Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 166
- +8 vs. Q3 2023
- Shares held
- 29.6M
- +1.08M (+3.8%) vs. Q3 2023
- Total value
- $431.3M
- +$64.0M (+17.4%) vs. Q3 2023
- New holders
- 24
- 64 more added
- Sold out
- 16
- 43 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 5,727,114 | $83.4M | 0.01% | +827,214+16.9% | Added |
| Morgan Stanley | 4,646,134 | $67.6M | 0.01% | +177,234+4.0% | Added |
| Raymond James & Associates | 1,677,821 | $24.4M | 0.02% | +50,835+3.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,506,478 | $21.9M | 0.04% | −54,067−3.5% | Reduced |
| Wells Fargo & Company | 1,338,129 | $19.5M | 0.01% | −298,868−18.3% | Reduced |
| Royal Bank of Canada | 1,120,210 | $16.3M | 0.00% | +14,055+1.3% | Added |
| Cornerstone Advisors, LLC | 938,773 | $13.7M | 0.60% | +316,767+50.9% | Added |
| UBS Group AG | 920,854 | $13.4M | 0.01% | −2,842−0.3% | Reduced |
| LPL Financial LLC | 907,819 | $13.2M | 0.01% | +9,988+1.1% | Added |
| Stifel Financial Corp | 684,741 | $9.97M | 0.01% | +63,923+10.3% | Added |
| Advisors Asset Management, Inc. | 609,141 | $8.87M | 0.18% | −66,869−9.9% | Reduced |
| CNH Partners LLC | 514,746 | $7.49M | 0.30% | +117,634+29.6% | Added |
| Allspring Global Investments Holdings, LLC | 423,062 | $6.16M | 0.01% | +120,150+39.7% | Added |
| Janney Montgomery Scott LLC | 422,977 | $6.16M | 0.02% | +3,727+0.9% | Added |
| Guggenheim Capital LLC | 415,498 | $6.05M | 0.05% | +10,878+2.7% | Added |
| Blue Bell Private Wealth Management, LLC | 362,004 | $5.27M | 1.26% | −5,053−1.4% | Reduced |
| Captrust Financial Advisors | 326,593 | $4.76M | 0.02% | −5,024−1.5% | Reduced |
| Punch & Associates Investment Management, Inc. | 243,488 | $3.55M | 0.21% | +188,961+346.5% | Added |
| Waterfront Wealth Inc. | 243,202 | $3.54M | 1.04% | +5,987+2.5% | Added |
| Cetera Investment Advisers | 241,308 | $3.51M | 0.03% | +28,789+13.5% | Added |
| Lazard Asset Management LLC | 236,857 | $3.45M | 0.00% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 226,792 | $3.30M | 0.23% | +9,390+4.3% | Added |
| D.A. Davidson & Co. | 220,782 | $3.21M | 0.03% | +6,467+3.0% | Added |
| Landscape Capital Management, L.L.C. | 217,405 | $3.17M | 0.28% | +125,275+136.0% | Added |
| Cohen & Steers, Inc. | 211,821 | $3.08M | 0.01% | 00.0% | Unchanged |
| Menlo Advisors LLC | 201,516 | $2.93M | 1.81% | 00.0% | Unchanged |
| Karpus Management, Inc. | 200,510 | $2.92M | 0.09% | +58,242+40.9% | Added |
| Commonwealth Equity Services, LLC | 173,211 | $2.52M | 0.00% | −12,820−6.9% | Reduced |
| Rothschild Investment LLC | 161,960 | $2.36M | 0.20% | +161,960 | New |
| Advisor Group Holdings, Inc. | 160,268 | $2.33M | 0.00% | −92,961−36.7% | Reduced |
| RB Capital Management, LLC | 160,230 | $2.33M | 0.68% | −1,525−0.9% | Reduced |
| Oppenheimer & Co Inc | 154,549 | $2.25M | 0.04% | +5,474+3.7% | Added |
| HighTower Advisors, LLC | 151,574 | $2.21M | 0.00% | +9,920+7.0% | Added |
| General American Investors Co Inc | 150,877 | $2.20M | 0.18% | 00.0% | Unchanged |
| Rpo LLC | 137,362 | $2.00M | 3.15% | −51,141−27.1% | Reduced |
| SeaCrest Wealth Management, LLC | 141,001 | $1.98M | 0.24% | −3,433−2.4% | Reduced |
| Gabelli Funds LLC | 124,158 | $1.81M | 0.01% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 121,177 | $1.76M | 0.16% | −3,113−2.5% | Reduced |
| Accel Wealth Management | 119,464 | $1.74M | 0.87% | −1,931−1.6% | Reduced |
| Private Advisor Group, LLC | 106,675 | $1.55M | 0.01% | +3,156+3.0% | Added |
| Financial Advocates Investment Management | 94,372 | $1.37M | 0.09% | +1,901+2.1% | Added |
| Comerica Bank | 89,734 | $1.31M | 0.01% | −729−0.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 83,853 | $1.22M | 0.02% | +9,404+12.6% | Added |
| Kennedy Investment Group | 83,565 | $1.22M | 0.68% | +409+0.5% | Added |
| Bulldog Investors, LLP | 83,173 | $1.21M | 0.40% | +52,873+174.5% | Added |
| Atria Investments LLC | 82,641 | $1.20M | 0.02% | −5,432−6.2% | Reduced |
| Wedbush Securities Inc | 68,903 | $1.00M | 0.04% | +149+0.2% | Added |
| Miracle Mile Advisors, LLC | 65,464 | $953.2K | 0.03% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 65,408 | $952.3K | 0.19% | +4,855+8.0% | Added |
