Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q4 2023 vs. Q3 2023

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of RVT: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Of which not filed for Q4 2023	Q4 2023	Change
Holders	160	2	166	+8
Shares	28.7M	190.5K	29.6M	+1.08M (+3.8%)
Value	$369.7M	$2.45M	$431.3M	+$64.0M (+17.4%)

2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (24)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to RVT in Q4 2023
Institution	Shares	Value	% of portfolio
Rothschild Investment LLC	161,960	$2.36M	0.20%
Mariner, LLC	62,336	$907.6K	0.00%
1776 Wealth LLC	35,406	$515.5K	0.26%
Stonebrook Private Inc.	35,153	$511.8K	0.17%
Weiss Asset Management LP	30,409	$442.8K	0.03%
Alexander Randolph Advisory, Inc.	28,443	$414.1K	0.38%
Advisor Resource Council	25,998	$378.5K	0.04%
Cliftonlarsonallen Wealth Advisors, LLC	23,224	$338.1K	0.01%
Susquehanna International Group, LLP	20,574	$299.6K	0.00%
Abel Hall, LLC	20,000	$291.2K	0.25%
Hennion & Walsh Asset Management, Inc.	16,679	$242.8K	0.01%
Focus Financial Network Inc	13,999	$203.8K	0.01%
Thrivent Financial for Lutherans	12,391	$180.0K	0.00%
Verus Capital Partners, LLC	10,828	$157.7K	0.02%
CTC Alternative Strategies, Ltd.	10,803	$157.3K	0.33%
Allworth Financial LP	10,481	$152.6K	0.00%
Advisory Services Network, LLC	3,800	$55.3K	0.00%
Pingora Partners LLC	3,733	$54.4K	0.05%
Principal Securities, Inc.	3,269	$47.6K	0.00%
Baystate Wealth Management LLC	1,537	$22.4K	0.00%
American Capital Advisory, LLC	741	$10.8K	0.01%
Game Plan Financial Advisors, LLC	300	$4.37K	0.00%
Huntington National Bank	–	$452	0.00%
Naples Money Management LLC	5	$77	0.00%

Sold out (16)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of RVT in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Wolverine Asset Management LLC	354,142	$4.56M
Atlas Private Wealth Advisors	109,830	$1.41M
Lokken Investment Group LLC	70,667	$909.5K
Elequin Capital LP	50,794	$653.7K
Pasadena Private Wealth, LLC	35,900	$462.0K
Sigma Planning Corp	30,979	$398.7K
Avestar Capital, LLC	22,800	$293.4K
AE Wealth Management LLC	14,561	$187.4K
Wetherby Asset Management Inc	13,881	$178.6K
Matisse Capital	13,382	$172.2K
Great Valley Advisor Group, Inc.	10,096	$129.9K
Cary Street Partner Investment Advisory LLC	3,697	$47.6K
Anchor Investment Management, LLC	887	$11.4K
Raleigh Capital Management Inc.	690	$8.88K
Larson Financial Group LLC	300	$3.86K
Ronald Blue Trust, Inc.	250	$3.00K

Not filed for Q4 2023 yet (2)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding RVT in Q3 2023 that haven't filed for Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Rothschild Investment Corp	153,992	$1.98M
First Republic Investment Management, Inc.	36,542	$470.3K