Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 183
- +3 vs. Q4 2024
- Shares held
- 33.1M
- +1.37M (+4.3%) vs. Q4 2024
- Total value
- $470.9M
- −$30.2M (−6.0%) vs. Q4 2024
- New holders
- 24
- 73 more added
- Sold out
- 21
- 46 more reduced
5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,388,316 | $91.0M | 0.01% | +83,356+1.3% | Added |
| Bank of America Corp | 6,239,050 | $88.8M | 0.01% | +390,127+6.7% | Added |
| Raymond James Financial Inc | 2,975,602 | $42.4M | 0.02% | −96,484−3.1% | Reduced |
| LPL Financial LLC | 1,919,691 | $27.3M | 0.01% | +659,578+52.3% | Added |
| Wells Fargo & Company | 1,785,251 | $25.4M | 0.01% | +111,580+6.7% | Added |
| Royal Bank of Canada | 1,601,377 | $22.8M | 0.01% | +47,759+3.1% | Added |
| Stifel Financial Corp | 885,566 | $12.6M | 0.01% | +62,488+7.6% | Added |
| UBS Group AG | 749,434 | $10.7M | 0.00% | +21,361+2.9% | Added |
| Advisors Asset Management, Inc. | 604,317 | $8.61M | 0.16% | −109,755−15.4% | Reduced |
| Lazard Asset Management LLC | 556,039 | $7.92M | 0.01% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 540,330 | $7.69M | 0.25% | +2,471+0.5% | Added |
| Janney Montgomery Scott LLC | 502,022 | $7.15M | 0.02% | +62,192+14.1% | Added |
| Blue Bell Private Wealth Management, LLC | 472,636 | $6.73M | 1.27% | −11,597−2.4% | Reduced |
| Guggenheim Capital LLC | 468,080 | $6.67M | 0.06% | +20,821+4.7% | Added |
| Waterfront Wealth Inc. | 441,474 | $6.29M | 1.53% | +14,572+3.4% | Added |
| Penserra Capital Management LLC | 315,029 | $4.49M | 0.08% | +315,029 | New |
| Shaker Financial Services, LLC | 284,397 | $4.05M | 1.58% | +209,897+281.7% | Added |
| Captrust Financial Advisors | 262,825 | $3.74M | 0.01% | −10,940−4.0% | Reduced |
| D.A. Davidson & Co. | 223,739 | $3.19M | 0.03% | +646+0.3% | Added |
| Oppenheimer & Co Inc | 208,136 | $2.96M | 0.04% | +42,481+25.6% | Added |
| Menlo Advisors LLC | 201,044 | $2.86M | 1.36% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 198,722 | $2.83M | 0.01% | +55,339+38.6% | Added |
| Steward Partners Investment Advisory, LLC | 196,983 | $2.81M | 0.02% | +30,943+18.6% | Added |
| Rothschild Investment LLC | 194,268 | $2.77M | 0.19% | −793−0.4% | Reduced |
| RB Capital Management, LLC | 170,149 | $2.42M | 0.59% | +1,744+1.0% | Added |
| Allspring Global Investments Holdings, LLC | 158,174 | $2.25M | 0.00% | −93,083−37.0% | Reduced |
| Private Advisor Group, LLC | 156,122 | $2.22M | 0.01% | +18,927+13.8% | Added |
| General American Investors Co Inc | 150,877 | $2.15M | 0.16% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 148,264 | $2.11M | 0.00% | +4,011+2.8% | Added |
| Cohen & Steers, Inc. | 138,821 | $1.98M | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 137,545 | $1.96M | 0.00% | −2,467−1.8% | Reduced |
| Sanctuary Advisors, LLC | 124,668 | $1.78M | 0.01% | −91,221−42.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 124,521 | $1.77M | 0.01% | +3,174+2.6% | Added |
| Atria Investments LLC | 118,205 | $1.68M | 0.02% | +14,844+14.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 111,059 | $1.58M | 0.07% | +18,124+19.5% | Added |
| Accel Wealth Management | 102,204 | $1.46M | 0.53% | +704+0.7% | Added |
| Gabelli Funds LLC | 100,658 | $1.43M | 0.01% | −20,500−16.9% | Reduced |
| Atlantic Union Bankshares Corp | 94,539 | $1.35M | 0.08% | −234−0.2% | Reduced |
| Mariner, LLC | 94,189 | $1.34M | 0.00% | +48,789+107.5% | Added |
| Comerica Bank | 85,877 | $1.22M | 0.01% | −7,295−7.8% | Reduced |
| Kennedy Investment Group | 84,065 | $1.20M | 0.56% | +471+0.6% | Added |
| Samalin Investment Counsel, LLC | 73,799 | $1.05M | 0.43% | +4,828+7.0% | Added |
| Benjamin Edwards Inc | 73,571 | $1.05M | 0.01% | −15,595−17.5% | Reduced |
| Miracle Mile Advisors, LLC | 65,470 | $932.3K | 0.02% | −30.0% | Reduced |
| Focused Wealth Management, Inc | 62,718 | $893.1K | 0.12% | +1,857+3.1% | Added |
| Triumph Capital Management | 62,628 | $891.8K | 0.30% | +4,502+7.7% | Added |
| NWF Advisory Services Inc. | 60,375 | $859.7K | 0.12% | +37,321+161.9% | Added |
| SeaCrest Wealth Management, LLC | 57,787 | $822.9K | 0.09% | −280−0.5% | Reduced |