| Steward Partners Investment Advisory, LLC | 64,918 | $945.2K | 0.01% | +944+1.5% | Added |
| Mraz, Amerine & Associates, Inc. | 64,838 | $944.0K | 0.20% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 62,870 | $915.4K | 0.46% | +12,987+26.0% | Added |
| Mariner, LLC | 62,336 | $907.6K | 0.00% | +62,336 | New |
| Shaker Financial Services, LLC | 59,018 | $859.3K | 0.35% | −297,599−83.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 56,307 | $820.0K | 0.00% | −24,789−30.6% | Reduced |
| Rockefeller Capital Management L.P. | 55,073 | $801.9K | 0.00% | −1,574−2.8% | Reduced |
| SOL Capital Management CO | 54,972 | $800.0K | 0.11% | +33,187+152.3% | Added |
| 1832 Asset Management L.P. | 53,623 | $780.8K | 0.00% | +505+1.0% | Added |
| Focused Wealth Management, Inc | 53,342 | $776.7K | 0.13% | −833−1.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 52,251 | $760.8K | 0.00% | −8,348−13.8% | Reduced |
| 9258 Wealth Management, LLC | 51,857 | $755.0K | 0.13% | +1,034+2.0% | Added |
| Daymark Wealth Partners, LLC | 49,420 | $719.6K | 0.04% | −1,775−3.5% | Reduced |
| Stolper Co | 44,712 | $651.0K | 0.26% | +1,820+4.2% | Added |
| Independent Financial Group, LLC | 44,367 | $646.0K | 0.03% | +3,828+9.4% | Added |
| Coastal Investment Advisors, Inc. | 44,262 | $644.5K | 0.15% | +1,863+4.4% | Added |
| Raymond James Trust N.A. | 41,836 | $609.1K | 0.02% | −4,435−9.6% | Reduced |
| Bank of Montreal | 36,460 | $605.2K | 0.00% | −1,181−3.1% | Reduced |
| All Season Financial Advisors, Inc. | 41,003 | $597.0K | 0.51% | +13,697+50.2% | Added |
| GWM Advisors LLC | 39,668 | $571.1K | 0.01% | +12,346+45.2% | Added |
| David J Yvars Group | 38,589 | $565.4K | 0.45% | −4,000−9.4% | Reduced |
| 1776 Wealth LLC | 35,406 | $515.5K | 0.26% | +35,406 | New |
| Stonebrook Private Inc. | 35,153 | $511.8K | 0.17% | +35,153 | New |
| Quantedge Capital Pte Ltd | 34,100 | $496.5K | 0.24% | −5,800−14.5% | Reduced |
| Envestnet Asset Management Inc | 33,860 | $493.0K | 0.00% | −944−2.7% | Reduced |
| Centaurus Financial, Inc. | 33,380 | $486.0K | 0.04% | −63,800−65.7% | Reduced |
| Whitener Capital Management, Inc. | 32,659 | $475.5K | 0.17% | +8,870+37.3% | Added |
| First Trust Advisors LP | 31,218 | $454.5K | 0.00% | −3,456−10.0% | Reduced |
| Weiss Asset Management LP | 30,409 | $442.8K | 0.03% | +30,409 | New |
| Mercer Global Advisors Inc | 29,598 | $431.0K | 0.00% | +419+1.4% | Added |
| The PNC Financial Services Group, Inc. | 28,511 | $415.1K | 0.00% | +2,365+9.0% | Added |
| Alexander Randolph Advisory, Inc. | 28,443 | $414.1K | 0.38% | +28,443 | New |
| Atria Wealth Solutions, Inc. | 28,056 | $408.5K | 0.01% | −3,456−11.0% | Reduced |
| Uncommon Cents Investing LLC | 27,539 | $401.0K | 0.13% | −65−0.2% | Reduced |
| Baird Financial Group, Inc. | 26,998 | $393.1K | 0.00% | −1,000−3.6% | Reduced |
| Advisor Resource Council | 25,998 | $378.5K | 0.04% | +25,998 | New |
| Cliftonlarsonallen Wealth Advisors, LLC | 23,224 | $338.1K | 0.01% | +23,224 | New |
| Tradition Wealth Management, LLC | 21,485 | $313.0K | 0.03% | −2,077−8.8% | Reduced |
| International Assets Investment Management, LLC | 21,492 | $312.9K | 0.04% | +2,168+11.2% | Added |
| Level Four Advisory Services, LLC | 20,974 | $305.4K | 0.02% | −202−1.0% | Reduced |
| Cetera Advisor Networks LLC | 20,829 | $303.3K | 0.00% | +1,778+9.3% | Added |
| Prevail Innovative Wealth Advisors, LLC | 20,708 | $301.5K | 0.14% | +4,103+24.7% | Added |
| Susquehanna International Group, LLP | 20,574 | $299.6K | 0.00% | +20,574 | New |
| Abel Hall, LLC | 20,000 | $291.2K | 0.25% | +20,000 | New |
| Kestra Advisory Services, LLC | 18,779 | $273.4K | 0.00% | −8,194−30.4% | Reduced |
| Brown Advisory Inc | 18,747 | $273.0K | 0.00% | −1,392−6.9% | Reduced |
| North Star Asset Management Inc | 18,029 | $262.5K | 0.01% | 00.0% | Unchanged |
| Redmond Asset Management, LLC | 17,900 | $260.6K | 0.08% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 17,270 | $251.5K | 0.14% | +23+0.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 16,679 | $242.8K | 0.01% | +16,679 | New |
| Apollon Wealth Management, LLC | 16,491 | $240.1K | 0.01% | 00.0% | Unchanged |