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Royce Small-Cap Trust, Inc.

RVT
Exchange
NYSE
SEC CIK
0000804116

No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
160
+3 vs. Q2 2023
Shares held
28.7M
+1.09M (+3.9%) vs. Q2 2023
Total value
$369.7M
−$12.0M (−3.1%) vs. Q2 2023
New holders
16
64 more added
Sold out
13
43 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 160 institutions
Q1 2021: 164 institutionsQ2 2021: 168 institutionsQ3 2021: 157 institutionsQ4 2021: 167 institutionsQ1 2022: 150 institutionsQ2 2022: 145 institutionsQ3 2022: 152 institutionsQ4 2022: 164 institutionsQ1 2023: 167 institutionsQ2 2023: 158 institutionsQ3 2023: 160 institutionsQ4 2023: 166 institutionsQ1 2024: 171 institutionsQ2 2024: 176 institutionsQ3 2024: 183 institutionsQ4 2024: 185 institutionsQ1 2025: 183 institutionsQ2 2025: 188 institutionsQ3 2025: 198 institutionsQ4 2025: 199 institutionsQ1 2026: 202 institutionsQ2 2026: 208 institutions
Value heldQ3 2023: $369.7M
Q1 2021: $576.3MQ2 2021: $618.6MQ3 2021: $569.7MQ4 2021: $613.0MQ1 2022: $478.3MQ2 2022: $398.2MQ3 2022: $350.1MQ4 2022: $366.8MQ1 2023: $370.7MQ2 2023: $381.9MQ3 2023: $369.7MQ4 2023: $431.3MQ1 2024: $455.1MQ2 2024: $443.5MQ3 2024: $482.7MQ4 2024: $501.6MQ1 2025: $470.9MQ2 2025: $510.9MQ3 2025: $565.6MQ4 2025: $582.2MQ1 2026: $601.8MQ2 2026: $717.3M
Institutions holding RVT and their total value by quarter
QuarterHoldersValue
Q2 2026208$717.3M
Q1 2026202$601.8M
Q4 2025199$582.2M
Q3 2025198$565.6M
Q2 2025188$510.9M
Q1 2025183$470.9M
Q4 2024185$501.6M
Q3 2024183$482.7M
Q2 2024176$443.5M
Q1 2024171$455.1M
Q4 2023166$431.3M
Q3 2023160$369.7M
Q2 2023158$381.9M
Q1 2023167$370.7M
Q4 2022164$366.8M
Q3 2022152$350.1M
Q2 2022145$398.2M
Q1 2022150$478.3M
Q4 2021167$613.0M
Q3 2021157$569.7M
Q2 2021168$618.6M
Q1 2021164$576.3M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2023.

