs. Q2 2023
- Total value
- $369.7M
- −$12.0M (−3.1%) vs. Q2 2023
- New holders
- 16
- 64 more added
- Sold out
- 13
- 43 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 4,899,900 | $63.1M | 0.01% | +196,179+4.2% | Added |
| Morgan Stanley | 4,468,900 | $57.5M | 0.01% | −176,993−3.8% | Reduced |
| Wells Fargo & Company | 1,636,997 | $21.1M | 0.01% | −29,936−1.8% | Reduced |
| Raymond James & Associates | 1,626,986 | $20.9M | 0.02% | −31,874−1.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,560,545 | $20.1M | 0.04% | −12,243−0.8% | Reduced |
| Royal Bank of Canada | 1,106,155 | $14.2M | 0.00% | +92,962+9.2% | Added |
| UBS Group AG | 923,696 | $11.9M | 0.01% | +108,967+13.4% | Added |
| LPL Financial LLC | 897,831 | $11.6M | 0.01% | +8,696+1.0% | Added |
| Advisors Asset Management, Inc. | 676,010 | $8.70M | 0.19% | −4,394−0.6% | Reduced |
| Cornerstone Advisors, LLC | 622,006 | $8.01M | 0.37% | +284,691+84.4% | Added |
| Stifel Financial Corp | 620,818 | $7.99M | 0.01% | −1,723−0.3% | Reduced |
| Janney Montgomery Scott LLC | 419,250 | $5.40M | 0.02% | +7,557+1.8% | Added |
| Guggenheim Capital LLC | 404,620 | $5.21M | 0.04% | +14,179+3.6% | Added |
| CNH Partners LLC | 397,112 | $5.11M | 0.23% | +224,945+130.7% | Added |
| Blue Bell Private Wealth Management, LLC | 367,057 | $4.72M | 1.27% | +39,173+11.9% | Added |
| Shaker Financial Services, LLC | 356,617 | $4.59M | 2.14% | +23,373+7.0% | Added |
| Wolverine Asset Management LLC | 354,142 | $4.56M | 0.08% | +13,481+4.0% | Added |
| Captrust Financial Advisors | 331,617 | $4.27M | 0.02% | +2,002+0.6% | Added |
| Allspring Global Investments Holdings, LLC | 302,912 | $3.90M | 0.01% | +68,606+29.3% | Added |
| Advisor Group Holdings, Inc. | 253,229 | $3.26M | 0.00% | +86,493+51.9% | Added |
| Lazard Asset Management LLC | 236,857 | $3.05M | 0.00% | −1,718−0.7% | Reduced |
| Waterfront Wealth Inc. | 237,215 | $2.85M | 0.93% | −21,288−8.2% | Reduced |
| 1607 Capital Partners, LLC | 217,402 | $2.80M | 0.21% | +140,548+182.9% | Added |
| D.A. Davidson & Co. | 214,315 | $2.76M | 0.03% | +5,543+2.7% | Added |
| Cetera Investment Advisers | 212,519 | $2.74M | 0.02% | +27,244+14.7% | Added |
| Cohen & Steers, Inc. | 211,821 | $2.73M | 0.01% | +15,786+8.1% | Added |
| Menlo Advisors LLC | 201,516 | $2.59M | 1.70% | 00.0% | Unchanged |
| Rpo LLC | 188,503 | $2.43M | 4.14% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 186,031 | $2.39M | 0.00% | −9,671−4.9% | Reduced |
| RB Capital Management, LLC | 161,755 | $2.08M | 0.67% | +2,829+1.8% | Added |
| Rothschild Investment Corp | 153,992 | $1.98M | 0.17% | +7,904+5.4% | Added |
| General American Investors Co Inc | 150,877 | $1.94M | 0.17% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 149,075 | $1.92M | 0.04% | +945+0.6% | Added |
| SeaCrest Wealth Management, LLC | 144,434 | $1.86M | 0.24% | +905+0.6% | Added |
| Karpus Management, Inc. | 142,268 | $1.83M | 0.06% | +93,740+193.2% | Added |
| HighTower Advisors, LLC | 141,654 | $1.82M | 0.00% | +1,761+1.3% | Added |
| Atlantic Union Bankshares Corp | 124,290 | $1.60M | 0.16% | −19,008−13.3% | Reduced |
| Gabelli Funds LLC | 124,158 | $1.60M | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 121,395 | $1.56M | 0.87% | +2,334+2.0% | Added |
| Atlas Private Wealth Advisors | 109,830 | $1.41M | 0.27% | −500−0.5% | Reduced |
| Private Advisor Group, LLC | 103,519 | $1.33M | 0.01% | +204+0.2% | Added |
| Centaurus Financial, Inc. | 97,180 | $1.25M | 0.11% | −39,770−29.0% | Reduced |
| Financial Advocates Investment Management | 92,471 | $1.19M | 0.09% | −6,455−6.5% | Reduced |
| Landscape Capital Management, L.L.C. | 92,130 | $1.19M | 0.16% | −59,873−39.4% | Reduced |
| Comerica Bank | 90,463 | $1.16M | 0.01% | +90,463 | New |
| Atria Investments LLC | 88,073 | $1.13M | 0.02% | +1,931+2.2% | Added |
| Kennedy Investment Group | 83,156 | $1.07M | 0.64% | +617+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 81,096 | $1.04M | 0.00% | −1,742−2.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 74,449 | $958.0K | 0.04% | −5,340−6.7% | Reduced |
