Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 208
- +8 vs. Q1 2026
- Shares held
- 38.8M
- +2.72M (+7.5%) vs. Q1 2026
- Total value
- $717.3M
- +$115.7M (+19.2%) vs. Q1 2026
- New holders
- 29
- 89 more added
- Sold out
- 21
- 47 more reduced
2 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 6,054,512 | $111.8M | 0.01% | +218,175+3.7% | Added |
| Morgan Stanley | 5,903,526 | $109.0M | 0.01% | −204,987−3.4% | Reduced |
| Raymond James Financial Inc | 3,088,819 | $57.1M | 0.02% | +257,053+9.1% | Added |
| LPL Financial LLC | 2,396,929 | $44.3M | 0.01% | +117,352+5.1% | Added |
| Wells Fargo & Company | 1,646,540 | $30.4M | 0.01% | −45,135−2.7% | Reduced |
| Royal Bank of Canada | 1,639,146 | $30.3M | 0.01% | +14,372+0.9% | Added |
| Penserra Capital Management LLC | 1,384,409 | $25.6M | 0.20% | +52,863+4.0% | Added |
| Saba Capital Management, L.P. | 1,247,806 | $23.0M | 0.70% | +1,247,806 | New |
| Stifel Financial Corp | 848,245 | $15.7M | 0.01% | +23,156+2.8% | Added |
| Janney Montgomery Scott LLC | 742,462 | $13.7M | 0.03% | +13,981+1.9% | Added |
| Blue Bell Private Wealth Management, LLC | 674,729 | $12.5M | 1.55% | +20,955+3.2% | Added |
| Lazard Asset Management LLC | 612,315 | $11.3M | 0.02% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 607,243 | $11.2M | 0.53% | +5,268+0.9% | Added |
| Shaker Financial Services, LLC | 605,745 | $11.2M | 3.50% | +467,234+337.3% | Added |
| Waterfront Wealth Inc. | 495,162 | $8.97M | 1.39% | −69,399−12.3% | Reduced |
| Advisor Group Holdings, Inc. | 484,010 | $8.94M | 0.01% | +139,183+40.4% | Added |
| Modern Wealth Management, LLC | 480,230 | $8.87M | 0.11% | −11,740−2.4% | Reduced |
| UBS Group AG | 465,248 | $8.59M | 0.00% | −116,863−20.1% | Reduced |
| Guggenheim Capital LLC | 423,470 | $7.82M | 0.05% | −29,678−6.5% | Reduced |
| Advisors Asset Management, Inc. | 336,541 | $6.22M | 0.09% | +16,283+5.1% | Added |
| Paller Financial Services Inc | 303,412 | $5.60M | 4.19% | −5,465−1.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 290,748 | $5.37M | 0.03% | +14,692+5.3% | Added |
| Allspring Global Investments Holdings, LLC | 287,283 | $5.31M | 0.01% | +98,138+51.9% | Added |
| Rothschild Investment LLC | 250,772 | $4.63M | 0.17% | +10,560+4.4% | Added |
| Captrust Financial Advisors | 249,028 | $4.60M | 0.01% | −8,158−3.2% | Reduced |
| Cypress Capital Management LLC (WY) | 243,763 | $4.50M | 3.76% | +26,879+12.4% | Added |
| Private Advisor Group, LLC | 231,258 | $4.27M | 0.02% | +48,407+26.5% | Added |
| D.A. Davidson & Co. | 230,461 | $4.26M | 0.02% | −4,450−1.9% | Reduced |
| Oppenheimer & Co Inc | 222,656 | $4.11M | 0.04% | +5,610+2.6% | Added |
| HighTower Advisors, LLC | 200,824 | $3.71M | 0.00% | +23,021+12.9% | Added |
| Logan Stone Capital, LLC | 195,674 | $3.61M | 0.76% | +195,674 | New |
| Altium Capital Management LP | 192,509 | $3.56M | 7.49% | 00.0% | Unchanged |
| Z3 Capital Partners, LLC | 186,663 | $3.45M | 0.72% | +957+0.5% | Added |
| Wolverine Asset Management LLC | 178,790 | $3.30M | 0.04% | +178,790 | New |
| Hennion & Walsh Asset Management, Inc. | 177,676 | $3.28M | 0.09% | +55,191+45.1% | Added |
| RB Capital Management, LLC | 171,223 | $3.16M | 0.62% | +327+0.2% | Added |
| Wiley Bros.-Aintree Capital, LLC | 164,931 | $3.03M | 0.01% | +3,773+2.3% | Added |
| Intrepid Family Office LLC | 155,643 | $2.87M | 2.65% | +2,866+1.9% | Added |
| General American Investors Co Inc | 150,877 | $2.79M | 0.17% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 147,347 | $2.72M | 0.87% | +34,592+30.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 132,934 | $2.46M | 0.01% | +12,738+10.6% | Added |
| Commonwealth Equity Services, LLC | 121,634 | $2.25M | 0.00% | −9,461−7.2% | Reduced |
| City of London Investment Management Co Ltd | 119,199 | $2.20M | 0.13% | +44,298+59.1% | Added |
| Evolve Private Wealth, LLC | 108,008 | $1.99M | 0.12% | −3,116−2.8% | Reduced |
| Sanctuary Advisors, LLC | 102,167 | $1.89M | 0.01% | +1,945+1.9% | Added |
| Atlantic Union Bankshares Corp | 94,361 | $1.74M | 0.03% | −532−0.6% | Reduced |
| Advisory Advocates, LLC | 90,631 | $1.67M | 1.44% | +4,120+4.8% | Added |