| Mraz, Amerine & Associates, Inc. | 56,335 | $802.8K | 0.14% | −694−1.2% | Reduced |
| GWM Advisors LLC | 53,335 | $759.5K | 0.00% | +2,919+5.8% | Added |
| SOL Capital Management CO | 52,639 | $750.0K | 0.08% | −270−0.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 52,581 | $748.8K | 0.00% | +9,978+23.4% | Added |
| First Trust Advisors LP | 52,241 | $743.9K | 0.00% | +6,992+15.5% | Added |
| Warren Averett Asset Management, LLC | 51,390 | $731.8K | 0.01% | +637+1.3% | Added |
| Nations Financial Group Inc, | 50,580 | $720.3K | 0.05% | +1,083+2.2% | Added |
| Stolper Co | 48,832 | $695.0K | 0.23% | +1,331+2.8% | Added |
| Prospera Financial Services Inc | 47,647 | $678.5K | 0.02% | −900−1.9% | Reduced |
| Comprehensive Money Management Services LLC | 46,830 | $666.9K | 0.54% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 46,400 | $660.7K | 0.11% | +46,400 | New |
| Whitener Capital Management, Inc. | 46,172 | $657.5K | 0.19% | −3,806−7.6% | Reduced |
| Heritage Wealth Management, Inc. | 45,982 | $654.8K | 0.22% | −686−1.5% | Reduced |
| Financial Advocates Investment Management | 45,899 | $653.6K | 0.05% | −4,003−8.0% | Reduced |
| City of London Investment Management Co Ltd | 45,021 | $641.1K | 0.07% | −10,700−19.2% | Reduced |
| We Are One Seven, LLC | 44,545 | $634.3K | 0.02% | +2,386+5.7% | Added |
| Atlanta Consulting Group Advisors, LLC | 43,745 | $622.9K | 0.18% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 42,926 | $611.3K | 0.01% | +2,460+6.1% | Added |
| Concorde Asset Management, LLC | 43,942 | $599.8K | 0.32% | +4,790+12.2% | Added |
| Bay Rivers Group | 40,274 | $573.5K | 0.30% | +11,010+37.6% | Added |
| Bank of Montreal | 35,860 | $510.6K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 33,788 | $481.1K | 0.00% | −14,311−29.8% | Reduced |
| 1776 Wealth LLC | 32,053 | $456.4K | 0.21% | −568−1.7% | Reduced |
| Alexander Randolph Advisory, Inc. | 31,600 | $450.0K | 0.44% | +637+2.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 30,849 | $439.3K | 0.00% | +16,966+122.2% | Added |
| J.W. Cole Advisors, Inc. | 28,441 | $405.0K | 0.01% | +28,441 | New |
| David J Yvars Group | 28,164 | $401.2K | 0.32% | +345+1.2% | Added |
| Wiley Bros.-Aintree Capital, LLC | 27,692 | $394.6K | 0.00% | +27,692 | New |
| Calamos Advisors LLC | 27,244 | $388.0K | 0.00% | −7,279−21.1% | Reduced |
| Uncommon Cents Investing LLC | 25,994 | $370.2K | 0.11% | −85−0.3% | Reduced |
| Advisor Resource Council | 30,439 | $369.4K | 0.03% | +30,439 | New |
| Level Four Advisory Services, LLC | 25,032 | $356.5K | 0.01% | +5,006+25.0% | Added |
| Wedbush Securities Inc | 24,969 | $356.0K | 0.01% | −786−3.1% | Reduced |
| International Assets Investment Management, LLC | 24,956 | $355.4K | 0.03% | +695+2.9% | Added |
| Mezzasalma Advisors, LLC | 24,378 | $347.1K | 0.12% | +408+1.7% | Added |
| Moors & Cabot, Inc. | 23,807 | $339.0K | 0.02% | +33+0.1% | Added |
| Daymark Wealth Partners, LLC | 23,757 | $338.3K | 0.01% | −6,587−21.7% | Reduced |
| Envestnet Asset Management Inc | 23,589 | $335.9K | 0.00% | −11,902−33.5% | Reduced |
| Vista Investment Partners II, LLC | 23,401 | $333.2K | 0.18% | +154+0.7% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 23,224 | $330.7K | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 23,059 | $328.4K | 0.01% | +2,873+14.2% | Added |
| Abel Hall, LLC | 22,000 | $313.3K | 0.19% | +2,000+10.0% | Added |
| Baird Financial Group, Inc. | 21,282 | $303.1K | 0.00% | +5,784+37.3% | Added |
| PKS Advisory Services, LLC | 20,532 | $290.4K | 0.08% | +1,188+6.1% | Added |
| South State Corp. | 19,972 | $284.4K | 0.01% | +1,000+5.3% | Added |
| Cutter & CO Brokerage, Inc. | 19,970 | $284.4K | 0.07% | +6,841+52.1% | Added |
| Sierra Ocean, LLC | 19,563 | $282.6K | 0.22% | 00.0% | Unchanged |
| K2 Principal Fund, L.P. | 19,108 | $272.1K | 0.04% | +385+2.1% | Added |
| HBK Sorce Advisory LLC | 18,896 | $269.1K | 0.01% | +918+5.1% | Added |
| Redmond Asset Management, LLC | 17,900 | $254.9K | 0.07% | 00.0% | Unchanged |
| Carson Advisory Inc. | 16,562 | $235.8K | 0.16% | +333+2.1% | Added |
| Invesco Ltd. | 16,504 | $235.0K | 0.00% | −5,886−26.3% | Reduced |