| Lokken Investment Group LLC | 70,667 | $909.5K | 0.60% | +2,521+3.7% | Added |
| Wedbush Securities Inc | 68,754 | $885.0K | 0.04% | +1,653+2.5% | Added |
| Miracle Mile Advisors, LLC | 65,464 | $842.5K | 0.03% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 64,838 | $834.5K | 0.19% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 63,974 | $823.3K | 0.01% | +8,324+15.0% | Added |
| Northwestern Mutual Wealth Management Co | 60,599 | $779.9K | 0.00% | −4,465−6.9% | Reduced |
| NWF Advisory Services Inc. | 60,553 | $779.3K | 0.18% | +2,706+4.7% | Added |
| Rockefeller Capital Management L.P. | 56,647 | $729.0K | 0.00% | +512+0.9% | Added |
| Punch & Associates Investment Management, Inc. | 54,527 | $701.8K | 0.04% | −4,410−7.5% | Reduced |
| Focused Wealth Management, Inc | 54,175 | $697.2K | 0.12% | +1,112+2.1% | Added |
| 1832 Asset Management L.P. | 53,118 | $683.6K | 0.00% | +263+0.5% | Added |
| Daymark Wealth Partners, LLC | 51,195 | $658.9K | 0.05% | −11,986−19.0% | Reduced |
| 9258 Wealth Management, LLC | 50,823 | $654.1K | 0.13% | −2,365−4.4% | Reduced |
| Elequin Capital LP | 50,794 | $653.7K | 0.13% | +50,794 | New |
| Samalin Investment Counsel, LLC | 49,883 | $642.0K | 0.37% | +3,353+7.2% | Added |
| Raymond James Trust N.A. | 46,271 | $595.5K | 0.02% | −667−1.4% | Reduced |
| Coastal Investment Advisors, Inc. | 42,399 | $585.1K | 0.13% | 00.0% | Unchanged |
| Bank of Montreal | 37,641 | $570.3K | 0.00% | −4,025−9.7% | Reduced |
| Stolper Co | 42,892 | $552.0K | 0.24% | +250+0.6% | Added |
| David J Yvars Group | 42,589 | $549.5K | 0.46% | −2,559−5.7% | Reduced |
| Independent Financial Group, LLC | 40,539 | $521.7K | 0.03% | +228+0.6% | Added |
| Quantedge Capital Pte Ltd | 39,900 | $513.5K | 0.28% | −18,400−31.6% | Reduced |
| First Republic Investment Management, Inc. | 36,542 | $470.3K | 0.00% | +705+2.0% | Added |
| Pasadena Private Wealth, LLC | 35,900 | $462.0K | 0.14% | +35,900 | New |
| Envestnet Asset Management Inc | 34,804 | $447.9K | 0.00% | −3,482−9.1% | Reduced |
| First Trust Advisors LP | 34,674 | $446.3K | 0.00% | −1,279−3.6% | Reduced |
| Atria Wealth Solutions, Inc. | 31,512 | $405.6K | 0.01% | +294+0.9% | Added |
| Sigma Planning Corp | 30,979 | $398.7K | 0.01% | +492+1.6% | Added |
| Bulldog Investors, LLP | 30,300 | $390.0K | 0.14% | +30,300 | New |
| Mercer Global Advisors Inc | 29,179 | $376.0K | 0.00% | −1,736−5.6% | Reduced |
| Baird Financial Group, Inc. | 27,998 | $360.3K | 0.00% | −2,000−6.7% | Reduced |
| Uncommon Cents Investing LLC | 27,604 | $355.3K | 0.13% | +340+1.2% | Added |
| GWM Advisors LLC | 27,322 | $351.6K | 0.00% | −11,410−29.5% | Reduced |
| All Season Financial Advisors, Inc. | 27,306 | $351.4K | 0.36% | +27,306 | New |
| Kestra Advisory Services, LLC | 26,973 | $347.1K | 0.00% | +415+1.6% | Added |
| The PNC Financial Services Group, Inc. | 26,146 | $336.5K | 0.00% | −18,116−40.9% | Reduced |
| Whitener Capital Management, Inc. | 23,789 | $306.2K | 0.12% | +9,309+64.3% | Added |
| Tradition Wealth Management, LLC | 23,562 | $303.0K | 0.04% | +677+3.0% | Added |
| Avestar Capital, LLC | 22,800 | $293.4K | 0.04% | 00.0% | Unchanged |
| SOL Capital Management CO | 21,785 | $280.0K | 0.04% | −10,617−32.8% | Reduced |
| Level Four Advisory Services, LLC | 21,176 | $272.5K | 0.02% | +4,089+23.9% | Added |
| Brown Advisory Inc | 20,139 | $259.2K | 0.00% | −3,182−13.6% | Reduced |
| International Assets Investment Management, LLC | 19,324 | $247.1K | 0.03% | −9,385−32.7% | Reduced |
| Cetera Advisor Networks LLC | 19,051 | $245.2K | 0.00% | −144−0.8% | Reduced |
| North Star Asset Management Inc | 18,029 | $232.0K | 0.01% | −390−2.1% | Reduced |
| Redmond Asset Management, LLC | 17,900 | $230.4K | 0.08% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 17,247 | $222.0K | 0.12% | +22+0.1% | Added |
| Prevail Innovative Wealth Advisors, LLC | 16,605 | $213.7K | 0.11% | +16,605 | New |
| Truist Financial Corp | 16,562 | $213.1K | 0.00% | −360−2.1% | Reduced |
| Apollon Wealth Management, LLC | 16,491 | $212.2K | 0.01% | 00.0% | Unchanged |
| Benchmark Wealth Management, LLC | 16,052 | $206.6K | 0.13% | −112−0.7% | Reduced |