Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +2 vs. Q3 2025
- Shares held
- 36.1M
- +1.04M (+3.0%) vs. Q3 2025
- Total value
- $582.2M
- +$16.9M (+3.0%) vs. Q3 2025
- New holders
- 26
- 83 more added
- Sold out
- 24
- 56 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,252,497 | $100.7M | 0.01% | +519,959+9.1% | Added |
| Bank of America Corp | 5,727,708 | $92.2M | 0.01% | −100,845−1.7% | Reduced |
| Raymond James Financial Inc | 2,870,323 | $46.2M | 0.01% | +15,123+0.5% | Added |
| LPL Financial LLC | 2,257,033 | $36.3M | 0.01% | +194,412+9.4% | Added |
| Royal Bank of Canada | 1,611,687 | $25.9M | 0.00% | +26,655+1.7% | Added |
| Wells Fargo & Company | 1,477,216 | $23.8M | 0.00% | −269,995−15.5% | Reduced |
| Saba Capital Management, L.P. | 1,437,153 | $23.1M | 0.78% | +32,980+2.3% | Added |
| Stifel Financial Corp | 783,431 | $12.6M | 0.01% | −537−0.1% | Reduced |
| Janney Montgomery Scott LLC | 782,755 | $12.6M | 0.03% | +14,540+1.9% | Added |
| Waterfront Wealth Inc. | 642,656 | $11.3M | 2.15% | −36,452−5.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 652,300 | $10.5M | 1.54% | +88,928+15.8% | Added |
| UBS Group AG | 624,764 | $10.1M | 0.00% | −68,871−9.9% | Reduced |
| Lazard Asset Management LLC | 615,825 | $9.91M | 0.02% | +65,961+12.0% | Added |
| Rivernorth Capital Management, LLC | 598,883 | $9.64M | 0.46% | +2,038+0.3% | Added |
| Modern Wealth Management, LLC | 503,557 | $8.11M | 0.15% | −5,252−1.0% | Reduced |
| Guggenheim Capital LLC | 423,810 | $6.82M | 0.05% | −10,244−2.4% | Reduced |
| Advisors Asset Management, Inc. | 370,097 | $5.96M | 0.10% | +33,277+9.9% | Added |
| Advisor Group Holdings, Inc. | 338,554 | $5.45M | 0.01% | +72,499+27.2% | Added |
| Paller Financial Services Inc | 317,150 | $5.11M | 4.09% | +317,150 | New |
| Captrust Financial Advisors | 266,910 | $4.30M | 0.01% | −4,869−1.8% | Reduced |
| Cornerstone Advisors, LLC | 246,575 | $3.97M | 0.13% | −438,944−64.0% | Reduced |
| D.A. Davidson & Co. | 236,535 | $3.81M | 0.02% | −1,141−0.5% | Reduced |
| Rothschild Investment LLC | 229,703 | $3.70M | 0.20% | +6,010+2.7% | Added |
| Oppenheimer & Co Inc | 212,917 | $3.43M | 0.05% | −4,917−2.3% | Reduced |
| Altium Capital Management LP | 192,509 | $3.10M | 12.25% | +192,509 | New |
| Cypress Capital Management LLC (WY) | 189,871 | $3.06M | 2.84% | +157,348+483.8% | Added |
| Allspring Global Investments Holdings, LLC | 188,145 | $3.03M | 0.00% | −4,194−2.2% | Reduced |
| Z3 Capital Partners, LLC | 186,632 | $3.00M | 0.72% | +186,632 | New |
| Private Advisor Group, LLC | 182,148 | $2.93M | 0.01% | +11,171+6.5% | Added |
| Shaker Financial Services, LLC | 181,349 | $2.92M | 0.93% | −108,347−37.4% | Reduced |
| Menlo Advisors LLC | 180,126 | $2.90M | 1.30% | −10,957−5.7% | Reduced |
| HighTower Advisors, LLC | 174,499 | $2.81M | 0.00% | +13,697+8.5% | Added |
| RB Capital Management, LLC | 170,498 | $2.75M | 0.56% | +4,675+2.8% | Added |
| Steward Partners Investment Advisory, LLC | 166,889 | $2.69M | 0.01% | +7,610+4.8% | Added |
| General American Investors Co Inc | 150,877 | $2.43M | 0.15% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 146,093 | $2.35M | 0.01% | +60,888+71.5% | Added |
| Cetera Investment Advisers | 130,106 | $2.09M | 0.00% | +36,621+39.2% | Added |
| Commonwealth Equity Services, LLC | 120,283 | $1.94M | 0.00% | −33,952−22.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 119,872 | $1.93M | 0.01% | −9,917−7.6% | Reduced |
| Evolve Private Wealth, LLC | 111,350 | $1.79M | 0.11% | +111,350 | New |
| Intrepid Family Office LLC | 103,360 | $1.66M | 1.60% | +17,025+19.7% | Added |
| Mariner, LLC | 102,121 | $1.64M | 0.00% | +38,082+59.5% | Added |
| Sanctuary Advisors, LLC | 102,071 | $1.64M | 0.01% | −877−0.9% | Reduced |
| Atlantic Union Bankshares Corp | 94,893 | $1.53M | 0.03% | −3,025−3.1% | Reduced |
| Wolverine Asset Management LLC | 92,701 | $1.49M | 0.02% | −51,827−35.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 89,077 | $1.43M | 0.05% | −23,423−20.8% | Reduced |
| Accel Wealth Management | 86,711 | $1.40M | 0.38% | −14,070−14.0% | Reduced |
