Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q4 2025 vs. Q3 2025

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q3 2025 and Q4 2025.

All holders in Q4 2025 All holders in Q3 2025

13F holders of RVT: Q3 2025 compared with Q4 2025
Measure	Q3 2025	Of which not filed for Q4 2025	Q4 2025	Change
Holders	198	1	199	+2
Shares	35.1M	11.8K	36.1M	+1.04M (+3.0%)
Value	$565.6M	$190.3K	$582.2M	+$16.9M (+3.0%)

1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (26)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q4 2025 but not at the end of Q3 2025.

Institutions new to RVT in Q4 2025
Institution	Shares	Value	% of portfolio
Paller Financial Services Inc	317,150	$5.11M	4.09%
Altium Capital Management LP	192,509	$3.10M	12.25%
Z3 Capital Partners, LLC	186,632	$3.00M	0.72%
Evolve Private Wealth, LLC	111,350	$1.79M	0.11%
Advisory Advocates, LLC	79,841	$1.29M	1.28%
Logan Stone Capital, LLC	48,819	$786.0K	0.19%
Vontobel Holding Ltd.	31,356	$504.8K	0.00%
Jane Street Group, LLC	27,945	$449.9K	0.00%
Harbour Wealth Management Group, Inc.	19,389	$312.2K	0.24%
Decker Wealth Management LLC	19,331	$311.2K	0.07%
Simplicity Wealth,LLC	17,757	$285.9K	0.02%
Alpine Global Management, LLC	15,506	$249.6K	0.06%
Colony Group, LLC	15,494	$249.5K	0.00%
US Bancorp	15,441	$248.6K	0.00%
Pensionmark Financial Group, LLC	13,117	$211.2K	0.00%
Coquina Private Wealth LLC	11,197	$180.3K	0.14%
Closed-End Fund Advisors, Inc.	10,940	$176.1K	0.10%
Almitas Capital LLC	10,456	$168.3K	0.04%
Eclectic Associates Inc	10,142	$163.3K	0.03%
Private Wealth Asset Management, LLC	3,258	$52.5K	0.01%
Navalign, LLC	1,071	$17.2K	0.00%
Pinnacle Wealth Planning Services, Inc.	397	$6.39K	0.00%
WPG Advisers, LLC	164	$2.64K	0.00%
Highline Wealth Partners LLC	125	$2.01K	0.00%
Lodestone Wealth Management LLC	107	$1.72K	0.00%
Flagship Harbor Advisors, LLC	88	$1.42K	0.00%

Sold out (24)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2025 and filed for Q4 2025 without it.

Institutions that sold out of RVT in Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Consolidated Portfolio Review Corp	125,510	$2.06M
Readystate Asset Management LP	44,812	$722.8K
Jaffetilchin Investment Partners, LLC	44,796	$722.6K
Walleye Capital LLC	34,732	$560.2K
Millennium Management LLC	19,000	$306.5K
Kovitz Investment Group Partners, LLC	11,723	$189.1K
Belpointe Asset Management LLC	10,980	$177.1K
Fortis Capital Advisors, LLC	10,980	$177.1K
Susquehanna International Group, LLP	10,858	$175.1K
National Asset Management, Inc.	10,296	$166.1K
Future Financial Wealth Managment LLC	5,000	$80.7K
Salem Investment Counselors Inc	4,047	$65.3K
Principal Securities, Inc.	3,489	$56.3K
Sound Income Strategies, LLC	3,150	$50.8K
Newbridge Financial Services Group, Inc.	1,907	$30.8K
Rockefeller Capital Management L.P.	1,826	$29.5K
Pathway Financial Advisers, LLC	1,495	$24.1K
Pacifica Partners Inc.	1,092	$17.7K
Ameritas Advisory Services, LLC	700	$11.3K
Russell Investments Group, Ltd.	687	$11.1K
Fifth Third Bancorp	13	$210
Golden State Wealth Management, LLC	8	$129
Tower Research Capital LLC (TRC)	4	$65
JFS Wealth Advisors, LLC	0	$1

Not filed for Q4 2025 yet (1)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding RVT in Q3 2025 that haven't filed for Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Wetherby Asset Management Inc	11,798	$190.3K