Institutions holding RVT in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC1$130.00%00.0%Unchanged
Rise Advisors, LLC8$1030.00%00.0%Unchanged
Harbor Investment Advisory, LLC12$1540.00%00.0%Unchanged
Key Financial Inc31$3990.00%00.0%Unchanged
AlphaMark Advisors, LLC50$1.00K0.00%+50New
Lee Financial Co100$1.29K0.00%+100New
IFP Advisors, Inc155$2.00K0.00%00.0%Unchanged
Global Retirement Partners, LLC172$2.16K0.00%+3+1.8%Added
JFS Wealth Advisors, LLC205$2.63K0.00%+4+2.0%Added
Ronald Blue Trust, Inc.250$3.00K0.00%00.0%Unchanged
Washington Trust Co294$3.78K0.00%+5+1.7%Added
GPS Wealth Strategies Group, LLC296$3.81K0.00%+5+1.7%Added
Larson Financial Group LLC300$3.86K0.00%00.0%Unchanged
JPMorgan Chase & Co454$5.85K0.00%+454New
City State Bank438$6.00K0.00%00.0%Unchanged
NBC Securities, Inc.485$6.00K0.00%+485New
Raleigh Capital Management Inc.690$8.88K0.00%−170−19.8%Reduced
Anchor Investment Management, LLC887$11.4K0.00%+887New
M&R Capital Management Inc918$11.8K0.00%+18+2.0%Added
Central Trust Co1,000$12.9K0.00%00.0%Unchanged
CWM, LLC1,246$16.0K0.00%+5+0.4%Added
Carmichael Hill & Associates, Inc.1,411$18.2K0.01%00.0%Unchanged
Hexagon Capital Partners LLC1,503$19.3K0.01%00.0%Unchanged
AdvisorNet Financial, Inc1,850$23.8K0.00%00.0%Unchanged
Pathway Financial Advisers, LLC2,000$25.7K0.01%+2,000New
McIlrath & Eck, LLC2,412$31.0K0.01%+46+1.9%Added
CGC Financial Services, LLC2,424$31.2K0.02%00.0%Unchanged
Brown, Lisle/Cummings, Inc.2,900$37.3K0.02%00.0%Unchanged
Cary Street Partner Investment Advisory LLC3,697$47.6K0.00%00.0%Unchanged
Thomas J. Herzfeld Advisors, Inc.3,707$47.7K0.02%+71+2.0%Added
Creative Financial Designs Inc4,535$58.4K0.01%00.0%Unchanged
North Star Investment Management Corp.6,125$78.8K0.01%00.0%Unchanged
Operose Advisors LLC7,000$90.1K0.04%00.0%Unchanged
Carolinas Wealth Consulting LLC9,144$109.7K0.03%00.0%Unchanged
Graves-Light Private Wealth Management, Inc.10,253$129.8K0.02%00.0%Unchanged
Great Valley Advisor Group, Inc.10,096$129.9K0.01%+10,096New
Sittner & Nelson, LLC10,380$133.6K0.08%+201+2.0%Added
LaFleur & Godfrey LLC10,404$133.9K0.02%−1,616−13.4%Reduced
Parisi Gray Wealth Management10,683$137.5K0.06%+10,683New
TrinityPoint Wealth, LLC10,695$137.6K0.03%00.0%Unchanged
Mascoma Wealth Management LLC10,717$137.9K0.04%−100−0.9%Reduced
First Financial Bank - Trust Division10,899$140.3K0.02%00.0%Unchanged
Creative Planning12,284$158.1K0.00%−6,381−34.2%Reduced
Fca Corp12,293$158.2K0.06%+239+2.0%Added
Wealthcare Advisory Partners LLC12,563$161.7K0.01%+1,126+9.8%Added
Tiaa Trust, National Association12,622$162.4K0.00%+12,622New
Chapin Davis, Inc.13,274$170.8K0.08%00.0%Unchanged
Matisse Capital13,382$172.2K0.12%00.0%Unchanged
Spire Wealth Management13,451$173.1K0.01%00.0%Unchanged
Centurion Wealth Management LLC13,451$173.1K0.08%00.0%Unchanged
Coastline Trust Co13,474$173.4K0.03%00.0%Unchanged
Kestra Private Wealth Services, LLC13,794$177.5K0.01%+96+0.7%Added
Wetherby Asset Management Inc13,881$178.6K0.01%+159+1.2%Added
Kovack Advisors, Inc.14,411$185.5K0.03%−2,764−16.1%Reduced
AE Wealth Management LLC14,561$187.4K0.00%+14,561New
Carson Advisory Inc.14,613$188.1K0.16%−363−2.4%Reduced
Stephens Inc14,833$190.9K0.00%+271+1.9%Added
Concorde Asset Management, LLC15,488$199.3K0.18%+3,035+24.4%Added
National Asset Management, Inc.15,517$199.7K0.01%+13+0.1%Added
Barrett & Company, Inc.15,819$203.6K0.12%+50.0%Added
Benchmark Wealth Management, LLC16,052$206.6K0.13%−112−0.7%Reduced
Apollon Wealth Management, LLC16,491$212.2K0.01%00.0%Unchanged
Truist Financial Corp16,562$213.1K0.00%−360−2.1%Reduced
Prevail Innovative Wealth Advisors, LLC16,605$213.7K0.11%+16,605New
Silverlake Wealth Management LLC17,247$222.0K0.12%+22+0.1%Added
Redmond Asset Management, LLC17,900$230.4K0.08%00.0%Unchanged
North Star Asset Management Inc18,029$232.0K0.01%−390−2.1%Reduced
Cetera Advisor Networks LLC19,051$245.2K0.00%−144−0.8%Reduced
International Assets Investment Management, LLC19,324$247.1K0.03%−9,385−32.7%Reduced
Brown Advisory Inc20,139$259.2K0.00%−3,182−13.6%Reduced
Level Four Advisory Services, LLC21,176$272.5K0.02%+4,089+23.9%Added
SOL Capital Management CO21,785$280.0K0.04%−10,617−32.8%Reduced
Avestar Capital, LLC22,800$293.4K0.04%00.0%Unchanged
Tradition Wealth Management, LLC23,562$303.0K0.04%+677+3.0%Added
Whitener Capital Management, Inc.23,789$306.2K0.12%+9,309+64.3%Added
The PNC Financial Services Group, Inc.26,146$336.5K0.00%−18,116−40.9%Reduced
Kestra Advisory Services, LLC26,973$347.1K0.00%+415+1.6%Added
All Season Financial Advisors, Inc.27,306$351.4K0.36%+27,306New
GWM Advisors LLC27,322$351.6K0.00%−11,410−29.5%Reduced
Uncommon Cents Investing LLC27,604$355.3K0.13%+340+1.2%Added
Baird Financial Group, Inc.27,998$360.3K0.00%−2,000−6.7%Reduced
Mercer Global Advisors Inc29,179$376.0K0.00%−1,736−5.6%Reduced
Bulldog Investors, LLP30,300$390.0K0.14%+30,300New
Sigma Planning Corp30,979$398.7K0.01%+492+1.6%Added
Atria Wealth Solutions, Inc.31,512$405.6K0.01%+294+0.9%Added
First Trust Advisors LP34,674$446.3K0.00%−1,279−3.6%Reduced
Envestnet Asset Management Inc34,804$447.9K0.00%−3,482−9.1%Reduced
Pasadena Private Wealth, LLC35,900$462.0K0.14%+35,900New
First Republic Investment Management, Inc.36,542$470.3K0.00%+705+2.0%Added
Quantedge Capital Pte Ltd39,900$513.5K0.28%−18,400−31.6%Reduced
Independent Financial Group, LLC40,539$521.7K0.03%+228+0.6%Added
David J Yvars Group42,589$549.5K0.46%−2,559−5.7%Reduced
Stolper Co42,892$552.0K0.24%+250+0.6%Added
Bank of Montreal37,641$570.3K0.00%−4,025−9.7%Reduced
Coastal Investment Advisors, Inc.42,399$585.1K0.13%00.0%Unchanged
Raymond James Trust N.A.46,271$595.5K0.02%−667−1.4%Reduced
Samalin Investment Counsel, LLC49,883$642.0K0.37%+3,353+7.2%Added
Elequin Capital LP50,794$653.7K0.13%+50,794New
9258 Wealth Management, LLC50,823$654.1K0.13%−2,365−4.4%Reduced
Daymark Wealth Partners, LLC51,195$658.9K0.05%−11,986−19.0%Reduced