| Landscape Capital Management, L.L.C. | 88,150 | $1.63M | 0.11% | +88,150 | New |
| First Trust Advisors LP | 86,326 | $1.59M | 0.00% | +334+0.4% | Added |
| We Are One Seven, LLC | 84,159 | $1.55M | 0.03% | +42,267+100.9% | Added |
| GWM Advisors LLC | 82,369 | $1.52M | 0.00% | +26,267+46.8% | Added |
| TrueMark Investments, LLC | 79,839 | $1.47M | 0.18% | +5,268+7.1% | Added |
| Kennedy Investment Group | 77,383 | $1.43M | 0.49% | −4,700−5.7% | Reduced |
| WJ Financial Advisors LLC | 75,025 | $1.39M | 1.02% | −2,000−2.6% | Reduced |
| Fifth Third Bancorp | 73,504 | $1.36M | 0.00% | +2,273+3.2% | Added |
| Focused Wealth Management, Inc | 73,461 | $1.36M | 0.12% | +1,997+2.8% | Added |
| 1607 Capital Partners, LLC | 70,000 | $1.29M | 0.11% | +70,000 | New |
| Comprehensive Money Management Services LLC | 69,950 | $1.29M | 0.81% | +4,480+6.8% | Added |
| Jane Street Group, LLC | 68,238 | $1.26M | 0.00% | +43,028+170.7% | Added |
| Cetera Investment Advisers | 65,753 | $1.21M | 0.00% | −228,931−77.7% | Reduced |
| Accel Wealth Management | 65,508 | $1.21M | 0.27% | −11,566−15.0% | Reduced |
| Whitener Capital Management, Inc. | 60,929 | $1.13M | 0.24% | +7,637+14.3% | Added |
| Prospera Financial Services Inc | 60,538 | $1.12M | 0.02% | −666−1.1% | Reduced |
| Triumph Capital Management | 60,025 | $1.11M | 0.20% | +2,755+4.8% | Added |
| Stolper Co | 56,794 | $1.05M | 0.27% | +42,951+310.3% | Added |
| Abel Hall, LLC | 55,000 | $1.02M | 0.18% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 54,600 | $1.01M | 0.58% | +2,550+4.9% | Added |
| Quantedge Capital Pte Ltd | 54,300 | $1.00M | 0.76% | +54,300 | New |
| Bay Rivers Group | 53,475 | $987.7K | 0.34% | +2,050+4.0% | Added |
| Warren Averett Asset Management, LLC | 53,079 | $980.4K | 0.01% | +825+1.6% | Added |
| Nations Financial Group Inc, | 51,281 | $947.2K | 0.05% | +1,062+2.1% | Added |
| Mraz, Amerine & Associates, Inc. | 51,232 | $946.3K | 0.14% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 50,037 | $924.2K | 0.00% | −12,242−19.7% | Reduced |
| NWF Advisory Services Inc. | 47,762 | $882.2K | 0.08% | −1,667−3.4% | Reduced |
| Kestra Advisory Services, LLC | 46,722 | $863.0K | 0.00% | −71,519−60.5% | Reduced |
| Bank of Montreal | 45,945 | $848.6K | 0.00% | +2,385+5.5% | Added |
| Atlanta Consulting Group Advisors, LLC | 42,931 | $792.9K | 0.13% | 00.0% | Unchanged |
| Gabelli Funds LLC | 42,200 | $779.4K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 41,667 | $769.6K | 0.01% | +41,667 | New |
| Delta Wealth Advisors LLC | 40,866 | $754.8K | 0.54% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 39,044 | $721.1K | 0.01% | −1,644−4.0% | Reduced |
| Benjamin Edwards Inc | 38,628 | $713.6K | 0.01% | −4,474−10.4% | Reduced |
| Farther Finance Advisors, LLC | 36,639 | $676.7K | 0.01% | −3,258−8.2% | Reduced |
| Alexander Randolph Advisory, Inc. | 35,134 | $648.9K | 0.53% | +597+1.7% | Added |
| Karpus Management, Inc. | 34,568 | $638.5K | 0.02% | +18,480+114.9% | Added |
| EP Wealth Advisors, LLC | 33,637 | $621.3K | 0.00% | +33,637 | New |
| PMG Family Office LLC | 33,453 | $617.9K | 0.57% | +940+2.9% | Added |
| Level Four Advisory Services, LLC | 30,365 | $560.9K | 0.02% | +9,524+45.7% | Added |
| HBK Sorce Advisory LLC | 29,544 | $552.2K | 0.01% | +12,910+77.6% | Added |
| Mercer Global Advisors Inc | 29,810 | $550.6K | 0.00% | −5,182−14.8% | Reduced |
| Baird Financial Group, Inc. | 29,604 | $546.8K | 0.00% | +1,286+4.5% | Added |
| Spirepoint Private Client, LLC | 29,243 | $540.1K | 0.04% | +18+0.1% | Added |
| Wedbush Securities Inc | 29,047 | $537.0K | 0.01% | +3,109+12.0% | Added |
| Brown Advisory Inc | 28,736 | $530.8K | 0.00% | +2,958+11.5% | Added |
| David J Yvars Group | 28,164 | $518.1K | 0.25% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 27,333 | $504.8K | 0.01% | −45−0.2% | Reduced |
| 1776 Wealth LLC | 27,231 | $503.0K | 0.18% | +448+1.7% | Added |
| Allworth Financial LP | 26,774 | $494.5K | 0.00% | +234+0.9% | Added |
| Heritage Wealth Management, Inc. | 26,268 | $485.2K | 0.12% | +26,268 | New |
| Pensionmark Financial Group, LLC | 28,819 | $484.0K | 0.01% | −957−3.2% | Reduced |