| City of London Investment Management Co Ltd | 83,901 | $1.35M | 0.10% | +19,110+29.5% | Added |
| Kennedy Investment Group | 81,658 | $1.31M | 0.50% | +2,189+2.8% | Added |
| Advisory Advocates, LLC | 79,841 | $1.29M | 1.28% | +79,841 | New |
| WJ Financial Advisors LLC | 78,525 | $1.26M | 1.13% | +24,725+46.0% | Added |
| Focused Wealth Management, Inc | 71,871 | $1.16M | 0.12% | +7,997+12.5% | Added |
| First Trust Advisors LP | 71,604 | $1.15M | 0.00% | +8,801+14.0% | Added |
| Samalin Investment Counsel, LLC | 71,596 | $1.15M | 0.41% | −3,486−4.6% | Reduced |
| Comerica Bank | 71,223 | $1.15M | 0.00% | −5,424−7.1% | Reduced |
| TrueMark Investments, LLC | 70,779 | $1.14M | 0.22% | +1,738+2.5% | Added |
| Miracle Mile Advisors, LLC | 65,470 | $1.05M | 0.02% | 00.0% | Unchanged |
| Gabelli Funds LLC | 62,600 | $1.01M | 0.01% | −9,000−12.6% | Reduced |
| Prospera Financial Services Inc | 59,792 | $962.8K | 0.02% | −14,617−19.6% | Reduced |
| GWM Advisors LLC | 57,152 | $920.1K | 0.00% | −5,015−8.1% | Reduced |
| Comprehensive Money Management Services LLC | 56,770 | $914.0K | 0.63% | +425+0.8% | Added |
| Abel Hall, LLC | 56,300 | $906.4K | 0.21% | −700−1.2% | Reduced |
| Concorde Asset Management, LLC | 54,092 | $870.9K | 0.35% | +1,580+3.0% | Added |
| Triumph Capital Management | 53,367 | $859.2K | 0.19% | +2,333+4.6% | Added |
| Stolper Co | 53,094 | $855.0K | 0.25% | +1,715+3.3% | Added |
| Warren Averett Asset Management, LLC | 52,399 | $843.6K | 0.01% | +4,343+9.0% | Added |
| NWF Advisory Services Inc. | 52,125 | $839.2K | 0.09% | −3,927−7.0% | Reduced |
| Mraz, Amerine & Associates, Inc. | 52,111 | $839.0K | 0.12% | −1,914−3.5% | Reduced |
| Whitener Capital Management, Inc. | 51,167 | $823.8K | 0.19% | +2,655+5.5% | Added |
| Benjamin Edwards Inc | 49,543 | $797.7K | 0.01% | −5,531−10.0% | Reduced |
| Nations Financial Group Inc, | 49,163 | $791.5K | 0.04% | +811+1.7% | Added |
| Logan Stone Capital, LLC | 48,819 | $786.0K | 0.19% | +48,819 | New |
| Bay Rivers Group | 46,975 | $756.3K | 0.31% | +1,766+3.9% | Added |
| Atlanta Consulting Group Advisors, LLC | 42,931 | $691.2K | 0.16% | −814−1.9% | Reduced |
| Apollon Wealth Management, LLC | 41,571 | $669.3K | 0.01% | −1,400−3.3% | Reduced |
| Farther Finance Advisors, LLC | 41,184 | $663.1K | 0.01% | +31,113+308.9% | Added |
| We Are One Seven, LLC | 40,874 | $658.1K | 0.01% | −1,335−3.2% | Reduced |
| Delta Wealth Advisors LLC | 40,866 | $657.9K | 0.55% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 39,950 | $643.2K | 0.04% | −64,866−61.9% | Reduced |
| Bank of Montreal | 38,860 | $625.6K | 0.00% | +4,300+12.4% | Added |
| Jefferies Financial Group Inc. | 37,580 | $605.0K | 0.00% | +1,218+3.3% | Added |
| B&L Asset Management LLC | 37,020 | $596.0K | 0.27% | −7,946−17.7% | Reduced |
| Level Four Advisory Services, LLC | 36,769 | $592.0K | 0.02% | +1,014+2.8% | Added |
| Alexander Randolph Advisory, Inc. | 33,909 | $545.9K | 0.45% | +1,102+3.4% | Added |
| PMG Family Office LLC | 31,851 | $512.8K | 0.59% | −827−2.5% | Reduced |
| Heritage Wealth Management, Inc. | 31,505 | $507.2K | 0.14% | −2,113−6.3% | Reduced |
| Vontobel Holding Ltd. | 31,356 | $504.8K | 0.00% | +31,356 | New |
| Mercer Global Advisors Inc | 30,606 | $492.8K | 0.00% | −1,033−3.3% | Reduced |
| Quantedge Capital Pte Ltd | 29,900 | $481.4K | 0.23% | −1,100−3.5% | Reduced |
| David J Yvars Group | 28,164 | $454.2K | 0.24% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 27,954 | $450.1K | 0.00% | +1,413+5.3% | Added |
| Jane Street Group, LLC | 27,945 | $449.9K | 0.00% | +27,945 | New |
| Kestra Private Wealth Services, LLC | 27,329 | $440.0K | 0.01% | −656−2.3% | Reduced |
| Envestnet Asset Management Inc | 26,889 | $432.9K | 0.00% | +5,947+28.4% | Added |
| 1776 Wealth LLC | 26,308 | $423.6K | 0.16% | +843+3.3% | Added |
| Brown Advisory Inc | 25,778 | $415.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 25,573 | $411.7K | 0.00% | +630+2.5% | Added |
| Wedbush Securities Inc | 24,921 | $401.0K | 0.01% | +574+2.4% | Added |
| Mezzasalma Advisors, LLC | 24,882 | $401.0K | 0.10% | −268−1.1% | Reduced |
| Moors & Cabot, Inc. | 24,580 | $395.7K | 0.02% | +79+0.3% | Added |